{"url":"https://nivawealth.com/firms/hoffman-capital-advisors-287766","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/287766","regulatoryAum":185433000,"crd":"287766","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6239501","suffix":null,"lastName":"FEYCHE","firstName":"ALEX","middleName":"MORGAN"},{"crd":"2127521","suffix":null,"lastName":"FEYCHE","firstName":"ROBERT","middleName":"WILLIAM"},{"crd":"6665537","suffix":null,"lastName":"Finney","firstName":"Derek","middleName":"D."},{"crd":"5572382","suffix":null,"lastName":"HOFFMAN","firstName":"JOSIAH","middleName":"DAVID"},{"crd":"2502729","suffix":null,"lastName":"Reimer","firstName":"Michael","middleName":"Robert"},{"crd":"4326505","suffix":null,"lastName":"SMITH","firstName":"DAVID","middleName":"LEE"}],"total":6,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-01-15","regulatoryAum":246296929,"clients":398,"employees":7,"offices":2},{"filedOn":"2022-02-16","regulatoryAum":356115000,"clients":456,"employees":6,"offices":2},{"filedOn":"2023-04-04","regulatoryAum":148200000,"clients":598,"employees":6,"offices":2},{"filedOn":"2024-02-26","regulatoryAum":133491000,"clients":361,"employees":6,"offices":2},{"filedOn":"2025-05-01","regulatoryAum":159520733,"clients":336,"employees":6,"offices":2},{"filedOn":"2026-02-25","regulatoryAum":185433000,"clients":370,"employees":7,"offices":2}],"secFileNumber":"801-114896","legalName":"Hoffman Capital Advisors LLC","displayName":"Hoffman Capital Advisors","slug":"hoffman-capital-advisors-287766","website":"https://hoffman-capital.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/287766/28af9cd693006619-r1.webp","tone":"dark","width":1306,"height":200,"sourceUrl":"https://www.hoffman-capital.com/","sourceLabel":"Hoffman Capital Advisors LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Pennsylvania limited liability company","fiscalYearEnd":"December","headquarters":{"street":"1659 RT 228, Suite 5","city":"Cranberry TWP","state":"PA","stateName":"Pennsylvania","country":"United States","postalCode":"16066"},"tradeNames":[],"registration":{"secApproved":"28 March 2019","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":483060.27397260274,"staff":{"employees":7,"advisory":7,"brokerDealerReps":5,"insuranceAgents":4,"promoters":0},"aum":{"regulatory":185433000,"discretionary":169521000,"discretionaryAccounts":713,"nonDiscretionary":15912000,"nonDiscretionaryAccounts":41,"wrapProgram":169521000,"nonUsClientsPct":0,"nonAumClients":2},"clientTypes":[{"label":"Individuals (other than HNW)","clients":317,"regulatoryAum":75627690},{"label":"High-net-worth individuals","clients":48,"regulatoryAum":100689310},{"label":"Pension and profit-sharing plans","clients":2,"fewerThan5":true,"regulatoryAum":8944000},{"label":"Charitable organizations","clients":3,"fewerThan5":true,"regulatoryAum":172000}],"feePrograms":[{"role":"main","program":"Wrap Fee Portfolio Management Services","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1012043","versionId":1012043,"ratePeriod":"annual","fee_billing":null,"submittedOn":"2026-02-25","documentName":"ADV PART 2A-HOFFMAN CAPITAL ADVISORS LLC","fee_rate_low":0.25,"fee_rate_high":1,"fee_negotiable":null,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning Fees","summary":"Financial plans carry a negotiated fixed fee of $100 to $10,000, and hourly financial planning is negotiated at $100 to $500 an hour; 50% is paid in advance.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1012043","versionId":1012043,"submittedOn":"2026-02-25","documentName":"ADV PART 2A-HOFFMAN CAPITAL ADVISORS LLC"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T15:43:14.704473+00:00","documents":[{"name":"ADV PART 2A-HOFFMAN CAPITAL ADVISORS LLC","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1012043","versionId":1012043,"submittedOn":"2026-02-25"},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1012044","versionId":1012044,"submittedOn":null}]},"custodians":[{"name":"Mid Atlantic Trust Company","shortName":"Mid Atlantic Trust","location":"Pittsburgh, PA","smaAssets":8040000},{"name":"National Financial Services LLC","shortName":"Fidelity","location":"Boston, MA","smaAssets":156439000},{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":12070000}],"custodyNote":"Hoffman Capital Advisors does not have custody of client assets.","leadership":[{"name":"Josiah Hoffman","title":"Owner/Chief Compliance Officer","crd":"5572382"}],"ownership":[{"label":"Josiah Hoffman","detail":"Owner/chief compliance officer in the 75% or more ownership band and a control person, since October 2022."}],"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Pennsylvania","offices":2,"addresses":[{"street":"1659 RT 228, Suite 5","city":"Cranberry TWP","headquarters":true},{"street":"651 Holiday DR","city":"Pittsburgh"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"724-719-6767","stateRegisteredReps":7,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":4},{"label":"U.S. state and local bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":92},{"label":"Cash and cash equivalents","percent":3}],"privateFunds":0},"sources":{"adv1FilingDate":"25 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/287766/PDF/287766.pdf","brochureDate":"25 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1012043","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Hoffman Capital Advisors have?","answer":"Hoffman Capital Advisors has 370 clients and manages $185 million for them, as of February 2026. They include 317 individual clients, 48 high-net-worth individuals and 3 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 25 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Hoffman Capital Advisors offer?","answer":"Hoffman Capital Advisors provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Hoffman Capital Advisors charge?","answer":"Hoffman Capital Advisors charges 0.25%–1.00% a year for its Wrap Fee Portfolio Management Services.","source":"ADV PART 2A-HOFFMAN CAPITAL ADVISORS LLC, filed 25 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Hoffman Capital Advisors use?","answer":"Hoffman Capital Advisors’ separately managed account assets are held at National Financial Services LLC (Boston, MA), with $156M, Charles Schwab & Co., Inc. (Westlake, TX), with $12.1M and Mid Atlantic Trust Company (Pittsburgh, PA), with $8.04M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Hoffman Capital Advisors have?","answer":"Hoffman Capital Advisors has 7 investment adviser representatives registered with state securities authorities, out of 7 employees, and 7 perform investment advisory functions. 5 employees are registered representatives of a broker-dealer and 4 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Hoffman Capital Advisors invest in?","answer":"At the end of its last fiscal year, Hoffman Capital Advisors’ separately managed accounts held 92% registered funds (mutual funds, ETFs, BDCs), 4% exchange-traded equities, 3% cash and equivalents and 1% state and local bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Hoffman Capital Advisors?","answer":"Hoffman Capital Advisors’ direct owner is Josiah Hoffman (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 25 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Hoffman Capital Advisors get paid?","answer":"Hoffman Capital Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Hoffman Capital Advisors registered with the SEC?","answer":"Yes, Hoffman Capital Advisors has been registered with the SEC as an investment adviser since 28 March 2019. Its CRD number is 287766 and its SEC file number is 801-114896.","source":"Form ADV Part 1A, Item 1, filed 25 February 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Hoffman Capital Advisors?","answer":"Hoffman Capital Advisors’ main office is at 1659 RT 228, Suite 5, Cranberry TWP, PA 16066. Its phone number is 724-719-6767. Its website is hoffman-capital.com.","source":"Form ADV Part 1A, Item 1.F, filed 25 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}