{"url":"https://nivawealth.com/firms/geremia-financial-services-156504","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/156504","regulatoryAum":132237091,"crd":"156504","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"221124","suffix":null,"lastName":"GEREMIA","firstName":"FRANK","middleName":"VINCENT"},{"crd":"2002321","suffix":"JR","lastName":"GEREMIA","firstName":"FRANK","middleName":"VINCENT"},{"crd":"8209840","suffix":null,"lastName":"Ostensen","firstName":"Peter","middleName":"A"},{"crd":"5440859","suffix":"Jr","lastName":"SEMO","firstName":"RICHARD","middleName":"A"},{"crd":"8176358","suffix":"III","lastName":"Uccio","firstName":"Anthony","middleName":"Michael"}],"total":5,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-03-14","regulatoryAum":103428317,"clients":117,"employees":2,"offices":1},{"filedOn":"2026-03-31","regulatoryAum":132237091,"clients":132,"employees":2,"offices":1}],"secFileNumber":"801-132072","legalName":"Geremia 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Program","feeBasis":"marginal","fee_tiers":[{"to":10000000,"pct":2,"from":0},{"to":20000000,"pct":1.75,"from":10000000},{"to":null,"pct":1.5,"from":20000000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=939643","versionId":939643,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-31","documentName":"GEREMIA FINANCIAL SERVICES, LLC WRAP BROCHURE","fee_rate_low":1.5,"fee_rate_high":2,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T14:17:29.364429+00:00","documents":[{"name":"GEREMIA FINANCIAL SERVICES, LLC WRAP BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=939643","versionId":939643,"submittedOn":"2026-03-31"},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1037418","versionId":1037418,"submittedOn":null},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=939644","versionId":939644,"submittedOn":null},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=939641","versionId":939641,"submittedOn":null}]},"custodians":[],"custodyNote":"Geremia Financial Services does not have custody of client assets.","leadership":[{"name":"Frank Geremia","title":"Managing Member / Chief Compliance Officer","crd":"2002321"}],"ownership":[{"label":"Frank Geremia","detail":"Managing member / chief compliance officer in the 75% or more ownership band and a control person, since January 2011."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"New Jersey","offices":1,"addresses":[{"street":"1090 King Georges Post Road, Suite 801","city":"Edison","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"732-738-5678","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":90},{"label":"U.S. state and local bonds","percent":5},{"label":"Cash and cash equivalents","percent":5}],"privateFunds":0},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/156504/PDF/156504.pdf","brochureDate":"31 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=939643","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Geremia Financial Services have?","answer":"Geremia Financial Services has 132 clients and manages $132 million for them, as of March 2026. They include 99 individual clients, 31 high-net-worth individuals and 2 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Geremia Financial Services offer?","answer":"Geremia Financial Services provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Geremia Financial Services charge?","answer":"Geremia Financial Services charges 1.50%–2.00% a year for its GFS Wrap Program. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.","source":"GEREMIA FINANCIAL SERVICES, LLC WRAP BROCHURE, filed 31 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"How many financial advisors does Geremia Financial Services have?","answer":"Geremia Financial Services has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 0 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Geremia Financial Services invest in?","answer":"At the end of its last fiscal year, Geremia Financial Services’ separately managed accounts held 90% exchange-traded equities, 5% state and local bonds and 5% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Geremia Financial Services?","answer":"Geremia Financial Services’ direct owner is Frank Geremia (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Geremia Financial Services get paid?","answer":"Geremia Financial Services is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Geremia Financial Services registered with the SEC?","answer":"Yes, Geremia Financial Services has been registered with the SEC as an investment adviser since 14 March 2025. Its CRD number is 156504 and its SEC file number is 801-132072.","source":"Form ADV Part 1A, Item 1, filed 31 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Geremia Financial Services?","answer":"Geremia Financial Services’ main office is at 1090 King Georges Post Road, Suite 801, Edison, NJ 08837-3705. Its phone number is 732-738-5678. Its website is geremiafinancial.com.","source":"Form ADV Part 1A, Item 1.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/geremia-financial-services-156504/holdings","form":"13F-HR","periodOfReport":"2026-03-31","filedOn":"2026-04-27","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/2104898/000210489826000002/0002104898-26-000002-index.html","totalValue":122776941,"positionCount":10,"top10Share":1,"top10":[{"issuer":"NVIDIA","titleOfClass":"COM","cusip":"67066G104","value":40336453,"shares":231287,"shareType":"SH"},{"issuer":"Golman Sachs Group Inc","titleOfClass":"COM","cusip":"38141G104","value":12798137,"shares":15128,"shareType":"SH"},{"issuer":"ISHARES TR Semiconductor","titleOfClass":"ETF","cusip":"464287523","value":10831976,"shares":32958,"shareType":"SH"},{"issuer":"Apple Inc","titleOfClass":"COM","cusip":"037833100","value":10047546,"shares":39590,"shareType":"SH"},{"issuer":"Ford Motor Co","titleOfClass":"COM","cusip":"345370860","value":9586278,"shares":830700,"shareType":"SH"},{"issuer":"Generac Holdings Inc","titleOfClass":"COM","cusip":"368736104","value":9194574,"shares":47072,"shareType":"SH"},{"issuer":"Meta Platforms Inc","titleOfClass":"COM","cusip":"30303M102","value":8794210,"shares":15371,"shareType":"SH"},{"issuer":"Microsoft","titleOfClass":"COM","cusip":"594918104","value":7396737,"shares":19982,"shareType":"SH"},{"issuer":"Select sector SPDR TR State Street Technology Select Sector SPDR ETF","titleOfClass":"ETF","cusip":"81369Y803","value":7208230,"shares":54238,"shareType":"SH"},{"issuer":"Morgan Stanley","titleOfClass":"COM","cusip":"617446448","value":6582800,"shares":40000,"shareType":"SH"}],"positionsListed":10,"positions":[{"issuer":"NVIDIA","titleOfClass":"COM","cusip":"67066G104","value":40336453,"shares":231287,"shareType":"SH"},{"issuer":"Golman Sachs Group Inc","titleOfClass":"COM","cusip":"38141G104","value":12798137,"shares":15128,"shareType":"SH"},{"issuer":"ISHARES TR Semiconductor","titleOfClass":"ETF","cusip":"464287523","value":10831976,"shares":32958,"shareType":"SH"},{"issuer":"Apple Inc","titleOfClass":"COM","cusip":"037833100","value":10047546,"shares":39590,"shareType":"SH"},{"issuer":"Ford Motor Co","titleOfClass":"COM","cusip":"345370860","value":9586278,"shares":830700,"shareType":"SH"},{"issuer":"Generac Holdings Inc","titleOfClass":"COM","cusip":"368736104","value":9194574,"shares":47072,"shareType":"SH"},{"issuer":"Meta Platforms Inc","titleOfClass":"COM","cusip":"30303M102","value":8794210,"shares":15371,"shareType":"SH"},{"issuer":"Microsoft","titleOfClass":"COM","cusip":"594918104","value":7396737,"shares":19982,"shareType":"SH"},{"issuer":"Select sector SPDR TR State Street Technology Select Sector SPDR ETF","titleOfClass":"ETF","cusip":"81369Y803","value":7208230,"shares":54238,"shareType":"SH"},{"issuer":"Morgan Stanley","titleOfClass":"COM","cusip":"617446448","value":6582800,"shares":40000,"shareType":"SH"}]},"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}