{"url":"https://nivawealth.com/firms/global-x-management-146932","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/146932","regulatoryAum":83017000000,"crd":"146932","secFileNumber":"801-69093","legalName":"Global X Management Company LLC","displayName":"Global X Management","website":null,"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"605 Third Avenue, 43rd Floor","city":"New York","state":"NY","stateName":"New York","country":"United States","postalCode":"10158"},"tradeNames":["Global X Etfs"],"registration":{"secApproved":"25 April 2008","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":146,"advisory":30,"brokerDealerReps":76,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":83017000000,"discretionaryAccounts":135,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":3,"nonAumClients":0},"clientTypes":[{"label":"Investment companies","clients":102,"regulatoryAum":77099000000},{"label":"Pooled investment vehicles","clients":44,"regulatoryAum":5918000000}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Global X Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Ryan O'Connor","title":"Chief Executive Officer","crd":"5175465"},{"name":"Alex Ashby","title":"Chief Operating Officer","crd":"7839371"},{"name":"Joseph Costello","title":"Chief Compliance Officer","crd":"6773283"},{"name":"Jasmin Ali","title":"General Counsel","crd":"5425263"},{"name":"Alex Ashby","title":"Manager","crd":"7839371"},{"name":"Young Kim","title":"Manager","crd":"5750486"},{"name":"Ryan O'Connor","title":"Manager","crd":"5175465"},{"name":"Thomas Park","title":"Manager","crd":"5404378"},{"name":"Keiko Tashiro","title":"Manager","crd":"1782834"}],"ownership":[{"label":"Global X Management Company, Inc.","detail":"Member in the 75% or more ownership band and a control person, since July 2018."},{"label":"Daiwa Securities Group Inc.","detail":"Member in the 10% to 25% ownership band, since February 2025."},{"label":"Hyeon Joo Park","detail":"Indirect owner: a shareholder of Mirae Asset Global Investments Co., LTD. in the 75% or more band and a control person, since July 2018.","parent":"Mirae Asset Global Investments Co., LTD."},{"label":"Mirae Asset Global Etfs Holdings LTD.","detail":"Indirect owner: a member of Global X Management Company, Inc. in the 75% or more band and a control person, since July 2018.","parent":"Global X Management Company, Inc."},{"label":"Mirae Asset Global Investments Co., LTD.","detail":"Indirect owner: a shareholder of Mirae Asset Global Etfs Holdings LTD. in the 75% or more band and a control person, since July 2018.","parent":"Mirae Asset Global Etfs Holdings LTD."},{"label":"Daiwa Capital Markets America Holdings, Inc.","detail":"Indirect owner: a shareholder of Daiwa Securities Group Inc. in the 75% or more band and a control person, since February 2025.","parent":"Daiwa Securities Group Inc."},{"label":"Daiwa Securities Capital Markets Co.","detail":"Indirect owner: a member of Daiwa Capital Markets America Holdings, Inc. in the 75% or more band and a control person, since February 2025.","parent":"Daiwa Capital Markets America Holdings, Inc."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":3,"privateResidences":0},"listedOfficeAddresses":3,"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"201 South Biscayne BLVD.","city":"Miami"}]},{"state":"New Jersey","offices":1,"addresses":[{"street":"1 Gateway Center","city":"Newark"}]},{"state":"New York","offices":1,"addresses":[{"street":"605 Third Avenue, 43rd Floor","city":"New York","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"212-644-6440","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Selection of other advisers (including private fund managers)","Other"],"financialPlanningClients":"0","assetMix":[],"privateFunds":0},"sources":{"adv1FilingDate":"30 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/146932/PDF/146932.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Global X Management have?","answer":"Global X Management has 146 clients and manages $83 billion for them, as of March 2026. They include 102 investment companies and 44 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Global X Management offer?","answer":"Global X Management provides portfolio management for investment companies, portfolio management for pooled vehicles, selecting other managers and other activities.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Global X Management have?","answer":"Global X Management has 0 investment adviser representatives registered with state securities authorities, out of 146 employees, and 30 perform investment advisory functions. 76 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Global X Management?","answer":"Global X Management is owned through a chain of holding companies by Hyeon Joo Park and Daiwa Securities Capital Markets Co. Its direct owners are Global X Management Company, Inc. (75% or more) and Daiwa Securities Group Inc. (10% to 25%).","source":"Form ADV Part 1A, Schedules A and B, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Global X Management get paid?","answer":"Global X Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}