Geremia Financial Services provides financial planning and portfolio management for individuals and small businesses.
Geremia Financial Services reports 132 clients. They include 99 individual clients, 31 high-net-worth individuals and 2 charitable organizations. Of its assets, 100.0% ($132M across 132 accounts) are managed with discretion. A wrap fee program the firm both sponsors and manages holds $132M. It advised 132 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 75% | 21% |
| High-net-worth individuals | 23% | 79% |
| Charitable organizations | 2% | 0% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 99 | $28.4M | 21.5% | $287K |
| High-net-worth individuals | 31 | $104M | 78.5% | $3.35M |
| Charitable organizations | Fewer than 5 | $0 | 0.0% | $0 |
| Total | 132 | $132M | 100% | — |
- Clients
- 99
- Regulatory AUM
- $28.4M
- AUM share
- 21.5%
- Avg. per client
- $287K
- Clients
- 31
- Regulatory AUM
- $104M
- AUM share
- 78.5%
- Avg. per client
- $3.35M
- Clients
- Fewer than 5
- Regulatory AUM
- $0
- AUM share
- 0.0%
- Avg. per client
- $0
Total
- Clients
- 132
- Regulatory AUM
- $132M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 132
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Geremia Financial Services charges 1.50%–2.00% a year for its GFS Wrap Program. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.
| Asset band | Annual rate |
|---|---|
| $0–$10M | 2.00% |
| $10M–$20M | 1.75% |
| $20M and above | 1.50% |
Fee details and sources
Frank Geremia owns 75% or more of Geremia Financial Services. The leadership team of Geremia Financial Services includes Chief Compliance Officer Frank Geremia. It has 2 employees.
Leadership
- Frank GeremiaManaging Member / Chief Compliance Officer
Investment adviser representatives
5 representatives listed in the SEC register as of 9 October 2026.
Staff
- 2 employees
- 2 state-registered reps
- Owns 75% or more of Geremia Financial Services, LLC
Frank Geremia
Control person · since January 2011
Geremia Financial Services’ regulatory assets grew from $103M (March 2025) to $132M (March 2026); clients rose from 117 to 132 and employees were 2 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $132M | 132 | 2 | 1 |
| March 2025 | $103M | 117 | 2 | 1 |
Besides its headquarters, Geremia Financial Services has 0 offices, with 1 listed address in New Jersey.
New Jersey · 1 listed address
- 1090 King Georges Post Road, Suite 801, EdisonHQ
Contact and registration details
- Legal name
- Geremia Financial Services, LLC
- Headquarters
- 1090 King Georges Post Road, Suite 801, Edison, NJ 08837-3705
- Website
- geremiafinancial.com
- Phone
- 732-738-5678
- SEC file
- 801-132072
- Structure
- New Jersey LLC
- Fiscal year end
- December
Geremia Financial Services does not have custody of client assets.
At year end, Geremia Financial Services’ separately managed accounts were mostly in stocks (90%). Its reported 13F holdings for the quarter ended 31 March 2026 total $123M across 10 positions; the largest are Nvidia (32.9%), Golman Sachs Group Inc. (10.4%) and iShares TR Semiconductor (8.8%).
What the accounts hold
- Stocks90%
- Bonds5%
- Cash5%
Reported 13F holdings
- $123M
- Reported 13F value
- 10
- Positions
- 100.0%
- In the 10 largest
- —
- Value vs. prior quarter
- Nvidia32.9%
- Golman Sachs Group Inc.10.4%
- iShares TR SemiconductorETF8.8%
- Apple Inc.8.2%
- Ford Motor Co7.8%
- Generac Holdings Inc.7.5%
- Meta Platforms Inc.7.2%
- Microsoft6.0%
- Select Sector SPDR TR State Street Technology Select Sector SPDR ETFETF5.9%
- Morgan Stanley5.4%
Together, the ten largest are 100.0% of reported value.
How many clients does Geremia Financial Services have?
Geremia Financial Services has 132 clients and manages $132 million for them, as of March 2026. They include 99 individual clients, 31 high-net-worth individuals and 2 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026
What services does Geremia Financial Services offer?
Geremia Financial Services provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Geremia Financial Services charge?
Geremia Financial Services charges 1.50%–2.00% a year for its GFS Wrap Program. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.
Source: GEREMIA FINANCIAL SERVICES, LLC WRAP BROCHURE, filed 31 March 2026
How many financial advisors does Geremia Financial Services have?
Geremia Financial Services has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 0 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Geremia Financial Services invest in?
At the end of its last fiscal year, Geremia Financial Services’ separately managed accounts held 90% exchange-traded equities, 5% state and local bonds and 5% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Geremia Financial Services?
Geremia Financial Services’ direct owner is Frank Geremia (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 31 March 2026
How does Geremia Financial Services get paid?
Geremia Financial Services is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Geremia Financial Services registered with the SEC?
Yes, Geremia Financial Services has been registered with the SEC as an investment adviser since 14 March 2025. Its CRD number is 156504 and its SEC file number is 801-132072.
Source: Form ADV Part 1A, Item 1, filed 31 March 2026; IAPD firm record
How do I contact Geremia Financial Services?
Geremia Financial Services’ main office is at 1090 King Georges Post Road, Suite 801, Edison, NJ 08837-3705. Its phone number is 732-738-5678. Its website is geremiafinancial.com.