Caitlin Borton has been an investment adviser representative at Gasaway Investment Advisors since December 2021, and is not listed among the firm’s executive officers or direct owners. Caitlin Borton holds a Bachelor of Business Administration in Finance from Western Michigan University and an Associate of Arts in Business Administration from Kalamazoo Valley Community College.
Gasaway Investment Advisors, Inc. is a Kalamazoo, MI firm with $173M under management, 446 clients and 4 advisers across 2 offices, as of its June 2026 filing.
Caitlin Borton is Chief Operating Officer of Gasaway Investment Advisors, based in Kalamazoo, Michigan. She leads a team of advisors and works on the firm's operational systems and strategy. She has over 19 years in the financial industry.
- – present · 4 yearsKalamazoo, MI · Adviser representative · Firm CRD 123807
Professional designations
Listed by Gasaway Investment Advisors
- RICP® - Retirement Income Certified Professional
Investment adviser representative registrations
Caitlin Borton is registered as an investment adviser representative in Michigan, since December 2021.
- MichiganSince 2 December 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 7 March 2024 |
| Series 65 | Uniform Investment Adviser Law Examination | 2 December 2021 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 17 October 2011 |
| Series 7 | General Securities Representative Examination | 5 July 2011 |
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Caitlin Therese Borton
- CRD
- 5377755
- Firm
- Gasaway Investment Advisors · CRD 123807
- Office
- 7110 STADIUM DRIVE, Kalamazoo, MI 49009
- Registration
- Investment adviser registration
- In the industry since
- February 2013
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- gasawayinvestments.com
Where does Caitlin Borton work?
Caitlin Borton is an investment adviser representative registered through Gasaway Investment Advisors, Inc. since December 2021, and is not listed among the firm’s executive officers or direct owners.
Is Caitlin Borton a financial advisor?
Yes. Caitlin Borton has a current investment-adviser registration in Michigan, through Gasaway Investment Advisors since December 2021.
How many years of experience does Caitlin Borton have?
Caitlin Borton has 13 years in the financial industry, since February 2013, across 1 adviser firm.
What exams has Caitlin Borton passed?
Caitlin Borton has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 7TO. The earliest, the Series 7, was passed in July 2011. FINRA credited Caitlin Borton with the SIE, which began in October 2018.
Where is Caitlin Borton based?
Caitlin Borton’s registered office is in Kalamazoo, MI.
Is Caitlin Borton registered with FINRA?
No. Caitlin Borton has no current broker registration.
How can I verify Caitlin Borton’s record?
Search CRD 5377755 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Caitlin Borton’s full registration record.
