Frank Geremia has been Managing Member / Chief Compliance Officer of Geremia Financial Services since January 2011, is a control person of the firm and directly owns 75% or more of it.
Geremia Financial Services, LLC is an Edison, NJ firm with $132M under management, 132 clients and 0 advisers in one office, as of its March 2026 filing.
Frank Geremia’s longest registration was 14 years at Geremia Financial Services, LLC (2011–2025). Before joining Geremia Financial Services in 2025, Frank Geremia was registered through Ic Advisory Services, Inc. and The Investment Center, Inc.
- – present · 1 yearEdison, NJ · Adviser representative · Firm CRD 156504
- Ic Advisory Services, Inc.– · 5 yearsBedminster, NJ · Adviser representative · Firm CRD 140190
- The Investment Center, Inc.– · 1 yearEdison, NJ · Adviser representative · Firm CRD 17839
Investment adviser representative registrations
Frank Geremia is registered as an investment adviser representative in 3 states. Each was approved in October 2025.
- New JerseySince 10 October 2025
- New YorkSince 6 October 2025
- WisconsinSince 6 October 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 25 September 2001 |
| Series 24 | General Securities Principal Examination | 13 June 1995 |
| Series 3 | National Commodity Futures Examination | 18 January 1995 |
| Series 63 | Uniform Securities Agent State Law Examination | 8 July 1994 |
| Series 7 | General Securities Representative Examination | 28 January 1994 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Principal Examination
- Name
- National Commodity Futures Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Frank Vincent Geremia
- CRD
- 2002321
- Firm
- Geremia Financial Services · CRD 156504
- Role
- Managing Member / Chief Compliance Officer
- Office
- 1090 KING GEORGES POST ROAD, SUITE 801, Edison, NJ 08837-3705
- Registration
- Investment adviser registration
- In the industry since
- September 2005
- Disciplinary history
- Not yet shown here · SEC record
Where does Frank Geremia work?
Frank Geremia has been Managing Member / Chief Compliance Officer of Geremia Financial Services, LLC since January 2011, and is a control person of the firm.
Is Frank Geremia a financial advisor?
Yes. Frank Geremia has a current investment-adviser registration in New Jersey, New York and Wisconsin, through Geremia Financial Services since October 2025.
How many years of experience does Frank Geremia have?
Frank Geremia has 21 years in the financial industry, since September 2005, across 3 adviser firms.
What exams has Frank Geremia passed?
Frank Geremia has passed 5 licensing exams: the Series 7, Series 63, Series 3, Series 24 and Series 66. The earliest, the Series 7, was passed in January 1994.
Where did Frank Geremia work before Geremia Financial Services?
Before Geremia Financial Services, Frank Geremia was registered through Ic Advisory Services, Inc., June 2006 to June 2011; The Investment Center, Inc., May 2005 to June 2006.
Where is Frank Geremia based?
Frank Geremia’s registered office is in Edison, NJ.
Is Frank Geremia registered with FINRA?
No. Frank Geremia has no current broker registration.
How can I verify Frank Geremia’s record?
Search CRD 2002321 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Frank Geremia’s full registration record.