Maggie Smith has been an investment adviser representative at IA Network since January 2026, and is not listed among the firm’s executive officers or direct owners.
Ia Network, LLC is a Charlotte, NC firm with $200M under management, 259 clients and 4 advisers across 4 offices, as of its March 2026 filing.
- Ia Network, LLCCurrent– present · under a yearPinehurst, NC · Adviser representative · Firm CRD 319096
Investment adviser representative registrations
Maggie Smith is registered as an investment adviser representative in North Carolina, since January 2026.
- North CarolinaSince 5 January 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 9 December 2025 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 5 January 2012 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 4 August 2011 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Maggie Barry Smith
- CRD
- 5912993
- Firm
- IA Network · CRD 319096
- Office
- 90 Aviemore Drive, Pinehurst, NC 28374
- Registration
- Investment adviser registration
- In the industry since
- August 2011
- Disciplinary history
- Not yet shown here · SEC record
Where does Maggie Smith work?
Maggie Smith is an investment adviser representative registered through Ia Network, LLC since January 2026, and is not listed among the firm’s executive officers or direct owners.
Is Maggie Smith a financial advisor?
Yes. Maggie Smith has a current investment-adviser registration in North Carolina, through IA Network since January 2026.
How many years of experience does Maggie Smith have?
Maggie Smith has 15 years in the financial industry, since August 2011, across 1 adviser firm.
What exams has Maggie Smith passed?
Maggie Smith has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in August 2011. FINRA credited Maggie Smith with the SIE, which began in October 2018.
Where is Maggie Smith based?
Maggie Smith’s registered office is in Pinehurst, NC.
Is Maggie Smith registered with FINRA?
No. Maggie Smith has no current broker registration.
How can I verify Maggie Smith’s record?
Search CRD 5912993 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Maggie Smith’s full registration record.