Gunn & Company Investment Management provides portfolio management for individuals and small businesses, portfolio management for institutions, estate planning, and retirement plan services.
Gunn & Company Investment Management reports 183 clients. They include 114 individual clients, 58 high-net-worth individuals, and 10 pension and profit-sharing plans. Of its assets, 100.0% ($214M across 433 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 62% | 20% |
| High-net-worth individuals | 32% | 77% |
| Pension and profit-sharing plans | 5% | 3% |
| Charitable organizations | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 114 | $43.5M | 20.3% | $381K |
| High-net-worth individuals | 58 | $164M | 76.6% | $2.82M |
| Pension and profit-sharing plans | 10 | $6.43M | 3.0% | $643K |
| Charitable organizations | Fewer than 5 | $1.32K | 0.0% | $1.32K |
| Total | 183 | $214M | 100% | — |
- Clients
- 114
- Regulatory AUM
- $43.5M
- AUM share
- 20.3%
- Avg. per client
- $381K
- Clients
- 58
- Regulatory AUM
- $164M
- AUM share
- 76.6%
- Avg. per client
- $2.82M
- Clients
- 10
- Regulatory AUM
- $6.43M
- AUM share
- 3.0%
- Avg. per client
- $643K
- Clients
- Fewer than 5
- Regulatory AUM
- $1.32K
- AUM share
- 0.0%
- Avg. per client
- $1.32K
Total
- Clients
- 183
- Regulatory AUM
- $214M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Gunn & Company Investment Management is paid through a percentage of assets under management. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure.
Marshall Gunn owns 25% to 50% of Gunn & Company Investment Management. The leadership team of Gunn & Company Investment Management includes President Elizabeth DeWitt and Chief Compliance Officer Shawn McCabe. It has 5 employees, 2 of them in advisory roles.
Staff
- 5 employees
- 2 in advisory functions
- 3 state-registered reps
- Owns 25% to 50% of Gunn & Company Investment Management, Inc.
Marshall Gunn
Control person · since November 1996
- Owns 25% to 50% of Gunn & Company Investment Management, Inc.
Shawn McCabe
Control person · since January 2025
- Owns 10% to 25% of Gunn & Company Investment Management, Inc.
Renee Morrell
Control person · since July 2015
- Owns 5% to 10% of Gunn & Company Investment Management, Inc.
Elizabeth DeWitt
Control person · since October 2020
Gunn & Company Investment Management’s regulatory assets grew from $190M (March 2021) to $214M (February 2026); clients fell from 288 to 183 and employees from 9 to 5.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Feb 2026February 2026 | $214M | 183 | 5 | 1 |
| Apr 2025April 2025 | $195M | 176 | 5 | 1 |
| Jul 2024July 2024 | $168M | 169 | 4 | 1 |
| Jun 2023June 2023 | $132M | 161 | 4 | 1 |
| Apr 2022April 2022 | $248M | 622 | 8 | 1 |
| Mar 2021March 2021 | $190M | 288 | 9 | 1 |
Besides its headquarters, Gunn & Company Investment Management has 0 offices, with 1 listed address in 1 state.
Florida · 1 listed address
- 13901 Sutton Park Drive South, Suite 130, JacksonvilleHQ
Contact and registration details
- Legal name
- Gunn & Company Investment Management, Inc.
- Headquarters
- 13901 Sutton Park Drive South, Suite 130, Jacksonville, FL 32224
- Website
- gunncoim.com
- Phone
- 904-296-2025
- SEC file
- 801-112077
- Founded
- 1996
- Structure
- Florida corporation
- Fiscal year end
- December
Gunn & Company Investment Management’s named custodian for separately managed accounts is Fidelity ($212M). Gunn & Company Investment Management has custody of $5.99M for 4 clients.
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $212M100%
At year end, Gunn & Company Investment Management’s separately managed accounts were mostly in stocks (63%) and funds (31%).
What the accounts hold
- Stocks63%
- Funds31%
- Bonds1%
- Cash4%
- Other1%
- Mixed asset categories all less than 1%: pooled investment other than investment company or bdc, investment grad corporate bonds, u.s. government/agency bonds.1%
How many clients does Gunn & Company Investment Management have?
Gunn & Company Investment Management has 183 clients and manages $214 million for them, as of February 2026. They include 114 individual clients, 58 high-net-worth individuals, and 10 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 19 February 2026
What services does Gunn & Company Investment Management offer?
Gunn & Company Investment Management provides portfolio management for individuals and small businesses, portfolio management for institutions, estate planning, and retirement plan services.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
Which custodians does Gunn & Company Investment Management use?
Gunn & Company Investment Management’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $212M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 19 February 2026
How many financial advisors does Gunn & Company Investment Management have?
Gunn & Company Investment Management has 3 investment adviser representatives registered with state securities authorities, out of 5 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Gunn & Company Investment Management invest in?
At the end of its last fiscal year, Gunn & Company Investment Management’s separately managed accounts held 63% exchange-traded equities, 31% registered funds (mutual funds, ETFs, BDCs), 4% cash and equivalents, 1% high-yield corporate bonds and 1% other. The 1% other category is described as: Mixed Asset Categories All Less Than 1%: Pooled Investment Other Than Investment Company Or BDC, Investment Grad Corporate Bonds, U.S. Government/Agency Bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Gunn & Company Investment Management?
Gunn & Company Investment Management’s direct owners are Marshall Gunn, Renee Morrell, Elizabeth DeWitt and Shawn McCabe, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 19 February 2026
How does Gunn & Company Investment Management get paid?
Gunn & Company Investment Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Gunn & Company Investment Management?
Gunn & Company Investment Management’s main office is at 13901 Sutton Park Drive South, Suite 130, Jacksonville, FL 32224. Its phone number is 904-296-2025. Its website is gunncoim.com.
