IBN Asset Management provides portfolio management for institutions.
IBN Asset Management reports 12 clients. They include 12 corporations and other businesses. Of its assets, 33.3% ($169M across 65 accounts) are managed with discretion; $339M across 6 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| State or municipal government entities | Fewer than 5 | 67% |
| Corporations and other businesses | 100% | 33% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| State or municipal government entities | Fewer than 5 | $338M | 66.5% | — |
| Corporations and other businesses | 12 | $170M | 33.5% | $14.2M |
| Total | 12 | $508M | 100% | — |
- Clients
- Fewer than 5
- Regulatory AUM
- $338M
- AUM share
- 66.5%
- Avg. per client
- —
- Clients
- 12
- Regulatory AUM
- $170M
- AUM share
- 33.5%
- Avg. per client
- $14.2M
Total
- Clients
- 12
- Regulatory AUM
- $508M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
IBN Asset Management is paid through a percentage of assets under management, fixed fees (other than subscription fees) and other compensation; its fees and minimums are set out in its brochures on the SEC website.
Erik Hagge owns 75% or more of IBN Asset Management. The leadership team of IBN Asset Management includes Chief Compliance Officer Catherine Clark. It has 6 employees.
Leadership
- Catherine ClarkChief Compliance Officer
- Erik HaggeManaging Member
Investment adviser representatives
6 representatives listed in the SEC register as of 9 October 2026.
- Dellon Stout Barry III
- Baker Thomas Burchfield
- Erik Nicholas Hagge
- Bradley James Lukens
- Andrew Louis Toshie II
- Cindy Ball Toshie
Staff
- 6 employees
- 6 in advisory functions
- 6 state-registered reps
- 6 broker-dealer reps
- 2 soliciting firms
- Owns 75% or more of Ibn Asset Management, LLC
Erik Hagge
Control person · since September 2017
IBN Asset Management’s regulatory assets grew 3.6× from $141M (March 2021) to $508M (March 2026); clients fell from 32 to 12 and employees rose from 4 to 6.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $508M | 12 | 6 | 1 |
| March 2025 | $485M | 10 | 6 | 1 |
| March 2024 | $101M | 11 | 6 | 1 |
| March 2023 | $107M | 11 | 6 | 1 |
| March 2022 | $110M | 9 | 4 | 1 |
| March 2021 | $141M | 32 | 4 | 1 |
Besides its headquarters, IBN Asset Management has 0 offices, with 1 listed address in California.
California · 1 listed address
- 463 Pennsfield Place, Suite 201, Thousand OaksHQ
Contact and registration details
- Legal name
- Ibn Asset Management, LLC
- Headquarters
- 463 Pennsfield Place, Suite 201, Thousand Oaks, CA 91360
- Website
- ibnasset.com
- Phone
- 805-277-4738
- @ibn-asset-management
- SEC file
- 801-118749
- Structure
- California LLC
- Fiscal year end
- December
IBN Asset Management uses Bank of New York ($320M, 73%) and US Bank ($119M, 27%) as custodians for its separately managed accounts. IBN Asset Management does not have custody of client assets.
- US BankUS Bank · Seattle, WA · $119M27%
- Bank of New YorkBank of New York · New York, NY · $320M73%
At year end, IBN Asset Management’s separately managed accounts were mostly in bonds (91%).
What the accounts hold
- Funds1%
- Bonds91%
- U.S. government and agency bonds89%
- State and local bonds1%
- Investment grade corporate bonds1%
- Cash8%
How many clients does IBN Asset Management have?
IBN Asset Management has 12 clients and manages $508 million for them, as of March 2026. They include 12 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026
What services does IBN Asset Management offer?
IBN Asset Management provides portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does IBN Asset Management use?
IBN Asset Management’s separately managed account assets are held at Bank of New York (New York, NY), with $320M and US Bank (Seattle, WA), with $119M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026
How many financial advisors does IBN Asset Management have?
IBN Asset Management has 6 investment adviser representatives registered with state securities authorities, out of 6 employees, and 6 perform investment advisory functions. 6 employees are registered representatives of a broker-dealer and 0 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does IBN Asset Management invest in?
At the end of its last fiscal year, IBN Asset Management’s separately managed accounts held 89% U.S. government and agency bonds, 8% cash and equivalents, 1% state and local bonds, 1% investment grade corporate bonds and 1% registered funds (mutual funds, ETFs, BDCs).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns IBN Asset Management?
IBN Asset Management’s direct owner is Erik Hagge (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 31 March 2026
How does IBN Asset Management get paid?
IBN Asset Management is paid through a percentage of assets under management, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact IBN Asset Management?
IBN Asset Management’s main office is at 463 Pennsfield Place, Suite 201, Thousand Oaks, CA 91360. Its phone number is 805-277-4738. Its website is ibnasset.com.