{"url":"https://nivawealth.com/firms/ibn-asset-management-290114","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/290114","regulatoryAum":508170547,"crd":"290114","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6738085","suffix":"III","lastName":"BARRY","firstName":"DELLON","middleName":"STOUT"},{"crd":"7789620","suffix":null,"lastName":"Burchfield","firstName":"Baker","middleName":"Thomas"},{"crd":"3244703","suffix":null,"lastName":"HAGGE","firstName":"ERIK","middleName":"NICHOLAS"},{"crd":"6144161","suffix":null,"lastName":"LUKENS","firstName":"BRADLEY","middleName":"JAMES"},{"crd":"2570308","suffix":"II","lastName":"TOSHIE","firstName":"ANDREW","middleName":"LOUIS"},{"crd":"4397969","suffix":null,"lastName":"TOSHIE","firstName":"CINDY","middleName":"BALL"}],"total":6,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-22","regulatoryAum":141108540,"clients":32,"employees":4,"offices":1},{"filedOn":"2022-03-30","regulatoryAum":110113877,"clients":9,"employees":4,"offices":1},{"filedOn":"2023-03-29","regulatoryAum":107175736,"clients":11,"employees":6,"offices":1},{"filedOn":"2024-03-11","regulatoryAum":100649820,"clients":11,"employees":6,"offices":1},{"filedOn":"2025-03-31","regulatoryAum":485424509,"clients":10,"employees":6,"offices":1},{"filedOn":"2026-03-31","regulatoryAum":508170547,"clients":12,"employees":6,"offices":1}],"secFileNumber":"801-118749","legalName":"Ibn Asset Management, LLC","displayName":"IBN Asset Management","slug":"ibn-asset-management-290114","website":"https://ibnasset.com/","classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_asset_manager","typeLabel":"Asset manager","feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/ibn-asset-management/","founded":null,"organization":"California limited liability company","fiscalYearEnd":"December","headquarters":{"street":"463 Pennsfield Place, Suite 201","city":"Thousand Oaks","state":"CA","stateName":"California","country":"United States","postalCode":"91360"},"tradeNames":[],"registration":{"secApproved":"18 May 2020","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":6,"advisory":6,"brokerDealerReps":6,"insuranceAgents":0,"promoters":2},"aum":{"regulatory":508170547,"discretionary":169064542,"discretionaryAccounts":65,"nonDiscretionary":339106005,"nonDiscretionaryAccounts":6,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"State or municipal government entities","clients":null,"fewerThan5":true,"regulatoryAum":338097222},{"label":"Corporations and other businesses","clients":12,"regulatoryAum":170073325}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"US Bank","shortName":"US Bank","location":"Seattle, WA","smaAssets":118516721},{"name":"Bank of New York","shortName":"Bank of New York","location":"New York, NY","smaAssets":319904514}],"custodyNote":"IBN Asset Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Catherine Clark","title":"Chief Compliance Officer","crd":"4384961"},{"name":"Erik Hagge","title":"Managing Member","crd":"3244703"}],"ownership":[{"label":"Erik Hagge","detail":"Managing member in the 75% or more ownership band and a control person, since September 2017."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"463 Pennsfield Place, Suite 201","city":"Thousand Oaks","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"805-277-4738","stateRegisteredReps":6,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Other"],"activities":["Portfolio management for businesses (other than small businesses) or institutional clients","Other"],"financialPlanningClients":null,"assetMix":[{"label":"U.S. government/agency bonds","percent":89},{"label":"U.S. state and local bonds","percent":1},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":1},{"label":"Cash and cash equivalents","percent":8}],"privateFunds":0},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/290114/PDF/290114.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does IBN Asset Management have?","answer":"IBN Asset Management has 12 clients and manages $508 million for them, as of March 2026. They include 12 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does IBN Asset Management offer?","answer":"IBN Asset Management provides portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does IBN Asset Management use?","answer":"IBN Asset Management’s separately managed account assets are held at Bank of New York (New York, NY), with $320M and US Bank (Seattle, WA), with $119M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does IBN Asset Management have?","answer":"IBN Asset Management has 6 investment adviser representatives registered with state securities authorities, out of 6 employees, and 6 perform investment advisory functions. 6 employees are registered representatives of a broker-dealer and 0 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does IBN Asset Management invest in?","answer":"At the end of its last fiscal year, IBN Asset Management’s separately managed accounts held 89% U.S. government and agency bonds, 8% cash and equivalents, 1% state and local bonds, 1% investment grade corporate bonds and 1% registered funds (mutual funds, ETFs, BDCs).","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns IBN Asset Management?","answer":"IBN Asset Management’s direct owner is Erik Hagge (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does IBN Asset Management get paid?","answer":"IBN Asset Management is paid through a percentage of assets under management, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact IBN Asset Management?","answer":"IBN Asset Management’s main office is at 463 Pennsfield Place, Suite 201, Thousand Oaks, CA 91360. Its phone number is 805-277-4738. Its website is ibnasset.com.","source":"Form ADV Part 1A, Item 1.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}