Samuel McNinch has been an investment adviser representative at IA Network since February 2023, and is not listed among the firm’s executive officers or direct owners.
Ia Network, LLC is a Charlotte, NC firm with $200M under management, 259 clients and 4 advisers across 4 offices, as of its March 2026 filing.
Samuel McNinch’s longest registration was 6 years at NFP Securities, Inc. (2007–2013). Before joining IA Network in 2023, Samuel McNinch was registered through Red Oak Capital Management, Inc. and Kestra Advisory Services, LLC.
- Ia Network, LLCCurrent– present · 3 yearsMt Pleasant, SC · Adviser representative · Firm CRD 319096
- Red Oak Capital Management, Inc.– · 4 yearsMT. Pleasant, SC · Adviser representative · Firm CRD 284188
- Kestra Advisory Services, LLC– · under a yearMT. Pleasant, SC · Adviser representative · Firm CRD 283330
- Hayden Royal– · 2 yearsMt. Pleasant, SC · Adviser representative · Firm CRD 170037
- NFP Advisor Services, LLC– · 2 yearsMT. Pleasant, SC · Adviser representative · Firm CRD 42046
- NFP Securities, Inc.– · 6 yearsMT. Pleasant, SC · Adviser representative · Firm CRD 42046
Investment adviser representative registrations
Samuel McNinch is registered as an investment adviser representative in 2 states. The first approvals date from February 2023; the most recent is North Carolina, in March 2023.
- North CarolinaSince 14 March 2023
- South CarolinaSince 22 February 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 6 December 1995 |
| Series 24 | General Securities Principal Examination | 14 August 1991 |
| Series 7 | General Securities Representative Examination | 20 September 1986 |
| Series 22 | Direct Participation Programs Representative Examination | 2 May 1985 |
| Series 63 | Uniform Securities Agent State Law Examination | 15 January 1985 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 15 January 1985 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Direct Participation Programs Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Samuel Sylvanus McNinch
- CRD
- 1319783
- Firm
- IA Network · CRD 319096
- Office
- Mt Pleasant, SC
- Registration
- Investment adviser registration
- In the industry since
- October 1985
- Disciplinary history
- Not yet shown here · SEC record
Where does Samuel McNinch work?
Samuel McNinch is an investment adviser representative registered through Ia Network, LLC since February 2023, and is not listed among the firm’s executive officers or direct owners.
Is Samuel McNinch a financial advisor?
Yes. Samuel McNinch has a current investment-adviser registration in North Carolina and South Carolina, through IA Network since February 2023.
How many years of experience does Samuel McNinch have?
Samuel McNinch has 40 years in the financial industry, since October 1985, across 5 adviser firms.
What exams has Samuel McNinch passed?
Samuel McNinch has passed 6 licensing exams: the Series 63, Series 6, Series 22, Series 7, Series 24 and Series 65. The earliest, the Series 63, was passed in January 1985. FINRA credited Samuel McNinch with the SIE, which began in October 2018.
Where did Samuel McNinch work before IA Network?
Before IA Network, Samuel McNinch was registered through Kestra Advisory Services, LLC, April 2016 to May 2016; Hayden Royal, April 2016 to June 2018; NFP Advisor Services, LLC, December 2013 to May 2016; NFP Securities, Inc., November 2007 to December 2013.
Where is Samuel McNinch based?
Samuel McNinch’s registered office is in Mt Pleasant, SC.
Is Samuel McNinch registered with FINRA?
No. Samuel McNinch has no current broker registration.
How can I verify Samuel McNinch’s record?
Search CRD 1319783 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Samuel McNinch’s full registration record.