Hoffman Capital Advisors provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 1–10 clients last fiscal year.
Hoffman Capital Advisors reports 370 clients. They include 317 individual clients, 48 high-net-worth individuals and 3 charitable organizations. Of its assets, 91.4% ($170M across 713 accounts) are managed with discretion; $15.9M across 41 accounts are not. A wrap fee program the firm both sponsors and manages holds $170M. It advised 2 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 86% | 41% |
| High-net-worth individuals | 13% | 54% |
| Pension and profit-sharing plans | <1% | 5% |
| Charitable organizations | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 317 | $75.6M | 40.8% | $239K |
| High-net-worth individuals | 48 | $101M | 54.3% | $2.1M |
| Pension and profit-sharing plans | Fewer than 5 | $8.94M | 4.8% | $4.47M |
| Charitable organizations | Fewer than 5 | $172K | 0.1% | $57.3K |
| Total | 370 | $185M | 100% | — |
- Clients
- 317
- Regulatory AUM
- $75.6M
- AUM share
- 40.8%
- Avg. per client
- $239K
- Clients
- 48
- Regulatory AUM
- $101M
- AUM share
- 54.3%
- Avg. per client
- $2.1M
- Clients
- Fewer than 5
- Regulatory AUM
- $8.94M
- AUM share
- 4.8%
- Avg. per client
- $4.47M
- Clients
- Fewer than 5
- Regulatory AUM
- $172K
- AUM share
- 0.1%
- Avg. per client
- $57.3K
Total
- Clients
- 370
- Regulatory AUM
- $185M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 2
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Hoffman Capital Advisors charges 0.25%–1.00% a year for its Wrap Fee Portfolio Management Services. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning Fees
- Financial plans carry a negotiated fixed fee of $100 to $10,000, and hourly financial planning is negotiated at $100 to $500 an hour; 50% is paid in advance.
Josiah Hoffman owns 75% or more of Hoffman Capital Advisors. The leadership team of Hoffman Capital Advisors includes Chief Compliance Officer Josiah Hoffman. It has 7 employees.
Leadership
- Josiah HoffmanOwner/Chief Compliance Officer
Investment adviser representatives
6 representatives listed in the SEC register as of 9 October 2026.
Staff
- 7 employees
- 7 in advisory functions
- 7 state-registered reps
- 5 broker-dealer reps
- 4 insurance agents
- Owns 75% or more of Hoffman Capital Advisors LLC
Josiah Hoffman
Control person · since October 2022
Hoffman Capital Advisors’ regulatory assets fell from $246M (January 2021) to $185M (February 2026); clients fell from 398 to 370 and employees were 7 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| February 2026 | $185M | 370 | 7 | 2 |
| May 2025 | $160M | 336 | 6 | 2 |
| February 2024 | $133M | 361 | 6 | 2 |
| April 2023 | $148M | 598 | 6 | 2 |
| February 2022 | $356M | 456 | 6 | 2 |
| January 2021 | $246M | 398 | 7 | 2 |
Besides its headquarters, Hoffman Capital Advisors has 1 office, with 2 listed addresses in Pennsylvania.
Pennsylvania · 2 listed addresses
- 1659 RT 228, Suite 5, Cranberry TWPHQ
- 651 Holiday DR, Pittsburgh
Contact and registration details
- Legal name
- Hoffman Capital Advisors LLC
- Headquarters
- 1659 RT 228, Suite 5, Cranberry TWP, PA 16066
- Website
- hoffman-capital.com
- Phone
- 724-719-6767
- SEC file
- 801-114896
- Structure
- Pennsylvania LLC
- Fiscal year end
- December
Hoffman Capital Advisors uses Fidelity ($156M, 89%), Charles Schwab ($12.1M, 7%) and Mid Atlantic Trust ($8.04M, 5%) as custodians for its separately managed accounts. Hoffman Capital Advisors does not have custody of client assets.
- Mid Atlantic TrustMid Atlantic Trust Company · Pittsburgh, PA · $8.04M5%
- FidelityNational Financial Services LLC · Boston, MA · $156M89%
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $12.1M7%
At year end, Hoffman Capital Advisors’ separately managed accounts were mostly in funds (92%).
What the accounts hold
- Stocks4%
- Funds92%
- Bonds1%
- Cash3%
How many clients does Hoffman Capital Advisors have?
Hoffman Capital Advisors has 370 clients and manages $185 million for them, as of February 2026. They include 317 individual clients, 48 high-net-worth individuals and 3 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 25 February 2026
What services does Hoffman Capital Advisors offer?
Hoffman Capital Advisors provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Hoffman Capital Advisors charge?
Hoffman Capital Advisors charges 0.25%–1.00% a year for its Wrap Fee Portfolio Management Services.
Source: ADV PART 2A-HOFFMAN CAPITAL ADVISORS LLC, filed 25 February 2026
Which custodians does Hoffman Capital Advisors use?
Hoffman Capital Advisors’ separately managed account assets are held at National Financial Services LLC (Boston, MA), with $156M, Charles Schwab & Co., Inc. (Westlake, TX), with $12.1M and Mid Atlantic Trust Company (Pittsburgh, PA), with $8.04M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 February 2026
How many financial advisors does Hoffman Capital Advisors have?
Hoffman Capital Advisors has 7 investment adviser representatives registered with state securities authorities, out of 7 employees, and 7 perform investment advisory functions. 5 employees are registered representatives of a broker-dealer and 4 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Hoffman Capital Advisors invest in?
At the end of its last fiscal year, Hoffman Capital Advisors’ separately managed accounts held 92% registered funds (mutual funds, ETFs, BDCs), 4% exchange-traded equities, 3% cash and equivalents and 1% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Hoffman Capital Advisors?
Hoffman Capital Advisors’ direct owner is Josiah Hoffman (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 25 February 2026
How does Hoffman Capital Advisors get paid?
Hoffman Capital Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Hoffman Capital Advisors registered with the SEC?
Yes, Hoffman Capital Advisors has been registered with the SEC as an investment adviser since 28 March 2019. Its CRD number is 287766 and its SEC file number is 801-114896.
Source: Form ADV Part 1A, Item 1, filed 25 February 2026; IAPD firm record
How do I contact Hoffman Capital Advisors?
Hoffman Capital Advisors’ main office is at 1659 RT 228, Suite 5, Cranberry TWP, PA 16066. Its phone number is 724-719-6767. Its website is hoffman-capital.com.