Humble Capital Management provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and portfolio management for institutions. The firm advises 1 private fund.
Humble Capital Management reports 46 clients. They include 40 high-net-worth individuals, 3 pension and profit-sharing plans, and 2 charitable organizations. Of its assets, 100.0% ($146M across 81 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| High-net-worth individuals | 87% | 50% |
| Pooled investment vehicles | 2% | 38% |
| Pension and profit-sharing plans | 7% | 10% |
| Charitable organizations | 4% | 1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| High-net-worth individuals | 40 | $73.3M | 50.4% | $1.83M |
| Pooled investment vehicles | 1 | $55.4M | 38.1% | $55.4M |
| Pension and profit-sharing plans | 3 | $15.1M | 10.4% | $5.04M |
| Charitable organizations | 2 | $1.7M | 1.2% | $850K |
| Total | 46 | $146M | 100% | $3.16M |
- Clients
- 40
- Regulatory AUM
- $73.3M
- AUM share
- 50.4%
- Avg. per client
- $1.83M
- Clients
- 1
- Regulatory AUM
- $55.4M
- AUM share
- 38.1%
- Avg. per client
- $55.4M
- Clients
- 3
- Regulatory AUM
- $15.1M
- AUM share
- 10.4%
- Avg. per client
- $5.04M
- Clients
- 2
- Regulatory AUM
- $1.7M
- AUM share
- 1.2%
- Avg. per client
- $850K
Total
- Clients
- 46
- Regulatory AUM
- $146M
- AUM share
- 100%
- Avg. per client
- $3.16M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 1
Humble Capital Management charges 1.00% a year for its Separate account management. The fee is billed in arrears, is negotiable and requires an account of at least $1,000,000.
Fee details and sources
Chad Sakumoto owns 50% to 75% of Humble Capital Management. The leadership team of Humble Capital Management includes Chief Compliance Officer Chad Sakumoto. It has 2 employees.
Staff
- 2 employees
- 2 in advisory functions
- 2 state-registered reps
- Owns 50% to 75% of Humble Capital Management LLC
Chad Sakumoto
Control person · since September 2009
- Owns 50% to 75% of Humble Capital Management LLC
Gordon Nihei
Control person · since September 2009
Humble Capital Management’s regulatory assets grew from $116M (June 2024) to $146M (February 2026); clients were 46 in both filings and employees were 2 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Feb 2026February 2026 | $146M | 46 | 2 | 1 |
| Mar 2025March 2025 | $126M | 46 | 2 | 1 |
| Jun 2024June 2024 | $116M | 44 | 2 | 1 |
Besides its headquarters, Humble Capital Management has 0 offices, with 1 listed address in 1 state.
Hawaii · 1 listed address
- 410 Atkinson DR., Suite #433, HonoluluHQ
Contact and registration details
- Legal name
- Humble Capital Management LLC
- Headquarters
- 410 Atkinson DR., Suite #433, Honolulu, HI 96814
- Website
- humblecapital.com
- Phone
- 808-387-0191
- SEC file
- 801-130525
- Structure
- Hawaii LLC
- Fiscal year end
- December
Humble Capital Management’s named custodians for separately managed accounts are Charles Schwab ($75.9M, 84%) and E*trade Securities ($14.2M, 16%). Humble Capital Management has custody of $55.4M for 1 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Honolulu, HI · $75.9M84%
- E*trade SecuritiesE*trade Securities LLC · New York, NY · $14.2M16%
At year end, Humble Capital Management’s separately managed accounts were mostly in stocks (79%) and bonds (19%).
What the accounts hold
- Stocks79%
- Bonds19%
- Cash2%
How many clients does Humble Capital Management have?
Humble Capital Management has 46 clients and manages $146 million for them, as of February 2026. They include 40 high-net-worth individuals, 3 pension and profit-sharing plans, and 2 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 26 February 2026
What services does Humble Capital Management offer?
Humble Capital Management provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Humble Capital Management charge?
Humble Capital Management charges 1.00% a year for its Separate account management. The fee is billed in arrears, is negotiable and requires an account of at least $1,000,000.
Source: HUMBLE CAPITAL MANAGEMENT LLC ADV PART 2A & 2B BROCHURE, filed 26 February 2026
Which custodians does Humble Capital Management use?
Humble Capital Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Honolulu, HI), with $75.9M and E*trade Securities LLC (New York, NY), with $14.2M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 26 February 2026
How many financial advisors does Humble Capital Management have?
Humble Capital Management has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Humble Capital Management invest in?
At the end of its last fiscal year, Humble Capital Management’s separately managed accounts held 79% exchange-traded equities, 19% U.S. government and agency bonds and 2% cash and equivalents. It advises 1 private fund.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Humble Capital Management have a minimum investment?
Yes, Humble Capital Management’s minimum account size for its Separate account management is $1M.
Source: HUMBLE CAPITAL MANAGEMENT LLC ADV PART 2A & 2B BROCHURE, filed 26 February 2026
Who owns Humble Capital Management?
Humble Capital Management’s direct owners are Chad Sakumoto (50% to 75%) and Gordon Nihei (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 26 February 2026
How does Humble Capital Management get paid?
Humble Capital Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Humble Capital Management?
Humble Capital Management’s main office is at 410 Atkinson DR., Suite #433, Honolulu, HI 96814. Its phone number is 808-387-0191. Its website is humblecapital.com.