Equinox Financial Advisors provides financial planning and portfolio management for individuals and small businesses.
Equinox Financial Advisors reports 312 clients. They include 273 individual clients and 39 high-net-worth individuals. Of its assets, 100.0% ($111M across 595 accounts) are managed with discretion. Of its clients, 1% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 88% | 46% |
| High-net-worth individuals | 13% | 53% |
| Charitable organizations | Fewer than 5 | <1% |
| Corporations and other businesses | Fewer than 5 | 1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 273 | $50.6M | 45.7% | $185K |
| High-net-worth individuals | 39 | $58.7M | 53.0% | $1.51M |
| Charitable organizations | Fewer than 5 | $283K | 0.3% | — |
| Corporations and other businesses | Fewer than 5 | $1.27M | 1.1% | — |
| Total | 312 | $111M | 100% | — |
- Clients
- 273
- Regulatory AUM
- $50.6M
- AUM share
- 45.7%
- Avg. per client
- $185K
- Clients
- 39
- Regulatory AUM
- $58.7M
- AUM share
- 53.0%
- Avg. per client
- $1.51M
- Clients
- Fewer than 5
- Regulatory AUM
- $283K
- AUM share
- 0.3%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $1.27M
- AUM share
- 1.1%
- Avg. per client
- —
Total
- Clients
- 312
- Regulatory AUM
- $111M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Equinox Financial Advisors charges 0.25%–1.00% a year for its Wealth Management / Investment Management Services. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable. The brochure also prices one other service, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$1M | 1.00% |
| $1M–$3M | 0.50% |
| $3M and above | 0.25% |
Fee details and sources
Other fees
- Financial Planning Services
- Financial planning is billed hourly at up to $500 per hour, with up to 50% of the expected fee invoiced on execution and the balance on completion.
It has 2 employees, 1 of them in advisory roles.
Leadership
Staff
- 2 employees
- 1 in advisory functions
- 1 state-registered rep
Besides its headquarters, Equinox Financial Advisors has 0 offices, with 1 listed address in Vermont.
Vermont · 1 listed address
- 16 Lincoln Avenue, Manchester CenterHQ
Contact and registration details
- Legal name
- Equinox Financial Advisors, Inc.
- Headquarters
- 16 Lincoln Avenue, Manchester Center, VT 05255
- Website
- equinoxfinancialadvisors.com
- Phone
- 802-367-7750
- SEC file
- 801-137128
- Structure
- Vermont corporation
- Fiscal year end
- December
Equinox Financial Advisors has custody of $42.4M in client assets for 150 clients.
At year end, Equinox Financial Advisors’ separately managed accounts were mostly in funds (73%) and stocks (23%).
What the accounts hold
- Stocks23%
- Funds73%
- Bonds3%
- Cash1%
How many clients does Equinox Financial Advisors have?
Equinox Financial Advisors has 312 clients and manages $111 million for them, as of August 2026. They include 273 individual clients and 39 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 7 August 2026
What services does Equinox Financial Advisors offer?
Equinox Financial Advisors provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Equinox Financial Advisors charge?
Equinox Financial Advisors charges 0.25%–1.00% a year for its Wealth Management / Investment Management Services. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable.
Source: EQUINOX DISCLOSURE BROCHURE, BROCHURE SUPPLEMENT AND PRIVACY POLICY, filed 20 July 2026
How many financial advisors does Equinox Financial Advisors have?
Equinox Financial Advisors has 1 investment adviser representative registered with state securities authorities, out of 2 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Equinox Financial Advisors invest in?
At the end of its last fiscal year, Equinox Financial Advisors’ separately managed accounts held 73% registered funds (mutual funds, ETFs, BDCs), 23% exchange-traded equities, 3% U.S. government and agency bonds and 1% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
How does Equinox Financial Advisors get paid?
Equinox Financial Advisors is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Equinox Financial Advisors registered with the SEC?
Yes, Equinox Financial Advisors has been registered with the SEC as an investment adviser since 20 August 2026. Its CRD number is 312716 and its SEC file number is 801-137128.
Source: Form ADV Part 1A, Item 1, filed 7 August 2026; IAPD firm record
How do I contact Equinox Financial Advisors?
Equinox Financial Advisors’ main office is at 16 Lincoln Avenue, Manchester Center, VT 05255. Its phone number is 802-367-7750. Its website is equinoxfinancialadvisors.com.