Englebert Financial Advisers provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, and educational seminars.
Englebert Financial Advisers reports 297 clients. They include 235 individual clients, 29 high-net-worth individuals and 23 state or municipal government entities. Of its assets, 99.9% ($157M across 614 accounts) are managed with discretion; $114K across 1 account is not. It advised 9 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 79% | 36% |
| High-net-worth individuals | 10% | 38% |
| Charitable organizations | 2% | <1% |
| State or municipal government entities | 8% | 21% |
| Corporations and other businesses | 2% | 5% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 235 | $56.2M | 35.9% | $239K |
| High-net-worth individuals | 29 | $58.9M | 37.6% | $2.03M |
| Charitable organizations | 5 | $718K | 0.5% | $144K |
| State or municipal government entities | 23 | $32.6M | 20.8% | $1.42M |
| Corporations and other businesses | 5 | $8.22M | 5.2% | $1.64M |
| Total | 297 | $157M | 100% | $527K |
- Clients
- 235
- Regulatory AUM
- $56.2M
- AUM share
- 35.9%
- Avg. per client
- $239K
- Clients
- 29
- Regulatory AUM
- $58.9M
- AUM share
- 37.6%
- Avg. per client
- $2.03M
- Clients
- 5
- Regulatory AUM
- $718K
- AUM share
- 0.5%
- Avg. per client
- $144K
- Clients
- 23
- Regulatory AUM
- $32.6M
- AUM share
- 20.8%
- Avg. per client
- $1.42M
- Clients
- 5
- Regulatory AUM
- $8.22M
- AUM share
- 5.2%
- Avg. per client
- $1.64M
Total
- Clients
- 297
- Regulatory AUM
- $157M
- AUM share
- 100%
- Avg. per client
- $527K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 9
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Englebert Financial Advisers is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices 4 other services, listed under fee details.
Fee details and sources
Other fees
- Adviser Managed Annuities
- Fees for adviser managed annuities will not exceed 1.10%.
- Consulting Services
- Consulting services are generally a fixed fee between $2,000 and $75,000 depending on scope, with additional work at $250 an hour.
- ERISA Plan Services
- ERISA plan clients receive investment management services for a fixed fee at an annual rate between .25% and .50% of assets, based on size and complexity.
- Financial Assessments
- Financial assessments and general consulting for non-clients are a negotiable hourly fee of up to $250, rebated if a management agreement is signed within 90 days.
Jamie Englebert owns 50% to 75% of Englebert Financial Advisers. The leadership team of Englebert Financial Advisers includes President Jamie Englebert and Chief Investment Officer Christopher Englebert. It has 3 employees.
Leadership
- Jamie EnglebertPresident & Chief Compliance Officer
Christopher EnglebertFounding Partner & Chief Investment Officer
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
Staff
- 3 employees
- 3 in advisory functions
- 3 state-registered reps
- Owns 50% to 75% of Englebert Financial Advisers, LLC
Jamie Englebert
Control person · since January 2022
- Owns 25% to 50% of Englebert Financial Advisers, LLC
Christopher Englebert
Control person · since January 2019
Englebert Financial Advisers’ regulatory assets grew from $125M (July 2024) to $157M (June 2026); clients rose from 281 to 297 and employees were 3 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| June 2026 | $157M | 297 | 3 | 1 |
| April 2025 | $149M | 290 | 4 | 1 |
| July 2024 | $125M | 281 | 3 | 1 |
Besides its headquarters, Englebert Financial Advisers has 0 offices, with 1 listed address in Pennsylvania.
Pennsylvania · 1 listed address
- 1275 Glenlivet Drive, Suite 335, AllentownHQ
Contact and registration details
- Legal name
- Englebert Financial Advisers, LLC
- Headquarters
- 1275 Glenlivet Drive, Suite 335, Allentown, PA 18106
- Phone
- 484-350-3301
- @englebert-financial-advisers
- SEC file
- 801-130503
- Structure
- Pennsylvania LLC
- Fiscal year end
- December
Englebert Financial Advisers uses Charles Schwab ($119M, 82%) and Newedge Securities ($25.6M, 18%) as custodians for its separately managed accounts. Englebert Financial Advisers has custody of $49.7M in client assets for 105 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $119M82%
- Newedge SecuritiesNewedge Securities, LLC · Pittsburgh, PA · $25.6M18%
At year end, Englebert Financial Advisers’ separately managed accounts were mostly in funds (70%) and stocks (22%). Its reported 13F holdings for the quarter ended 30 June 2026 total $102M across 65 positions; the largest are Vanguard Instl Index FD (11.1%), Janus Detroit Str TR (10.1%) and Janus Detroit Str TR (8.8%).
What the accounts hold
- Stocks22%
- Funds70%
- Bonds6%
- Cash2%
Reported 13F holdings
- $102M
- Reported 13F value
- 65
- Positions
- 64.1%
- In the 10 largest
- +15.5%
- Value vs. prior quarter
- Vanguard Instl Index FD · 0 3 MO TR BI ETF11.1%
- Janus Detroit Str TR · Henderson Mtg10.1%
- Janus Detroit Str TR · Hend Secu IN ETF8.8%
- Unified Ser TR · Ballast Smlmd CP8.4%
- Janus Detroit Str TR · Hendrson Aaa CL7.9%
- Vanguard Malvern Fds · Core BD ETF7.4%
- Vanguard Index Fds · S&P 500 ETF Shs4.1%
- Vanguard Whitehall Fds · Intl High ETF2.6%
- Broadcom Inc.1.9%
- Janus Detroit Str TR · B-bbb Clo ETF1.9%
Together, the ten largest are 64.1% of reported value.
How many clients does Englebert Financial Advisers have?
Englebert Financial Advisers has 297 clients and manages $157 million for them, as of June 2026. They include 235 individual clients, 29 high-net-worth individuals and 23 state or municipal government entities.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 18 June 2026
What services does Englebert Financial Advisers offer?
Englebert Financial Advisers provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Englebert Financial Advisers use?
Englebert Financial Advisers’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $119M and Newedge Securities, LLC (Pittsburgh, PA), with $25.6M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 18 June 2026
How many financial advisors does Englebert Financial Advisers have?
Englebert Financial Advisers has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Englebert Financial Advisers invest in?
At the end of its last fiscal year, Englebert Financial Advisers’ separately managed accounts held 70% registered funds (mutual funds, ETFs, BDCs), 22% exchange-traded equities, 6% state and local bonds and 2% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Englebert Financial Advisers?
Englebert Financial Advisers’ direct owners are Jamie Englebert (50% to 75%) and Christopher Englebert (25% to 50%).
Source: Form ADV Part 1A, Schedules A and B, filed 18 June 2026
How does Englebert Financial Advisers get paid?
Englebert Financial Advisers is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Englebert Financial Advisers?
Englebert Financial Advisers’ main office is at 1275 Glenlivet Drive, Suite 335, Allentown, PA 18106. Its phone number is 484-350-3301. Its website is englebertfinancialadvisers.com.