Jamie Englebert has been President & Chief Compliance Officer of Englebert Financial Advisers since January 2022, is a control person of the firm and directly owns between 50% and 75% of it. Jamie Englebert holds a B.A. in Business Administration from Muhlenberg College.
Englebert Financial Advisers, LLC is an Allentown, PA firm with $157M under management, 297 clients and 3 advisers in one office, as of its June 2026 filing.
Jamie Englebert is President & Chief Compliance Officer of Englebert Financial Advisers, based in Allentown, Pennsylvania. She began her career in financial services at Salomon Smith Barney, starting in the Cashier position in 1998. The team left the wirehouse in 2014 to become a Registered Investment Advisor, focusing on Pennsylvania municipal finance.
- – present · 5 yearsAllentown, PA · Adviser representative · Firm CRD 300568
Investment adviser representative registrations
Jamie Englebert is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from September 2021; the most recent is Texas, in September 2024.
- PennsylvaniaSince 25 September 2021
- TexasResidentSince 1 September 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 24 September 2021 |
| Series 63 | Uniform Securities Agent State Law Examination | 20 October 2000 |
| Series 7 | General Securities Representative Examination | 26 June 2000 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Jamie Lyn Englebert
- CRD
- 3046551
- Firm
- Englebert Financial Advisers · CRD 300568
- Role
- President & Chief Compliance Officer
- Office
- 1275 GLENLIVET DRIVE, SUITE 335, Allentown, PA 18106
- Registration
- Investment adviser registration
- In the industry since
- September 2021
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- englebertfinancialadvisers.com
Where does Jamie Englebert work?
Jamie Englebert has been President & Chief Compliance Officer of Englebert Financial Advisers, LLC since January 2022, and is a control person of the firm.
Is Jamie Englebert a financial advisor?
Yes. Jamie Englebert has a current investment-adviser registration in Pennsylvania and Texas, through Englebert Financial Advisers since September 2021.
How many years of experience does Jamie Englebert have?
Jamie Englebert has 5 years in the financial industry, since September 2021, across 1 adviser firm.
What exams has Jamie Englebert passed?
Jamie Englebert has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in June 2000.
Where is Jamie Englebert based?
Jamie Englebert’s registered office is in Allentown, PA.
Is Jamie Englebert registered with FINRA?
No. Jamie Englebert has no current broker registration.
How can I verify Jamie Englebert’s record?
Search CRD 3046551 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jamie Englebert’s full registration record.
