Gasaway Investment Advisors provides financial planning, portfolio management for individuals and small businesses, pension consulting, publishing newsletters, and educational seminars. Financial planning was provided to 101–250 clients last fiscal year.
Gasaway Investment Advisors reports 446 clients. They include 366 individual clients, 62 pension and profit-sharing plans, and 18 high-net-worth individuals. Of its assets, 99.6% ($172M across 736 accounts) are managed with discretion; $697K across 11 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 82% | 38% |
| High-net-worth individuals | 4% | 22% |
| Pension and profit-sharing plans | 14% | 40% |
| Corporations and other businesses | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 366 | $65M | 37.6% | $178K |
| High-net-worth individuals | 18 | $38.1M | 22.0% | $2.11M |
| Pension and profit-sharing plans | 62 | $69.8M | 40.3% | $1.13M |
| Corporations and other businesses | Fewer than 5 | $200K | 0.1% | — |
| Total | 446 | $173M | 100% | — |
- Clients
- 366
- Regulatory AUM
- $65M
- AUM share
- 37.6%
- Avg. per client
- $178K
- Clients
- 18
- Regulatory AUM
- $38.1M
- AUM share
- 22.0%
- Avg. per client
- $2.11M
- Clients
- 62
- Regulatory AUM
- $69.8M
- AUM share
- 40.3%
- Avg. per client
- $1.13M
- Clients
- Fewer than 5
- Regulatory AUM
- $200K
- AUM share
- 0.1%
- Avg. per client
- —
Total
- Clients
- 446
- Regulatory AUM
- $173M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Gasaway Investment Advisors charges 1.00%–1.75% a year for its Investment Management. The fee is billed in arrears and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning and Consulting
- Financial planning and consulting are charged in arrears at an hourly rate of up to $250, or as a subscription of $25 to $300 a month billed in advance.
James Gasaway owns 75% or more of Gasaway Investment Advisors. The leadership team of Gasaway Investment Advisors includes President James Gasaway and Chief Compliance Officer Stephanie Lehmkuhl. It has 13 employees, 4 of them in advisory roles.
Leadership
James GasawayPresident
Stephanie LehmkuhlChief Compliance Officer
Investment adviser representatives
5 representatives listed in the SEC register as of 9 October 2026.
- Peter Gordon DeKruyter
Staff
- 13 employees
- 4 in advisory functions
- 4 state-registered reps
- 3 insurance agents
- Owns 75% or more of Gasaway Investment Advisors, Inc.
James Gasaway
Control person · since December 2015
Gasaway Investment Advisors’ regulatory assets grew from $133M (April 2021) to $173M (June 2026); clients rose from 380 to 446 and employees from 3 to 13.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| June 2026 | $173M | 446 | 13 | 2 |
| May 2025 | $162M | 429 | 14 | 2 |
| July 2024 | $160M | 463 | 10 | 2 |
| May 2023 | $134M | 454 | 10 | 1 |
| March 2022 | $163M | 431 | 9 | 1 |
| April 2021 | $133M | 380 | 3 | 1 |
Besides its headquarters, Gasaway Investment Advisors has 1 office, with 2 listed addresses in Michigan.
Michigan · 2 listed addresses
- 7110 Stadium Drive, KalamazooHQ
- 10500 Chicago Drive, Zeeland
Other business names
Gasaway Investment Advisors has reported 1 other business name to the SEC.
- Alliance Retirement Plan Solutions
Contact and registration details
- Legal name
- Gasaway Investment Advisors, Inc.
- Headquarters
- 7110 Stadium Drive, Kalamazoo, MI 49009
- Website
- gasawayinvestments.com
- Phone
- 269-324-0080
- @gasawayinvestmentadvisorsinc.
- SEC file
- 801-121052
- Structure
- Michigan corporation
- Fiscal year end
- December
Gasaway Investment Advisors uses Raymond James ($101M, 59%) and Matrix Trust ($69.6M, 41%) as custodians for its separately managed accounts. Gasaway Investment Advisors has custody of $87.9M in client assets for 61 clients.
- Raymond JamesRaymond James & Associates, Inc. · St. Petersburg, FL · $101M59%
- Matrix TrustMatrix Trust Co · Denver, CO · $69.6M41%
At year end, Gasaway Investment Advisors’ separately managed accounts were mostly in funds (71%) and cash (19%).
What the accounts hold
- Stocks10%
- Funds71%
- Registered funds70%
- Pooled vehicles1%
- Bonds1%
- Cash19%
- Other1%
- Variable annuity1%
How many clients does Gasaway Investment Advisors have?
Gasaway Investment Advisors has 446 clients and manages $173 million for them, as of June 2026. They include 366 individual clients, 62 pension and profit-sharing plans, and 18 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 24 June 2026
What services does Gasaway Investment Advisors offer?
Gasaway Investment Advisors provides financial planning, portfolio management for individuals and small businesses, pension consulting, publishing newsletters, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Gasaway Investment Advisors charge?
Gasaway Investment Advisors charges 1.00%–1.75% a year for its Investment Management. The fee is billed in arrears and is negotiable.
Source: 10 20 2026 GIA FORM ADV PART 2A AND 2B FINAL, filed 21 October 2026
Which custodians does Gasaway Investment Advisors use?
Gasaway Investment Advisors’ separately managed account assets are held at Raymond James & Associates, Inc. (St. Petersburg, FL), with $101M and Matrix Trust Co (Denver, CO), with $69.6M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 June 2026
How many financial advisors does Gasaway Investment Advisors have?
Gasaway Investment Advisors has 4 investment adviser representatives registered with state securities authorities, out of 13 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Gasaway Investment Advisors invest in?
At the end of its last fiscal year, Gasaway Investment Advisors’ separately managed accounts held 70% registered funds (mutual funds, ETFs, BDCs), 19% cash and equivalents, 10% exchange-traded equities, 1% investment grade corporate bonds, 1% pooled vehicles (private funds and similar) and 1% other. The 1% other category is described as: Variable Annuity.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Gasaway Investment Advisors?
Gasaway Investment Advisors’ direct owner is James Gasaway (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 24 June 2026
How does Gasaway Investment Advisors get paid?
Gasaway Investment Advisors is paid through a percentage of assets under management, hourly charges and subscription fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Gasaway Investment Advisors?
Gasaway Investment Advisors’ main office is at 7110 Stadium Drive, Kalamazoo, MI 49009. Its phone number is 269-324-0080. Its website is gasawayinvestments.com.