Bradley Rosley has been President & Chief Compliance Officer of Fortune Financial Group since November 1996, is a control person of the firm and directly owns 75% or more of it.
Fortune Financial Group, Inc. is a firm with $141M under management, 174 clients and 4 advisers across 2 offices, as of its August 2026 filing.
Brad Rosley is CEO of Fortune Financial Group, Inc. He has spent more than three decades helping executives and business owners in the Chicago suburbs plan for retirement. He is a former President of the Financial Planning Association of Illinois and the author of Beyond Money.
Bradley Rosley’s longest registration is the current one, 28 years at Fortune Financial Group since 1998.
- – present · 28 yearsGlen Ellyn, IL · Adviser representative · Firm CRD 111378
- LCM Capital Management Inc– · 20 yearsChicago, IL · Adviser representative · Firm CRD 111074
Professional designations
Listed by Fortune Financial Group
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Bradley Rosley is registered as an investment adviser representative in 3 states. The first approvals date from March 1998; the most recent is Texas, in November 2023.
- FloridaSince 10 July 2023
- IllinoisSince 24 March 1998
- TexasSince 21 November 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 17 December 1996 |
| Series 63 | Uniform Securities Agent State Law Examination | 18 November 1991 |
| Series 7 | General Securities Representative Examination | 20 September 1986 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Bradley Howard Rosley
- CRD
- 1559979
- Firm
- Fortune Financial Group · CRD 111378
- Role
- President & Chief Compliance Officer
- Office
- 800 W. ROOSEVELT ROAD, BUILDING B, SUITE 104, Glen Ellyn, IL 60137
- Registration
- Investment adviser registration
- In the industry since
- September 1987
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- fortunefinancialgroup.com
Where does Bradley Rosley work?
Bradley Rosley has been President & Chief Compliance Officer of Fortune Financial Group, Inc. since November 1996, and is a control person of the firm.
Is Bradley Rosley a financial advisor?
Yes. Bradley Rosley has a current investment-adviser registration in Florida, Illinois and Texas, through Fortune Financial Group since March 1998.
How many years of experience does Bradley Rosley have?
Bradley Rosley has 39 years in the financial industry, since September 1987, across 2 adviser firms.
What exams has Bradley Rosley passed?
Bradley Rosley has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in September 1986. FINRA credited Bradley Rosley with the SIE, which began in October 2018.
Where is Bradley Rosley based?
Bradley Rosley’s registered office is in Glen Ellyn, IL.
Is Bradley Rosley registered with FINRA?
No. Bradley Rosley has no current broker registration.
Is Bradley Rosley a CFP?
Fortune Financial Group lists Bradley Rosley with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
Source: Brad Rosley, CFP® biography, fortunefinancialgroup.com
How can I verify Bradley Rosley’s record?
Search CRD 1559979 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Bradley Rosley’s full registration record.