Chad Sakumoto has been Principal & Chief Compliance Officer of Humble Capital Management since September 2009, is a control person of the firm and directly owns between 50% and 75% of it. Chad Sakumoto studied at Claremont McKenna College.
Humble Capital Management LLC is a Honolulu, HI firm with $146M under management, 46 clients and 2 advisers in one office, as of its February 2026 filing.
Chad R. Sakumoto is with Humble Capital. He began his career at Bank of Hawaii, where he worked in commercial banking and commercial real estate finance until 2007, when he left to work as Chief Investment Officer for a privately held Hawaii company. He is a past board member of the GIFT Foundation of Hawaii.
- – present · 14 yearsHonolulu, HI · Adviser representative · Firm CRD 158115
Investment adviser representative registrations
Chad Sakumoto is registered as an investment adviser representative in Hawaii, since January 2012.
- HawaiiSince 11 January 2012
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 8 July 2011 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Chad Rikio Sakumoto
- CRD
- 5930593
- Firm
- Humble Capital Management · CRD 158115
- Role
- Principal & Chief Compliance Officer
- Office
- 410 ATKINSON DR., SUITE 433, Honolulu, HI 96814
- Registration
- Investment adviser registration
- In the industry since
- January 2012
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- humblecapital.com
Where does Chad Sakumoto work?
Chad Sakumoto has been Principal & Chief Compliance Officer of Humble Capital Management LLC since September 2009, and is a control person of the firm.
Is Chad Sakumoto a financial advisor?
Yes. Chad Sakumoto has a current investment-adviser registration in Hawaii, through Humble Capital Management since January 2012.
How many years of experience does Chad Sakumoto have?
Chad Sakumoto has 14 years in the financial industry, since January 2012, across 1 adviser firm.
What exams has Chad Sakumoto passed?
Chad Sakumoto passed the Series 65 in July 2011.
Where is Chad Sakumoto based?
Chad Sakumoto’s registered office is in Honolulu, HI.
Is Chad Sakumoto registered with FINRA?
No. Chad Sakumoto has no current broker registration.
How can I verify Chad Sakumoto’s record?
Search CRD 5930593 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Chad Sakumoto’s full registration record.