David Smith has been an investment adviser representative at Hoffman Capital Advisors since February 2018, and is not listed among the firm’s executive officers or direct owners. David Smith holds a Bachelor of Science from the University of Pittsburgh and an MBA from the University of Pittsburgh.
Hoffman Capital Advisors LLC is a Cranberry TWP, PA firm with $185M under management, 370 clients and 7 advisers across 2 offices, as of its February 2026 filing.
David L. Smith is an advisor with Hoffman Capital Advisors and a partner in the local CPA firm Creese, Smith, Hune & Co. LLC, where his primary focus has been taxation of closely held businesses and individuals. He does not provide tax advice through Hoffman Capital Advisors.
David Smith’s longest registration was 10 years at Hefren-Tillotson, Inc. (2007–2017). Before joining Hoffman Capital Advisors in 2018, David Smith was registered through Hefren-Tillotson, Inc.
- Hoffman Capital Advisors LLCCurrent– present · 8 yearsCranberry TWP, PA · Adviser representative · Firm CRD 287766
- Hefren-Tillotson, Inc.– · 10 yearsPittsburgh, PA · Adviser representative · Firm CRD 53
Professional designations
Listed by Hoffman Capital Advisors
- CPA
Investment adviser representative registrations
David Smith is registered as an investment adviser representative in Pennsylvania, since February 2018.
- PennsylvaniaSince 8 February 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 14 February 2001 |
| Series 7 | General Securities Representative Examination | 30 January 2001 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- David Lee Smith
- CRD
- 4326505
- Firm
- Hoffman Capital Advisors · CRD 287766
- Office
- 1659 RT 228, SUITE 5, Cranberry TWP, PA 16066
- Registration
- Investment adviser and broker registrations
- In the industry since
- January 2001
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- hoffman-capital.com
Where does David Smith work?
David Smith is an investment adviser representative registered through Hoffman Capital Advisors LLC since February 2018, and is not listed among the firm’s executive officers or direct owners.
Is David Smith a financial advisor?
Yes. David Smith has a current investment-adviser registration in Pennsylvania, through Hoffman Capital Advisors since February 2018.
How many years of experience does David Smith have?
David Smith has 25 years in the financial industry, since January 2001, across 2 adviser firms.
What exams has David Smith passed?
David Smith has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in January 2001. FINRA credited David Smith with the SIE, which began in October 2018.
Where did David Smith work before Hoffman Capital Advisors?
Before Hoffman Capital Advisors, David Smith was registered through Hefren-Tillotson, Inc., March 2007 to December 2017.
Where is David Smith based?
David Smith’s registered office is in Cranberry TWP, PA.
Is David Smith registered with FINRA?
Yes. David Smith has a current broker registration, under CRD 4326505.
Source: FINRA BrokerCheck
How can I verify David Smith’s record?
Search CRD 4326505 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish David Smith’s full registration record.