Frank Geremia has been an investment adviser representative at Geremia Financial Services since October 2025, and is not listed among the firm’s executive officers or direct owners.
Geremia Financial Services, LLC is an Edison, NJ firm with $132M under management, 132 clients and 0 advisers in one office, as of its March 2026 filing.
Frank Geremia’s longest registration was 14 years at Geremia Financial Services, LLC (2011–2025). Before joining Geremia Financial Services in 2025, Frank Geremia was registered through Ic Advisory Services, Inc. and The Investment Center, Inc.
- – present · 1 yearEdison, NJ · Adviser representative · Firm CRD 156504
- Ic Advisory Services, Inc.– · 4 yearsBridgewater, NJ · Adviser representative · Firm CRD 140190
- The Investment Center, Inc.– · 1 yearEdison, NJ · Adviser representative · Firm CRD 17839
Investment adviser representative registrations
Frank Geremia is registered as an investment adviser representative in 2 states. The first approvals date from October 2025; the most recent is New Jersey, in December 2025.
- New JerseySince 4 December 2025
- WisconsinSince 9 October 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 20 August 2003 |
| Series 7 | General Securities Representative Examination | 23 July 2003 |
| Series 4 | Registered Options Principal Examination | 11 July 1985 |
| PC | AMEX Put and Call Exam | 24 March 1980 |
| Series 3 | National Commodity Futures Examination | 15 November 1979 |
| Series 40 | Registered Principal Examination | 27 December 1971 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Registered Options Principal Examination
- Name
- AMEX Put and Call Exam
- Name
- National Commodity Futures Examination
- Name
- Registered Principal Examination
- Full name
- Frank Vincent Geremia
- CRD
- 221124
- Firm
- Geremia Financial Services · CRD 156504
- Office
- 1090 KING GEORGES POST ROAD, SUITE 801, Edison, NJ 08837-3705
- Registration
- Investment adviser registration
- In the industry since
- October 2005
- Disciplinary history
- Not yet shown here · SEC record
Where does Frank Geremia work?
Frank Geremia is an investment adviser representative registered through Geremia Financial Services, LLC since October 2025, and is not listed among the firm’s executive officers or direct owners.
Is Frank Geremia a financial advisor?
Yes. Frank Geremia has a current investment-adviser registration in New Jersey and Wisconsin, through Geremia Financial Services since October 2025.
How many years of experience does Frank Geremia have?
Frank Geremia has 20 years in the financial industry, since October 2005, across 3 adviser firms.
What exams has Frank Geremia passed?
Frank Geremia has passed 6 licensing exams: the Series 40, Series 3, PC, Series 4, Series 7 and Series 66. The earliest, the Series 40, was passed in December 1971.
Where did Frank Geremia work before Geremia Financial Services?
Before Geremia Financial Services, Frank Geremia was registered through Ic Advisory Services, Inc., June 2006 to December 2010; The Investment Center, Inc., February 2005 to June 2006.
Where is Frank Geremia based?
Frank Geremia’s registered office is in Edison, NJ.
Is Frank Geremia registered with FINRA?
No. Frank Geremia has no current broker registration.
How can I verify Frank Geremia’s record?
Search CRD 221124 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Frank Geremia’s full registration record.