Nicholas Kalivas has been an investment adviser representative at Fortune Financial Group since August 2026, and is not listed among the firm’s executive officers or direct owners.
Fortune Financial Group, Inc. is a firm with $141M under management, 174 clients and 4 advisers across 2 offices, as of its August 2026 filing.
Nick Kalivas is Market Strategist of Fortune Financial Group, Inc. He has been navigating financial markets since the late 1980s, delivering insights and strategy across asset classes for retail and institutional clients.
- – present · under a yearGlen Ellyn, IL · Adviser representative · Firm CRD 111378
Investment adviser representative registrations
Nicholas Kalivas is registered as an investment adviser representative in Illinois, since August 2026.
- IllinoisSince 13 August 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 20 July 2026 |
| Series 24 | General Securities Principal Examination | 23 February 2021 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 13 February 2014 |
| Series 7 | General Securities Representative Examination | 22 January 2014 |
| Series 3 | National Commodity Futures Examination | 4 June 1990 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- National Commodity Futures Examination
- Full name
- Nicholas Peter Kalivas
- CRD
- 1764792
- Firm
- Fortune Financial Group · CRD 111378
- Office
- 800 W. ROOSEVELT ROAD, BUILDING B, SUITE 104, Glen Ellyn, IL 60137
- Registration
- Investment adviser registration
- In the industry since
- June 2009
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- fortunefinancialgroup.com
Where does Nicholas Kalivas work?
Nicholas Kalivas is an investment adviser representative registered through Fortune Financial Group, Inc. since August 2026, and is not listed among the firm’s executive officers or direct owners.
Is Nicholas Kalivas a financial advisor?
Yes. Nicholas Kalivas has a current investment-adviser registration in Illinois, through Fortune Financial Group since August 2026.
How many years of experience does Nicholas Kalivas have?
Nicholas Kalivas has 17 years in the financial industry, since June 2009, across 1 adviser firm.
What exams has Nicholas Kalivas passed?
Nicholas Kalivas has passed 5 licensing exams: the Series 3, Series 7, Series 63, Series 24 and Series 65. The earliest, the Series 3, was passed in June 1990. FINRA credited Nicholas Kalivas with the SIE, which began in October 2018.
Where is Nicholas Kalivas based?
Nicholas Kalivas’ registered office is in Glen Ellyn, IL.
Is Nicholas Kalivas registered with FINRA?
No. Nicholas Kalivas has no current broker registration.
How can I verify Nicholas Kalivas’ record?
Search CRD 1764792 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Nicholas Kalivas’ full registration record.