Fortune Financial Group provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 101–250 clients last fiscal year.
Fortune Financial Group reports 174 clients. They include 124 individual clients and 50 high-net-worth individuals. Of its assets, 100.0% ($141M across 520 accounts) are managed with discretion. It advised 5 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 71% | 23% |
| High-net-worth individuals | 29% | 77% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 124 | $33M | 23.4% | $266K |
| High-net-worth individuals | 50 | $108M | 76.6% | $2.16M |
| Total | 174 | $141M | 100% | $810K |
- Clients
- 124
- Regulatory AUM
- $33M
- AUM share
- 23.4%
- Avg. per client
- $266K
- Clients
- 50
- Regulatory AUM
- $108M
- AUM share
- 76.6%
- Avg. per client
- $2.16M
Total
- Clients
- 174
- Regulatory AUM
- $141M
- AUM share
- 100%
- Avg. per client
- $810K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 5
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Fortune Financial Group charges 0.50%–1.25% a year for its Investment Management. The fee is billed in arrears and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning
- Planning fees range from $500 to $4,000 depending on complexity, with one-time, monthly ongoing or hourly options; the fee is waived when FFG manages over $500,000.
Bradley Rosley owns 75% or more of Fortune Financial Group. The leadership team of Fortune Financial Group includes President Bradley Rosley. It has 4 employees.
Leadership
- Bradley RosleyPresident & Chief Compliance Officer
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
Staff
- 4 employees
- 4 in advisory functions
- 4 state-registered reps
- Owns 75% or more of Fortune Financial Group, Inc.
Bradley Rosley
Control person · since November 1996
Fortune Financial Group’s regulatory assets grew from $107M (July 2025) to $141M (August 2026); clients fell from 216 to 174 and employees rose from 3 to 4.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| August 2026 | $141M | 174 | 4 | 2 |
| July 2025 | $107M | 216 | 3 | 2 |
Besides its headquarters, Fortune Financial Group has 1 office, with 2 listed addresses in Illinois.
Illinois · 1 listed address
- 800 W. Roosevelt Road, Building B, Glen Ellyn
Contact and registration details
- Legal name
- Fortune Financial Group, Inc.
- Headquarters
- Not reported
- Website
- fortunefinancialgroup.com
- Phone
- 630-942-9007
- SEC file
- 801-133831
- Structure
- Florida corporation
- Fiscal year end
- December
Fortune Financial Group uses Charles Schwab ($141M) as custodian for its separately managed accounts. Fortune Financial Group does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $141M100%
At year end, Fortune Financial Group’s separately managed accounts were mostly in funds (84%). Its reported 13F holdings for the quarter ended 30 June 2026 total $128M across 119 positions; the largest are First Trust Alt Opportunities FD I (6.9%), Invesco S&P 500 Low Volatility ETF (6.5%) and Invesco Qqq TR (6.3%).
What the accounts hold
- Stocks5%
- Funds84%
- Cash1%
- Other10%
- Alternative investments10%
Reported 13F holdings
- $128M
- Reported 13F value
- 119
- Positions
- 46.4%
- In the 10 largest
- +15.0%
- Value vs. prior quarter
- First Trust Alt Opportunities FD I6.9%
- Invesco S&P 500 Low Volatility ETF6.5%
- Invesco Qqq TR6.3%
- Wisdomtree Floating Ratetreasury Fund5.7%
- Pacer US Cash Cows 100 ETF4.6%
- Vanguard S&P 500 ETF4.3%
- Invesco S&P 500 Quality ETF3.7%
- Invesco S&P 500 Momentumetf3.2%
- Innovator U.S. Equity Power Buffer ETF - January3.1%
- Invesco S&P 500 High Dividend Low Volatility ETF2.1%
Together, the ten largest are 46.4% of reported value.
How many clients does Fortune Financial Group have?
Fortune Financial Group has 174 clients and manages $141 million for them, as of August 2026. They include 124 individual clients and 50 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 18 August 2026
What services does Fortune Financial Group offer?
Fortune Financial Group provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Fortune Financial Group charge?
Fortune Financial Group charges 0.50%–1.25% a year for its Investment Management. The fee is billed in arrears and is negotiable.
Source: FORM ADV PART 2A - FORTUNE FINANCIAL GROUP, INC., filed 28 July 2026
Which custodians does Fortune Financial Group use?
Fortune Financial Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $141M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 18 August 2026
How many financial advisors does Fortune Financial Group have?
Fortune Financial Group has 4 investment adviser representatives registered with state securities authorities, out of 4 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Fortune Financial Group invest in?
At the end of its last fiscal year, Fortune Financial Group’s separately managed accounts held 84% registered funds (mutual funds, ETFs, BDCs), 10% other, 5% exchange-traded equities and 1% cash and equivalents. The 10% other category is described as: Alternative Investments.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Fortune Financial Group?
Fortune Financial Group’s direct owner is Bradley Rosley (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 18 August 2026
How does Fortune Financial Group get paid?
Fortune Financial Group is paid through a percentage of assets under management, hourly charges, commissions and other compensation. Its Form ADV lists no performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Fortune Financial Group?
Its phone number is 630-942-9007. Its website is fortunefinancialgroup.com.