{"url":"https://nivawealth.com/firms/englebert-financial-advisers-300568","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/300568","regulatoryAum":156618612,"crd":"300568","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1220085","suffix":null,"lastName":"ENGLEBERT","firstName":"CHRISTOPHER","middleName":"PAUL"},{"crd":"3046551","suffix":null,"lastName":"ENGLEBERT","firstName":"JAMIE","middleName":"LYN"},{"crd":"7980503","suffix":null,"lastName":"Gaines","firstName":"Andrew","middleName":"Gordon"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2024-07-23","regulatoryAum":125161376,"clients":281,"employees":3,"offices":1},{"filedOn":"2025-04-04","regulatoryAum":148912134,"clients":290,"employees":4,"offices":1},{"filedOn":"2026-06-18","regulatoryAum":156618612,"clients":297,"employees":3,"offices":1}],"secFileNumber":"801-130503","legalName":"Englebert Financial Advisers, LLC","displayName":"Englebert Financial Advisers","slug":"englebert-financial-advisers-300568","website":"https://englebertfinancialadvisers.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/300568/ce2dcdad71f329a6-r1.webp","tone":"light","width":704,"height":200,"sourceUrl":"https://englebertfinancialadvisers.com/","sourceLabel":"Englebert Financial Advisers, LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/englebert-financial-advisers/","xUrl":"https://twitter.com/CEnglebertRIA","founded":null,"organization":"Pennsylvania limited liability company","fiscalYearEnd":"December","headquarters":{"street":"1275 Glenlivet Drive, Suite 335","city":"Allentown","state":"PA","stateName":"Pennsylvania","country":"United States","postalCode":"18106"},"tradeNames":[],"registration":{"secApproved":"18 June 2024","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":435880.7121212121,"staff":{"employees":3,"advisory":3,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":156618612,"discretionary":156505111,"discretionaryAccounts":614,"nonDiscretionary":113501,"nonDiscretionaryAccounts":1,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":9},"clientTypes":[{"label":"Individuals (other than HNW)","clients":235,"regulatoryAum":56192554},{"label":"High-net-worth individuals","clients":29,"regulatoryAum":58879954},{"label":"Charitable organizations","clients":5,"regulatoryAum":717832},{"label":"State or municipal government entities","clients":23,"regulatoryAum":32611541},{"label":"Corporations and other businesses","clients":5,"regulatoryAum":8216731}],"feePrograms":[{"role":"other","program":"Adviser Managed Annuities","summary":"Fees for adviser managed annuities will not exceed 1.10%.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1048854","versionId":1048854,"submittedOn":"2026-06-18","documentName":"ENGLEBERT FINANCIAL ADVISERS, LLC DISCLOSURE BROCHURE"},{"role":"other","program":"Consulting Services","summary":"Consulting services are generally a fixed fee between $2,000 and $75,000 depending on scope, with additional work at $250 an hour.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1048854","versionId":1048854,"submittedOn":"2026-06-18","documentName":"ENGLEBERT FINANCIAL ADVISERS, LLC DISCLOSURE BROCHURE"},{"role":"other","program":"ERISA Plan Services","summary":"ERISA plan clients receive investment management services for a fixed fee at an annual rate between .25% and .50% of assets, based on size and complexity.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1048854","versionId":1048854,"submittedOn":"2026-06-18","documentName":"ENGLEBERT FINANCIAL ADVISERS, LLC DISCLOSURE BROCHURE"},{"role":"other","program":"Financial Assessments","summary":"Financial assessments and general consulting for non-clients are a negotiable hourly fee of up to $250, rebated if a management agreement is signed within 90 days.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1048854","versionId":1048854,"submittedOn":"2026-06-18","documentName":"ENGLEBERT FINANCIAL ADVISERS, LLC DISCLOSURE BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T16:17:22.024575+00:00","documents":[{"name":"ENGLEBERT FINANCIAL ADVISERS, LLC DISCLOSURE BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1048854","versionId":1048854,"submittedOn":"2026-06-18"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":119256291},{"name":"Newedge Securities, LLC","shortName":"Newedge Securities","location":"Pittsburgh, PA","smaAssets":25629399}],"custodyNote":"Englebert Financial Advisers has custody of $49.7M in client assets for 105 clients.","otherCustodians":[],"leadership":[{"name":"Jamie Englebert","title":"President & Chief Compliance Officer","crd":"3046551"},{"name":"Christopher Englebert","title":"Founding Partner & Chief Investment Officer","crd":"1220085"}],"ownership":[{"label":"Jamie Englebert","detail":"President & chief compliance officer in the 50% to 75% ownership band and a control person, since January 2022."},{"label":"Christopher Englebert","detail":"Founding partner & chief investment officer in the 25% to 50% ownership band and a control person, since January 2019."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Pennsylvania","offices":1,"addresses":[{"street":"1275 Glenlivet Drive, Suite 335","city":"Allentown","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"484-350-3301","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services","Selection of other advisers (including private fund managers)","Educational seminars/workshops"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":22},{"label":"U.S. state and local bonds","percent":6},{"label":"Securities issued by registered investment companies or business development companies","percent":70},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"18 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/300568/PDF/300568.pdf","brochureDate":"18 June 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1048854","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Englebert Financial Advisers have?","answer":"Englebert Financial Advisers has 297 clients and manages $157 million for them, as of June 2026. They include 235 individual clients, 29 high-net-worth individuals and 23 state or municipal government entities.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 18 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Englebert Financial Advisers offer?","answer":"Englebert Financial Advisers provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Englebert Financial Advisers use?","answer":"Englebert Financial Advisers’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $119M and Newedge Securities, LLC (Pittsburgh, PA), with $25.6M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 18 June 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Englebert Financial Advisers have?","answer":"Englebert Financial Advisers has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Englebert Financial Advisers invest in?","answer":"At the end of its last fiscal year, Englebert Financial Advisers’ separately managed accounts held 70% registered funds (mutual funds, ETFs, BDCs), 22% exchange-traded equities, 6% state and local bonds and 2% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Englebert Financial Advisers?","answer":"Englebert Financial Advisers’ direct owners are Jamie Englebert (50% to 75%) and Christopher Englebert (25% to 50%).","source":"Form ADV Part 1A, Schedules A and B, filed 18 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Englebert Financial Advisers get paid?","answer":"Englebert Financial Advisers is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Englebert Financial Advisers?","answer":"Englebert Financial Advisers’ main office is at 1275 Glenlivet Drive, Suite 335, Allentown, PA 18106. Its phone number is 484-350-3301. Its website is englebertfinancialadvisers.com.","source":"Form ADV Part 1A, Item 1.F, filed 18 June 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/englebert-financial-advisers-300568/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-07-22","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/2097035/000209703526000005/0002097035-26-000005-index.html","totalValue":101547499,"positionCount":65,"top10Share":0.6411883172031642,"top10":[{"issuer":"VANGUARD INSTL INDEX FD","titleOfClass":"0 3 MO TR BI ETF","cusip":"922040845","value":11312268,"shares":149475,"shareType":"SH","priorValue":10032400,"priorShares":132616},{"issuer":"JANUS DETROIT STR TR","titleOfClass":"HENDERSON MTG","cusip":"47103U852","value":10213315,"shares":227013,"shareType":"SH","priorValue":9543868,"priorShares":211241},{"issuer":"JANUS DETROIT STR TR","titleOfClass":"HEND SECU IN ETF","cusip":"47103U746","value":8957909,"shares":174925,"shareType":"SH","priorValue":8084123,"priorShares":156821},{"issuer":"UNIFIED SER TR","titleOfClass":"BALLAST SMLMD CP","cusip":"90470L550","value":8568414,"shares":168140,"shareType":"SH","priorValue":7704034,"priorShares":170753},{"issuer":"JANUS DETROIT STR TR","titleOfClass":"HENDRSON AAA CL","cusip":"47103U845","value":7977571,"shares":158003,"shareType":"SH","priorValue":6739556,"priorShares":133801},{"issuer":"VANGUARD MALVERN FDS","titleOfClass":"CORE BD ETF","cusip":"922020748","value":7485934,"shares":96927,"shareType":"SH","priorValue":7546485,"priorShares":97525},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"S&P 500 ETF SHS","cusip":"922908363","value":4200638,"shares":6116,"shareType":"SH","priorValue":3156815,"priorShares":5283},{"issuer":"VANGUARD WHITEHALL FDS","titleOfClass":"INTL HIGH ETF","cusip":"921946794","value":2597194,"shares":26448,"shareType":"SH","priorValue":2210493,"priorShares":23456},{"issuer":"BROADCOM INC","titleOfClass":"COM","cusip":"11135F101","value":1915570,"shares":5071,"shareType":"SH","priorValue":1910296,"priorShares":6172},{"issuer":"JANUS DETROIT STR TR","titleOfClass":"B-BBB CLO ETF","cusip":"47103U753","value":1882257,"shares":39752,"shareType":"SH","priorValue":1210751,"priorShares":25979}],"positionsListed":65,"positions":[{"issuer":"VANGUARD INSTL INDEX FD","titleOfClass":"0 3 MO TR BI ETF","cusip":"922040845","value":11312268,"shares":149475,"shareType":"SH","priorValue":10032400,"priorShares":132616},{"issuer":"JANUS DETROIT STR TR","titleOfClass":"HENDERSON MTG","cusip":"47103U852","value":10213315,"shares":227013,"shareType":"SH","priorValue":9543868,"priorShares":211241},{"issuer":"JANUS DETROIT STR TR","titleOfClass":"HEND SECU IN ETF","cusip":"47103U746","value":8957909,"shares":174925,"shareType":"SH","priorValue":8084123,"priorShares":156821},{"issuer":"UNIFIED SER TR","titleOfClass":"BALLAST SMLMD CP","cusip":"90470L550","value":8568414,"shares":168140,"shareType":"SH","priorValue":7704034,"priorShares":170753},{"issuer":"JANUS DETROIT STR TR","titleOfClass":"HENDRSON AAA CL","cusip":"47103U845","value":7977571,"shares":158003,"shareType":"SH","priorValue":6739556,"priorShares":133801},{"issuer":"VANGUARD MALVERN FDS","titleOfClass":"CORE BD ETF","cusip":"922020748","value":7485934,"shares":96927,"shareType":"SH","priorValue":7546485,"priorShares":97525},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"S&P 500 ETF SHS","cusip":"922908363","value":4200638,"shares":6116,"shareType":"SH","priorValue":3156815,"priorShares":5283},{"issuer":"VANGUARD WHITEHALL FDS","titleOfClass":"INTL HIGH ETF","cusip":"921946794","value":2597194,"shares":26448,"shareType":"SH","priorValue":2210493,"priorShares":23456},{"issuer":"BROADCOM INC","titleOfClass":"COM","cusip":"11135F101","value":1915570,"shares":5071,"shareType":"SH","priorValue":1910296,"priorShares":6172},{"issuer":"JANUS DETROIT STR TR","titleOfClass":"B-BBB CLO ETF","cusip":"47103U753","value":1882257,"shares":39752,"shareType":"SH","priorValue":1210751,"priorShares":25979},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"VALUE ETF","cusip":"922908744","value":1814049,"shares":8324,"shareType":"SH","priorValue":1603543,"priorShares":8173},{"issuer":"DRAFTKINGS INC NEW","titleOfClass":"COM CL A","cusip":"26142V105","value":1701008,"shares":67340,"shareType":"SH","priorValue":1509595,"priorShares":69824},{"issuer":"VANGUARD WORLD FD","titleOfClass":"EXTENDED DUR","cusip":"921910709","value":1534521,"shares":23579,"shareType":"SH","priorValue":1752416,"priorShares":26981},{"issuer":"INVESCO EXCHANGE TRADED FD T","titleOfClass":"S&P SMLCP MOMENT","cusip":"46137V498","value":1519802,"shares":16232,"shareType":"SH","priorValue":981418,"priorShares":12910},{"issuer":"JFROG LTD","titleOfClass":"ORD SHS","cusip":"M6191J100","value":1495158,"shares":16452,"shareType":"SH","priorValue":831553,"priorShares":17719},{"issuer":"JOHNSON & JOHNSON","titleOfClass":"COM","cusip":"478160104","value":1391133,"shares":5478,"shareType":"SH","priorValue":1291863,"priorShares":5285},{"issuer":"CAPITAL GROUP CORE BALANCED","titleOfClass":"SHS","cusip":"14021D107","value":1321653,"shares":34817,"shareType":"SH","priorValue":1142825,"priorShares":33212},{"issuer":"VANGUARD INTL EQUITY INDEX F","titleOfClass":"ALLWRLD EX US","cusip":"922042775","value":1254520,"shares":14979,"shareType":"SH","priorValue":1168009,"priorShares":15553},{"issuer":"APPLE INC","titleOfClass":"COM","cusip":"037833100","value":1221967,"shares":4223,"shareType":"SH","priorValue":1110585,"priorShares":4376},{"issuer":"AIR PRODUCTS AND CHEMICALS I","titleOfClass":"COM","cusip":"009158106","value":1192363,"shares":4067,"shareType":"SH","priorValue":1174742,"priorShares":4044},{"issuer":"INTEL CORP","titleOfClass":"COM","cusip":"458140100","value":1117599,"shares":8004,"shareType":"SH"},{"issuer":"MICROSOFT CORP","titleOfClass":"COM","cusip":"594918104","value":1034011,"shares":2772,"shareType":"SH","priorValue":993906,"priorShares":2685},{"issuer":"VANGUARD MALVERN FDS","titleOfClass":"SHOR DURA BD ETF","cusip":"922020730","value":908599,"shares":11902,"shareType":"SH","priorValue":1285499,"priorShares":16859},{"issuer":"GALLAGHER ARTHUR J & CO","titleOfClass":"COM","cusip":"363576109","value":874432,"shares":3809,"shareType":"SH","priorValue":733123,"priorShares":3385},{"issuer":"WESTERN DIGITAL CORP","titleOfClass":"COM","cusip":"958102105","value":797123,"shares":1248,"shareType":"SH","priorValue":375170,"priorShares":1387},{"issuer":"SOLVENTUM CORP","titleOfClass":"COM SHS","cusip":"83444M101","value":760468,"shares":9857,"shareType":"SH","priorValue":639222,"priorShares":9789},{"issuer":"FIRST TR EXCHANGE-TRADED FD","titleOfClass":"TECH ALPHADEX","cusip":"33734X176","value":743979,"shares":3425,"shareType":"SH"},{"issuer":"FIRST TR EXCHANGE TRADED FD","titleOfClass":"NASDQ SEMCNDTR","cusip":"33738R811","value":742865,"shares":2607,"shareType":"SH","priorValue":648278,"priorShares":4396},{"issuer":"FIRST TR EXCHANGE-TRADED FD","titleOfClass":"SHS","cusip":"337345102","value":741004,"shares":2214,"shareType":"SH"},{"issuer":"FIRST TR EXCHANGE-TRADED FD","titleOfClass":"NY ARCA BIOTECH","cusip":"33733E203","value":737473,"shares":2975,"shareType":"SH","priorValue":602259,"priorShares":2999},{"issuer":"VANGUARD MUN BD FDS","titleOfClass":"TAX EXEMPT BD","cusip":"922907746","value":729060,"shares":14414,"shareType":"SH","priorValue":737823,"priorShares":14789},{"issuer":"FIRST TR EXCHANGE TRADED FD","titleOfClass":"NASDAQ TRANSN","cusip":"33738R795","value":709107,"shares":15560,"shareType":"SH","priorValue":554577,"priorShares":14552},{"issuer":"UNITEDHEALTH GROUP INC","titleOfClass":"COM","cusip":"91324P102","value":650045,"shares":1564,"shareType":"SH","priorValue":551733,"priorShares":2039},{"issuer":"SEAGATE TECHNOLOGY HLDNGS PL","titleOfClass":"ORD SHS","cusip":"G7997R103","value":626285,"shares":649,"shareType":"SH","priorValue":311841,"priorShares":796},{"issuer":"MEDTRONIC PLC","titleOfClass":"SHS","cusip":"G5960L103","value":624275,"shares":7980,"shareType":"SH","priorValue":586880,"priorShares":6773},{"issuer":"ABBVIE INC","titleOfClass":"COM","cusip":"00287Y109","value":580848,"shares":2308,"shareType":"SH","priorValue":485057,"priorShares":2230},{"issuer":"HOWMET AEROSPACE INC","titleOfClass":"COM","cusip":"443201108","value":561380,"shares":2088,"shareType":"SH","priorValue":331171,"priorShares":1437},{"issuer":"COMFORT SYS USA INC","titleOfClass":"COM","cusip":"199908104","value":556928,"shares":281,"shareType":"SH"},{"issuer":"BLOOM ENERGY CORP","titleOfClass":"COM CL A","cusip":"093712107","value":537293,"shares":1775,"shareType":"SH"},{"issuer":"GE HEALTHCARE TECHNOLOGIES I","titleOfClass":"COMMON STOCK","cusip":"36266G107","value":501134,"shares":7829,"shareType":"SH","priorValue":596346,"priorShares":8378},{"issuer":"JPMORGAN CHASE & CO","titleOfClass":"COM","cusip":"46625H100","value":468082,"shares":1430,"shareType":"SH","priorValue":417707,"priorShares":1420},{"issuer":"INVESCO EXCH TRADED FD TR II","titleOfClass":"S&P ULTRA DIVIDE","cusip":"46138G656","value":459882,"shares":7929,"shareType":"SH","priorValue":441328,"priorShares":7929},{"issuer":"VIKING THERAPEUTICS INC","titleOfClass":"COM","cusip":"92686J106","value":456378,"shares":11699,"shareType":"SH","priorValue":383093,"priorShares":11773},{"issuer":"PRAXIS PRECISION MEDICINES I","titleOfClass":"COM NEW","cusip":"74006W207","value":437236,"shares":1306,"shareType":"SH","priorValue":254208,"priorShares":789},{"issuer":"APPLE INC","titleOfClass":"COM","cusip":"037833100","value":434040,"shares":1500,"shareType":"SH","putCall":"Put"},{"issuer":"ELEVANCE HEALTH INC FORMERLY","titleOfClass":"COM","cusip":"036752103","value":417668,"shares":1080,"shareType":"SH","priorValue":644636,"priorShares":2202},{"issuer":"FIRST TR EXCHANGE TRADED FD","titleOfClass":"NASDAQ BK ETF","cusip":"33738R860","value":410862,"shares":9941,"shareType":"SH","priorValue":956262,"priorShares":26438},{"issuer":"CIENA CORP","titleOfClass":"COM NEW","cusip":"171779309","value":350260,"shares":714,"shareType":"SH","priorValue":253126,"priorShares":652},{"issuer":"PPL CORP","titleOfClass":"COM","cusip":"69351T106","value":318680,"shares":8767,"shareType":"SH","priorValue":334899,"priorShares":8767},{"issuer":"MERCK & CO INC","titleOfClass":"COM","cusip":"58933Y105","value":304931,"shares":2373,"shareType":"SH","priorValue":345112,"priorShares":2869},{"issuer":"INVESCO EXCHANGE TRADED FD T","titleOfClass":"S&P MDCP MOMNTUM","cusip":"46137V464","value":286856,"shares":1686,"shareType":"SH"},{"issuer":"ISHARES TR","titleOfClass":"RUS 1000 VAL ETF","cusip":"464287598","value":274188,"shares":1131,"shareType":"SH","priorValue":241661,"priorShares":1131},{"issuer":"HARBOR ETF TRUST","titleOfClass":"COMM ALL WEA ETF","cusip":"41151J505","value":268197,"shares":9141,"shareType":"SH","priorValue":266841,"priorShares":8605},{"issuer":"CATERPILLAR INC","titleOfClass":"COM","cusip":"149123101","value":258771,"shares":243,"shareType":"SH"},{"issuer":"EXXON MOBIL CORP","titleOfClass":"COM","cusip":"30231G102","value":250334,"shares":1831,"shareType":"SH","priorValue":315907,"priorShares":1862},{"issuer":"NATURAL RESOURCE PARTNERS LP","titleOfClass":"COM UNIT LTD PAR","cusip":"63900P608","value":242888,"shares":2504,"shareType":"SH","priorValue":225302,"priorShares":1862},{"issuer":"ROBINHOOD MKTS INC","titleOfClass":"COM CL A","cusip":"770700102","value":233853,"shares":2332,"shareType":"SH"},{"issuer":"CSX CORP","titleOfClass":"COM","cusip":"126408103","value":229237,"shares":4823,"shareType":"SH"},{"issuer":"CISCO SYS INC","titleOfClass":"COM","cusip":"17275R102","value":222117,"shares":1891,"shareType":"SH"},{"issuer":"ALPHABET INC","titleOfClass":"CAP STK CL A","cusip":"02079K305","value":217638,"shares":609,"shareType":"SH"},{"issuer":"VERTEX PHARMACEUTICALS INC","titleOfClass":"COM","cusip":"92532F100","value":212600,"shares":428,"shareType":"SH"},{"issuer":"VANGUARD WHITEHALL FDS","titleOfClass":"HIGH DIV YLD","cusip":"921946406","value":210338,"shares":1331,"shareType":"SH"},{"issuer":"PARKER-HANNIFIN CORP","titleOfClass":"COM","cusip":"701094104","value":206383,"shares":211,"shareType":"SH"},{"issuer":"NVIDIA CORPORATION","titleOfClass":"COM","cusip":"67066G104","value":160072,"shares":800,"shareType":"SH","putCall":"Put"},{"issuer":"NVIDIA CORPORATION","titleOfClass":"COM","cusip":"67066G104","value":124856,"shares":624,"shareType":"SH"}]},"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}