Andrew Gaines has been an investment adviser representative at Englebert Financial Advisers since September 2024, and is not listed among the firm’s executive officers or direct owners. Andrew Gaines holds a Bachelor of Arts in Finance from Muhlenberg College.
Englebert Financial Advisers, LLC is an Allentown, PA firm with $157M under management, 297 clients and 3 advisers in one office, as of its June 2026 filing.
Andrew Gaines is Financial Advisor of Englebert Financial Advisers, based in Allentown, Pennsylvania. He joined the firm as an intern during the spring semester of his senior year. In September 2024 he passed the Series 65 exam, became a full-time team member and now serves clients as a financial advisor.
- – present · 2 yearsAllentown, PA · Adviser representative · Firm CRD 300568
Investment adviser representative registrations
Andrew Gaines is registered as an investment adviser representative in 2 states. Each was approved in September 2024.
- PennsylvaniaSince 9 September 2024
- TexasSince 9 September 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 6 September 2024 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Andrew Gordon Gaines
- CRD
- 7980503
- Firm
- Englebert Financial Advisers · CRD 300568
- Office
- 1275 GLENLIVET DRIVE, SUITE 335, Allentown, PA 18106
- Registration
- Investment adviser registration
- In the industry since
- September 2024
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- englebertfinancialadvisers.com
Where does Andrew Gaines work?
Andrew Gaines is an investment adviser representative registered through Englebert Financial Advisers, LLC since September 2024, and is not listed among the firm’s executive officers or direct owners.
Is Andrew Gaines a financial advisor?
Yes. Andrew Gaines has a current investment-adviser registration in Pennsylvania and Texas, through Englebert Financial Advisers since September 2024.
How many years of experience does Andrew Gaines have?
Andrew Gaines has 2 years in the financial industry, since September 2024, across 1 adviser firm.
What exams has Andrew Gaines passed?
Andrew Gaines passed the Series 65 in September 2024.
Where is Andrew Gaines based?
Andrew Gaines’ registered office is in Allentown, PA.
Is Andrew Gaines registered with FINRA?
No. Andrew Gaines has no current broker registration.
How can I verify Andrew Gaines’ record?
Search CRD 7980503 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Andrew Gaines’ full registration record.
