Shawn McCabe has been Executive Vice President / Chief Compliance Officer of Gunn & Company Investment Management since January 2025, is a control person of the firm and directly owns between 25% and 50% of it. Shawn McCabe holds a Bachelor's and Master's in Business Administration from Saint Leo University and a Master of Science in Accounting from Purdue University.
Gunn & Company Investment Management, Inc. is a Jacksonville, FL firm with $214M under management, 183 clients and 2 advisers in one office, as of its February 2026 filing.
Shawn J. McCabe is Senior Vice President, Chief Compliance Officer (CCO) and Shareholder of Gunn & Company Investment Management, Inc. As CCO, he provides oversight of client accounts and monitors the daily functions of the firm to comply with state and/or SEC regulations. He assists clients in identifying their financial goals and provides advice that may include investment strategy and asset allocation, tax considerations, and estate planning.
Shawn McCabe’s longest registration was 4 years at CPS Investment Advisors (2020–2024). Before joining Gunn & Company Investment Management in 2024, Shawn McCabe was registered through CPS Investment Advisors and Rse Consulting, LLC.
- – present · 2 yearsJacksonville, FL · Adviser representative · Firm CRD 120084
- CPS Investment Advisors– · 4 yearsLakeland, FL · Adviser representative · Firm CRD 104914
- Rse Consulting, LLC– · 1 yearBrandon, FL · Adviser representative · Firm CRD 298936
- N/A– · 2 yearsBartow, FL · Adviser representative · Firm CRD 166402
- Raymond James Financial Services Advisors, Inc– · 2 yearsLakeland, FL · Adviser representative · Firm CRD 149018
- Heacock Financial– · 4 yearsLakeland, FL · Adviser representative · Firm CRD 137032
- Raymond James Financial Services– · 1 yearLakeland, FL · Adviser representative · Firm CRD 6694
Professional designations
Listed by Gunn & Company Investment Management
- AICPA's Personal Financial Planning Specialist
- Certified Financial Planner® practitioner
Investment adviser representative registrations
Shawn McCabe is registered as an investment adviser representative in 2 states. Each was approved in July 2024.
- FloridaSince 10 July 2024
- GeorgiaSince 10 July 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 9 January 2008 |
| Series 7 | General Securities Representative Examination | 16 November 2007 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Shawn Joseph McCabe
- CRD
- 5440059
- Firm
- Gunn & Company Investment Management · CRD 120084
- Role
- Executive Vice President / Chief Compliance Officer
- Office
- 13901 SUTTON PARK DRIVE SOUTH, SUITE 130, Jacksonville, FL 32224
- Registration
- Investment adviser registration
- In the industry since
- August 2011
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- gunncoim.com
Where does Shawn McCabe work?
Shawn McCabe has been Executive Vice President / Chief Compliance Officer of Gunn & Company Investment Management, Inc. since January 2025, and is a control person of the firm.
Is Shawn McCabe a financial advisor?
Yes. Shawn McCabe has a current investment-adviser registration in Florida and Georgia, through Gunn & Company Investment Management since July 2024.
How many years of experience does Shawn McCabe have?
Shawn McCabe has 15 years in the financial industry, since August 2011, across 7 adviser firms.
What exams has Shawn McCabe passed?
Shawn McCabe has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in November 2007.
Where did Shawn McCabe work before Gunn & Company Investment Management?
Before Gunn & Company Investment Management, Shawn McCabe was registered through CPS Investment Advisors, January 2020 to July 2024; Rse Consulting, LLC, December 2018 to December 2019; N/A, January 2013 to December 2015; Raymond James Financial Services Advisors, Inc, May 2009 to April 2012; Heacock Financial, February 2008 to June 2012; Raymond James Financial Services, January 2008 to October 2009.
Where is Shawn McCabe based?
Shawn McCabe’s registered office is in Jacksonville, FL.
Is Shawn McCabe registered with FINRA?
No. Shawn McCabe has no current broker registration.
Is Shawn McCabe a CFP?
Gunn & Company Investment Management lists Shawn McCabe with the CFP credential (“Certified Financial Planner® practitioner”) on its website. CFP Board confirms certification status.
How can I verify Shawn McCabe’s record?
Search CRD 5440059 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Shawn McCabe’s full registration record.
