Marshall Gunn has been President of Gunn & Company Investment Management since November 1996, is a control person of the firm and directly owns between 25% and 50% of it. Marshall Gunn holds a Bachelor's degree in Accounting from Jacksonville University.
Gunn & Company Investment Management, Inc. is a Jacksonville, FL firm with $214M under management, 183 clients and 2 advisers in one office, as of its February 2026 filing.
Marshall D. Gunn, Jr. is President and Shareholder of Gunn & Company Investment Management, Inc. He assists clients in identifying their financial goals and provides advice that may include investment strategy and asset allocation, tax considerations, and estate planning. He is the author of the books The Money of Love and Take Charge of Your Financial Life! and has served as an adjunct faculty member in accounting, taxation, and finance at his alma mater.
- – present · 5 yearsJacksonville, FL · Adviser representative · Firm CRD 120084
- – · 18 yearsJacksonville, FL · Adviser representative · Firm CRD 120084
Investment adviser representative registrations
Marshall Gunn is registered as an investment adviser representative in 2 states. The first approvals date from February 2021; the most recent is Florida, in April 2021.
- FloridaSince 27 April 2021
- GeorgiaSince 26 February 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 30 May 1997 |
| Series 7 | General Securities Representative Examination | 1 March 1994 |
| Series 63 | Uniform Securities Agent State Law Examination | 28 February 1994 |
| Series 27 | Financial and Operations Principal Examination | 19 November 1983 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Financial and Operations Principal Examination
- Full name
- Marshall Dean Gunn
- CRD
- 1210021
- Firm
- Gunn & Company Investment Management · CRD 120084
- Role
- President
- Office
- 13901 SUTTON PARK DRIVE SOUTH, SUITE 130, Jacksonville, FL 32224
- Registration
- Investment adviser registration
- In the industry since
- January 2003
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- gunncoim.com
Where does Marshall Gunn work?
Marshall Gunn has been President of Gunn & Company Investment Management, Inc. since November 1996, and is a control person of the firm.
Is Marshall Gunn a financial advisor?
Yes. Marshall Gunn has a current investment-adviser registration in Florida and Georgia, through Gunn & Company Investment Management since February 2021.
How many years of experience does Marshall Gunn have?
Marshall Gunn has 23 years in the financial industry, since January 2003, across 1 adviser firm.
What exams has Marshall Gunn passed?
Marshall Gunn has passed 4 licensing exams: the Series 27, Series 63, Series 7 and Series 65. The earliest, the Series 27, was passed in November 1983.
Where is Marshall Gunn based?
Marshall Gunn’s registered office is in Jacksonville, FL.
Is Marshall Gunn registered with FINRA?
No. Marshall Gunn has no current broker registration.
How can I verify Marshall Gunn’s record?
Search CRD 1210021 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Marshall Gunn’s full registration record.
