Susan Hughes has been an investment adviser representative at Gunn & Company Investment Management since January 2000, and is not listed among the firm’s executive officers or direct owners.
Gunn & Company Investment Management, Inc. is a Jacksonville, FL firm with $214M under management, 183 clients and 2 advisers in one office, as of its February 2026 filing.
Susan R. Hughes is a founder, Investment Advisor Representative, and Compliance Administrator for Gunn & Company Investment Management, Inc. She assists the firm's CCO with oversight of client accounts and monitors the daily functions of the firm to comply with state and/or SEC regulations.
- – present · 26 yearsJacksonville, FL · Adviser representative · Firm CRD 120084
Investment adviser representative registrations
Susan Hughes is registered as an investment adviser representative in 2 states. The first approvals date from January 2000; the most recent is Georgia, in August 2015.
- FloridaSince 18 January 2000
- GeorgiaSince 20 August 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 1 December 1999 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Susan Rae Hughes
- CRD
- 2450665
- Firm
- Gunn & Company Investment Management · CRD 120084
- Office
- 13901 SUTTON PARK DRIVE SOUTH, SUITE 130, Jacksonville, FL 32224
- Registration
- Investment adviser registration
- In the industry since
- January 2000
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- gunncoim.com
Where does Susan Hughes work?
Susan Hughes is an investment adviser representative registered through Gunn & Company Investment Management, Inc. since January 2000, and is not listed among the firm’s executive officers or direct owners.
Is Susan Hughes a financial advisor?
Yes. Susan Hughes has a current investment-adviser registration in Florida and Georgia, through Gunn & Company Investment Management since January 2000.
How many years of experience does Susan Hughes have?
Susan Hughes has 26 years in the financial industry, since January 2000, across 1 adviser firm.
What exams has Susan Hughes passed?
Susan Hughes passed the Series 65 in December 1999.
Where is Susan Hughes based?
Susan Hughes’ registered office is in Jacksonville, FL.
Is Susan Hughes registered with FINRA?
No. Susan Hughes has no current broker registration.
How can I verify Susan Hughes’ record?
Search CRD 2450665 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Susan Hughes’ full registration record.
