IA Network provides financial planning, portfolio management for individuals and small businesses, and pension consulting.
IA Network reports 259 clients. They include 197 individual clients and 62 high-net-worth individuals. Of its assets, 99.8% ($199M across 592 accounts) are managed with discretion; $495K across 1 account is not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 76% | 30% |
| High-net-worth individuals | 24% | 66% |
| Pension and profit-sharing plans | 0% | 2% |
| Charitable organizations | 0% | 2% |
| Corporations and other businesses | 0% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 197 | $59.4M | 29.8% | $301K |
| High-net-worth individuals | 62 | $133M | 66.5% | $2.14M |
| Pension and profit-sharing plans | Fewer than 5 | $4.39M | 2.2% | — |
| Charitable organizations | Fewer than 5 | $3.05M | 1.5% | — |
| Corporations and other businesses | Fewer than 5 | $79.2K | 0.0% | — |
| Total | 259 | $200M | 100% | — |
- Clients
- 197
- Regulatory AUM
- $59.4M
- AUM share
- 29.8%
- Avg. per client
- $301K
- Clients
- 62
- Regulatory AUM
- $133M
- AUM share
- 66.5%
- Avg. per client
- $2.14M
- Clients
- Fewer than 5
- Regulatory AUM
- $4.39M
- AUM share
- 2.2%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $3.05M
- AUM share
- 1.5%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $79.2K
- AUM share
- 0.0%
- Avg. per client
- —
Total
- Clients
- 259
- Regulatory AUM
- $200M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
IA Network is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure.
Robert Schaff owns 75% or more of IA Network. The leadership team of IA Network includes Chief Compliance Officer Robert Schaff. It has 5 employees, 4 of them in advisory roles.
Leadership
- Robert SchaffManaging Member & Chief Compliance Officer
Investment adviser representatives
4 representatives listed in the SEC register as of 9 October 2026.
Staff
- 5 employees
- 4 in advisory functions
- 4 state-registered reps
- 2 broker-dealer reps
- 3 insurance agents
- Owns 75% or more of Ia Network, LLC
Robert Schaff
Control person · since February 2022
IA Network’s regulatory assets grew 9.9× from $20.3M (July 2022) to $200M (March 2026); clients rose from 42 to 259 and employees from 2 to 5.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $200M | 259 | 5 | 4 |
| July 2025 | $184M | 253 | 6 | 4 |
| June 2024 | $161M | 237 | 6 | 3 |
| March 2023 | $129M | 191 | 6 | 4 |
| July 2022 | $20.3M | 42 | 2 | 2 |
Besides its headquarters, IA Network has 3 offices (1 private residence, listed without an address), with 3 listed addresses in North Carolina.
North Carolina · 3 listed addresses
- 210 N Church St, Suite 1905, CharlotteHQ
- 90 Aviemore Drive, Pinehurst
- 301 E 9th Street, Charlotte
Other business names
IA Network has reported 7 other business names to the SEC.
- Ia Network
- Ian
- Stockham Financial
- Stockham Financial Charlotte
- Tice McNinch
- Uptown Partners
- Uptown Partners Advisory
Contact and registration details
- Legal name
- Ia Network, LLC
- Headquarters
- 210 N Church St, Suite 1905, Charlotte, NC 28202
- Website
- ianetwork.com
- Phone
- 704-272-1211
- @ianetwork-advisory
- SEC file
- 801-123452
- Structure
- North Carolina LLC
- Fiscal year end
- December
IA Network uses Charles Schwab ($142M, 72%) and SEI Investments Management ($55.1M, 28%) as custodians for its separately managed accounts. IA Network does not have custody of client assets.
- SEI Investments ManagementSEI Investments Management Corp · Oaks, PA · $55.1M28%
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $142M72%
At year end, IA Network’s separately managed accounts were largely in stocks (42%) and funds (42%).
What the accounts hold
- Stocks42%
- Funds42%
- Bonds4%
- U.S. government and agency bonds1%
- State and local bonds1%
- Investment grade corporate bonds1%
- High-yield corporate bonds1%
- Cash8%
- Other5%
- Unassigned5%
How many clients does IA Network have?
IA Network has 259 clients and manages $200 million for them, as of March 2026. They include 197 individual clients and 62 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 23 March 2026
What services does IA Network offer?
IA Network provides financial planning, portfolio management for individuals and small businesses, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does IA Network use?
IA Network’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $142M and SEI Investments Management Corp (Oaks, PA), with $55.1M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 23 March 2026
How many financial advisors does IA Network have?
IA Network has 4 investment adviser representatives registered with state securities authorities, out of 5 employees, and 4 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does IA Network invest in?
At the end of its last fiscal year, IA Network’s separately managed accounts held 42% exchange-traded equities, 42% registered funds (mutual funds, ETFs, BDCs), 8% cash and equivalents, 5% other, 1% U.S. government and agency bonds, 1% state and local bonds, 1% investment grade corporate bonds and 1% high-yield corporate bonds. The 5% other category is described as: Unassigned.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns IA Network?
IA Network’s direct owner is Robert Schaff (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 23 March 2026
How does IA Network get paid?
IA Network is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact IA Network?
IA Network’s main office is at 210 N Church St, Suite 1905, Charlotte, NC 28202. Its phone number is 704-272-1211. Its website is ianetwork.com.