James Gasaway has been President of Gasaway Investment Advisors since December 2015, is a control person of the firm and directly owns 75% or more of it. James Gasaway holds a Bachelor of Arts in Accounting from Calvin University.
Gasaway Investment Advisors, Inc. is a Kalamazoo, MI firm with $173M under management, 446 clients and 4 advisers across 2 offices, as of its June 2026 filing.
Jim Gasaway is President of Gasaway Investment Advisors, based in Kalamazoo, Michigan. He is one of the firm's founders and is involved in its day-to-day operations.
- – present · 20 yearsAdviser representative · Firm CRD 123807
Professional designations
Listed by Gasaway Investment Advisors
- CFP® - Certified Financial Planner
- ChFC® - Chartered Financial Consultant
- QPA® - Qualified Pension Administrator
- QKA® - Qualified 401(k) Administrator
- CLU® - Chartered Life Underwriter
- CPFA® - Certified Plan Fiduciary Advisor
Investment adviser representative registrations
James Gasaway is registered as an investment adviser representative in Michigan, since August 2010.
- MichiganSince 25 August 2010
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 13 May 2005 |
| Series 63 | Uniform Securities Agent State Law Examination | 14 June 1990 |
| Series 7 | General Securities Representative Examination | 13 June 1990 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- James Edward Gasaway
- CRD
- 2068064
- Firm
- Gasaway Investment Advisors · CRD 123807
- Role
- President
- Registration
- Investment adviser registration
- In the industry since
- January 2006
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- gasawayinvestments.com
Where does James Gasaway work?
James Gasaway has been President of Gasaway Investment Advisors, Inc. since December 2015, and is a control person of the firm.
Is James Gasaway a financial advisor?
Yes. James Gasaway has a current investment-adviser registration in Michigan, through Gasaway Investment Advisors since February 2006.
How many years of experience does James Gasaway have?
James Gasaway has 20 years in the financial industry, since January 2006, across 1 adviser firm.
What exams has James Gasaway passed?
James Gasaway has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in June 1990.
Is James Gasaway registered with FINRA?
No. James Gasaway has no current broker registration.
Is James Gasaway a CFP?
Gasaway Investment Advisors lists James Gasaway with the CFP credential (“CFP® - Certified Financial Planner”) on its website. CFP Board confirms certification status.
How can I verify James Gasaway’s record?
Search CRD 2068064 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Gasaway’s full registration record.
