Skip to content

Global X Management

SEC-registered adviser since 2008New York, NYCRD 146932

146
Clients
30
Advisory staff

From Form ADV filed 30 March 2026 · data retrieved 15 October 2026SEC record

Global X Management is an investment adviser headquartered in New York, New York, and registered with the SEC since 2008. Its clients include investment companies and pooled investment vehicles.

Its services include portfolio management for investment companies, portfolio management for pooled vehicles and selecting other managers. Fee arrangements include a percentage of assets under management. Global X Management Company, Inc. owns 75% or more of Global X Management, and Ryan O'Connor is its CEO.

Clients

Global X Management serves 146 clients, 102 of them investment companies. The average client has about $569 million with the firm.

Regulatory assets by client type
  • Investment companies102 clients93%
  • Pooled investment vehicles44 clients7%
Show client breakdown
Investment companies
Clients
102
Regulatory AUM
$77,099,000,000
Share
92.9%
Avg. per client
$755.9M
Pooled investment vehicles
Clients
44
Regulatory AUM
$5,918,000,000
Share
7.1%
Avg. per client
$134.5M

Total

Clients
146
Regulatory AUM
$83,017,000,000
Share
100%
Avg. per client
$568.6M

What it does

Global X Management provides portfolio management for investment companies, portfolio management for pooled vehicles, selecting other managers and other activities. It is paid through a percentage of assets.

Global X Management provided financial planning to 0 clients last fiscal year and advises no private funds.

100.0% of assets ($83.02B across 135 accounts) are managed with discretion. 3% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.

Custodians

Global X Management does not have custody of client assets.

Managed account assets by custodian
  • All other custodians$83.02B100%

Ownership and leadership

Global X Management Company, Inc. owns 75% or more of Global X Management, and Ryan O'Connor is its CEO.

Who owns the firm
Global X Management Company LLC· the adviser
  • Global X Management Company, Inc.

    Control person · since July 2018

    Owns 75% or more of Global X Management Company LLC
  • Daiwa Securities Group Inc.

    since February 2025

    Owns 10% to 25% of Global X Management Company LLC

Leadership

  • Ryan O'Connor
    Chief Executive Officer
  • Alex Ashby
    Chief Operating Officer
  • Joseph Costello
    Chief Compliance Officer
  • Jasmin Ali
    General Counsel
  • Alex Ashby
    Manager
  • Young Kim
    Manager
  • Ryan O'Connor
    Manager
  • Thomas Park
    Manager
  • Keiko Tashiro
    Manager

Staff

  • 146 employees
  • 30 in advisory functions
  • 76 broker-dealer reps

Fees

Global X Management is paid through a percentage of assets under management.

Global X Management’s fee rates are not included in this profile. Find its brochure on the SEC’s site.

Offices and registrations

Besides its headquarters, Global X Management has 3 offices, with 3 listed addresses across 3 states.

Listed office addresses by state

New York · 1 listed address

  • 605 Third Avenue, 43rd Floor, New YorkHQ

Other business names

Global X Management has reported 1 other business name to the SEC.

  • Global X Etfs

Registration details

Legal name
Global X Management Company LLC
Headquarters
605 Third Avenue, 43rd Floor, New York, NY 10158
Website
Not reported
SEC file
801-69093
Structure
Delaware LLC
Fiscal year end
December

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov

Common questions

How many clients does Global X Management have?

Global X Management has 146 clients and manages $83 billion for them, as of March 2026. They include 102 investment companies and 44 pooled investment vehicles.

Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026

What services does Global X Management offer?

Global X Management provides portfolio management for investment companies, portfolio management for pooled vehicles, selecting other managers and other activities.

Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file

How many financial advisors does Global X Management have?

Global X Management has 0 investment adviser representatives registered with state securities authorities, out of 146 employees, and 30 perform investment advisory functions. 76 are registered representatives of a broker-dealer and 0 are licensed insurance agents.

Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file

Who owns Global X Management?

Global X Management is owned through a chain of holding companies by Hyeon Joo Park and Daiwa Securities Capital Markets Co. Its direct owners are Global X Management Company, Inc. (75% or more) and Daiwa Securities Group Inc. (10% to 25%).

Source: Form ADV Part 1A, Schedules A and B, filed 30 March 2026

How does Global X Management get paid?

Global X Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.

Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file

Sources

  1. Form ADV Part 1A, amendment filed 30 March 2026. Items 1, 5, 9, 11 and Schedules A, B and D.
  2. IAPD firm record, CRD 146932.

Retrieved 15 October 2026. All are published by the SEC and may have been amended since.

Download source data (JSON)How this directory is compiledReport a correction

This profile is compiled from public regulatory filings and is provided for informational purposes only. Niva Wealth is not affiliated with Global X Management Company LLC and makes no representation about the quality of its services. Figures reflect the filing dates shown and may have changed. Ownership percentages are the bands reported to the SEC, not exact figures.