Capital Advisers provides portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers.
Capital Advisers reports 723 clients. They include 550 individual clients, 85 pension and profit-sharing plans, and 60 high-net-worth individuals. Of its assets, 100.0% ($620M across 1,505 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 76% | 60% |
| High-net-worth individuals | 8% | 16% |
| Pension and profit-sharing plans | 12% | 10% |
| Charitable organizations | 3% | 9% |
| Corporations and other businesses | <1% | 5% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 550 | $370M | 59.7% | $673K |
| High-net-worth individuals | 60 | $100M | 16.1% | $1.67M |
| Pension and profit-sharing plans | 85 | $65M | 10.5% | $765K |
| Charitable organizations | 22 | $55M | 8.9% | $2.5M |
| Corporations and other businesses | 6 | $30M | 4.8% | $5M |
| Total | 723 | $620M | 100% | $858K |
- Clients
- 550
- Regulatory AUM
- $370M
- AUM share
- 59.7%
- Avg. per client
- $673K
- Clients
- 60
- Regulatory AUM
- $100M
- AUM share
- 16.1%
- Avg. per client
- $1.67M
- Clients
- 85
- Regulatory AUM
- $65M
- AUM share
- 10.5%
- Avg. per client
- $765K
- Clients
- 22
- Regulatory AUM
- $55M
- AUM share
- 8.9%
- Avg. per client
- $2.5M
- Clients
- 6
- Regulatory AUM
- $30M
- AUM share
- 4.8%
- Avg. per client
- $5M
Total
- Clients
- 723
- Regulatory AUM
- $620M
- AUM share
- 100%
- Avg. per client
- $858K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
Capital Advisers is paid through a percentage of assets under management and hourly charges. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure.
Steven Wilson owns 75% or more of Capital Advisers. The leadership team of Capital Advisers includes President William Rollinson and Chief Investment Officer Steven Wilson. It has 5 employees, 2 of them in advisory roles.
Leadership
- William RollinsonPrincipal and Executive Vice President
- Steven WilsonOwner, President, Chief Investment Officer, Chief Compliance Officer
Investment adviser representatives
4 representatives listed in the SEC register as of 9 October 2026.
- Matthew Bockhorst
- Daniel Mark Gaugert
- Randolph McCraven Nash
- Steven Blair Wilson
Staff
- 5 employees
- 2 in advisory functions
- 1 state-registered rep
- 2 insurance agents
- 45 soliciting firms
- Owns 75% or more of Capital Advisers, Inc.
Steven Wilson
Control person · since January 2022
Capital Advisers’ regulatory assets grew 1.7× from $368M (April 2021) to $620M (January 2026); clients rose from 552 to 723 and employees from 4 to 5.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Jan 2026January 2026 | $620M | 723 | 5 | 1 |
| Mar 2025March 2025 | $504M | 651 | 5 | 1 |
| Mar 2024March 2024 | $560M | 649 | 3 | 1 |
| Mar 2023March 2023 | $360M | 629 | 2 | 1 |
| Mar 2022March 2022 | $431M | 575 | 2 | 1 |
| Apr 2021April 2021 | $368M | 552 | 4 | 1 |
Besides its headquarters, Capital Advisers has 0 offices, with 1 listed address in 1 state.
North Carolina · 1 listed address
- 100 East Six Forks Road, Suite 250, RaleighHQ
Contact and registration details
- Legal name
- Capital Advisers, Inc.
- Headquarters
- 100 East Six Forks Road, Suite 250, Raleigh, NC 27609
- Website
- Not reported
- Phone
- 919-865-1930
- SEC file
- 801-63487
- Structure
- North Carolina corporation
- Fiscal year end
- December
Capital Advisers’ named custodians for separately managed accounts are Charles Schwab ($235M, 89%) and E*trade Securities ($30M, 11%). Capital Advisers does not have custody of client assets.
- E*trade SecuritiesE*trade Securities LLC · Omaha, NE · $30M11%
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $235M89%
At year end, Capital Advisers’ separately managed accounts were mostly in funds (72%) and stocks (20%).
What the accounts hold
- Stocks20%
- Funds72%
- Registered funds60%
- Pooled vehicles12%
- Bonds6%
- Investment grade corporate bonds2%
- High-yield corporate bonds2%
- U.S. government and agency bonds1%
- State and local bonds1%
- Cash2%
How many clients does Capital Advisers have?
Capital Advisers has 723 clients and manages $620 million for them, as of January 2026. They include 550 individual clients, 85 pension and profit-sharing plans, and 60 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 28 January 2026
What services does Capital Advisers offer?
Capital Advisers provides portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Capital Advisers use?
Capital Advisers’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $235M and E*trade Securities LLC (Omaha, NE), with $30M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 28 January 2026
How many financial advisors does Capital Advisers have?
Capital Advisers has 1 investment adviser representative registered with state securities authorities, out of 5 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Capital Advisers invest in?
At the end of its last fiscal year, Capital Advisers’ separately managed accounts held 60% registered funds (mutual funds, ETFs, BDCs), 20% exchange-traded equities, 12% pooled vehicles (private funds and similar), 2% investment grade corporate bonds, 2% high-yield corporate bonds, 2% cash and equivalents, 1% U.S. government and agency bonds and 1% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Capital Advisers?
Capital Advisers’ direct owner is Steven Wilson (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 28 January 2026
How does Capital Advisers get paid?
Capital Advisers is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Capital Advisers?
Capital Advisers’ main office is at 100 East Six Forks Road, Suite 250, Raleigh, NC 27609. Its phone number is 919-865-1930.