Firms by custodian
Registered investment advisers that custody at E*trade Securities
Search the full directory by firm name, city, state, CRD number or custodian.
6 firms listed
| Firm | Headquarters | Regulatory AUM |
|---|---|---|
| SBB Research Group | Northbrook, IL | $3.26B |
| Portfolio Medics | Bonita Springs, FL | $780M |
| Capital Advisers | Raleigh, NC | $620M |
| Martin Fleisher, JD PC | $180M | |
| Humble Capital Management | Honolulu, HI | $146M |
| Private Lane Capital | $144M |
- Headquarters
- Northbrook, IL
- Regulatory AUM
- $3.26B
- Headquarters
- Bonita Springs, FL
- Regulatory AUM
- $780M
- Headquarters
- Raleigh, NC
- Regulatory AUM
- $620M
- Headquarters
- Regulatory AUM
- $180M
- Headquarters
- Honolulu, HI
- Regulatory AUM
- $146M
- Headquarters
- Regulatory AUM
- $144M
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming E*trade Securities here says only what the filing says, and implies nothing about either firm's service.