{"url":"https://nivawealth.com/firms/humble-capital-management-158115","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/158115","regulatoryAum":145564094,"crd":"158115","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5930623","suffix":null,"lastName":"NIHEI","firstName":"GORDON","middleName":"TAKERU"},{"crd":"5930593","suffix":null,"lastName":"SAKUMOTO","firstName":"CHAD","middleName":"RIKIO"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2024-06-27","regulatoryAum":115627363,"clients":44,"employees":2,"offices":1},{"filedOn":"2025-03-03","regulatoryAum":125508677,"clients":46,"employees":2,"offices":1},{"filedOn":"2026-02-26","regulatoryAum":145564094,"clients":46,"employees":2,"offices":1}],"secFileNumber":"801-130525","legalName":"Humble Capital Management LLC","displayName":"Humble Capital 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BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1012568","versionId":1012568,"submittedOn":"2026-02-26"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Honolulu, HI","smaAssets":75926520},{"name":"E*trade Securities LLC","shortName":"E*trade Securities","location":"New York, NY","smaAssets":14211265}],"custodyNote":"Humble Capital Management has custody of $55.4M for 1 clients.","otherCustodians":[],"leadership":[{"name":"Chad Sakumoto","title":"Principal & Chief Compliance Officer","crd":"5930593"},{"name":"Gordon Nihei","title":"Principal","crd":"5930623"}],"ownership":[{"label":"Chad Sakumoto","detail":"Principal & chief compliance officer in the 50% to 75% ownership band and a control person, since September 2009."},{"label":"Gordon Nihei","detail":"Principal in the 50% to 75% ownership band and a control person, since September 2009."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Hawaii","offices":1,"addresses":[{"street":"410 Atkinson DR., Suite #433","city":"Honolulu","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"808-387-0191","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":79},{"label":"U.S. government/agency bonds","percent":19},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":1},"sources":{"adv1FilingDate":"26 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/158115/PDF/158115.pdf","brochureDate":"26 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1012568","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Humble Capital Management have?","answer":"Humble Capital Management has 46 clients and manages $146 million for them, as of February 2026. They include 40 high-net-worth individuals, 3 pension and profit-sharing plans, and 2 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 26 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Humble Capital Management offer?","answer":"Humble Capital Management provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Humble Capital Management charge?","answer":"Humble Capital Management charges 1.00% a year for its Separate account management. The fee is billed in arrears, is negotiable and requires an account of at least $1,000,000.","source":"HUMBLE CAPITAL MANAGEMENT LLC ADV PART 2A & 2B BROCHURE, filed 26 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Humble Capital Management use?","answer":"Humble Capital Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Honolulu, HI), with $75.9M and E*trade Securities LLC (New York, NY), with $14.2M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 26 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Humble Capital Management have?","answer":"Humble Capital Management has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Humble Capital Management invest in?","answer":"At the end of its last fiscal year, Humble Capital Management’s separately managed accounts held 79% exchange-traded equities, 19% U.S. government and agency bonds and 2% cash and equivalents. It advises 1 private fund.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Humble Capital Management have a minimum investment?","answer":"Yes, Humble Capital Management’s minimum account size for its Separate account management is $1M.","source":"HUMBLE CAPITAL MANAGEMENT LLC ADV PART 2A & 2B BROCHURE, filed 26 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Humble Capital Management?","answer":"Humble Capital Management’s direct owners are Chad Sakumoto (50% to 75%) and Gordon Nihei (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 26 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Humble Capital Management get paid?","answer":"Humble Capital Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Humble Capital Management?","answer":"Humble Capital Management’s main office is at 410 Atkinson DR., Suite #433, Honolulu, HI 96814. Its phone number is 808-387-0191. Its website is humblecapital.com.","source":"Form ADV Part 1A, Item 1.F, filed 26 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}