Dodds Wealth provides financial planning, portfolio management for individuals and small businesses, selecting other managers, business succession planning, education planning, estate planning, insurance, philanthropic planning, retirement plan services, and tax planning. Financial planning was provided to 251–500 clients last fiscal year.
Dodds Wealth reports 421 clients. They include 242 individual clients and 179 high-net-worth individuals. Of its assets, 99.4% ($702M across 1,326 accounts) are managed with discretion; $3.9M across 12 accounts are not. A wrap fee program the firm both sponsors and manages holds $2.12B.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 57% | 82% |
| High-net-worth individuals | 43% | 14% |
| Corporations and other businesses | Fewer than 5 | 3% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 242 | $580M | 82.2% | $2.4M |
| High-net-worth individuals | 179 | $102M | 14.4% | $570K |
| Corporations and other businesses | Fewer than 5 | $23.7M | 3.4% | — |
| Total | 421 | $706M | 100% | — |
- Clients
- 242
- Regulatory AUM
- $580M
- AUM share
- 82.2%
- Avg. per client
- $2.4M
- Clients
- 179
- Regulatory AUM
- $102M
- AUM share
- 14.4%
- Avg. per client
- $570K
- Clients
- Fewer than 5
- Regulatory AUM
- $23.7M
- AUM share
- 3.4%
- Avg. per client
- —
Total
- Clients
- 421
- Regulatory AUM
- $706M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 251–500
Dodds Wealth charges up to 1.00% a year for its Investment Management. The fee is billed in advance, is negotiable and requires an account of at least $200,000. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Consulting
- Limited-scope consulting is billed hourly at $250 an hour, with fees negotiated and billed monthly as services are rendered.
- Financial Planning
- Stand-alone financial planning is a fixed fee ranging from $3,600 to $25,000, or a flat subscription fee paid in installments under a planning subscription agreement.
Dodds Wealth Management Group, LLC owns 75% or more of Dodds Wealth and is in turn owned by Andrew Dodds (50–75%). The leadership team of Dodds Wealth includes Chief Compliance Officer John Dodds. It has 11 employees, 7 of them in advisory roles.
Leadership
John DoddsChief Compliance Officer
Investment adviser representatives
7 representatives listed in the SEC register as of 9 October 2026.
Staff
- 11 employees
- 7 in advisory functions
- 7 state-registered reps
- 7 broker-dealer reps
- 3 insurance agents
- Owns 75% or more of Dodds Wealth, LLC
Dodds Wealth Management Group, LLC
Control person · since September 2022
- Owns 50% to 75% of Dodds Wealth Management Group, LLC
Andrew Dodds
Control person · since September 2022
- Owns 75% or more of Dodds Wealth, LLC
Dodds Wealth Management Group,
Control person · since September 2022
Dodds Wealth’s regulatory assets grew 1.6× from $430M (June 2023) to $706M (May 2026); clients rose from 330 to 421 and employees were 11 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| May 2026 | $706M | 421 | 11 | 2 |
| February 2025 | $638M | 439 | 12 | 2 |
| April 2024 | $541M | 398 | 12 | 2 |
| June 2023 | $430M | 330 | 11 | 2 |
Besides its headquarters, Dodds Wealth has 1 office, with 2 listed addresses in Colorado.
Colorado · 2 listed addresses
- 5251 DTC Parkway Ste 720, Greenwood VillageHQ
- 1155 Kelly Johnson BLVD, Colorado Springs
Contact and registration details
- Legal name
- Dodds Wealth, LLC
- Headquarters
- 5251 DTC Parkway Ste 720, Greenwood Village, CO 80111
- Website
- doddswealth.com
- Phone
- 303-539-3900
- @dodds-wealth
- SEC file
- 801-127016
- Structure
- Delaware LLC
- Fiscal year end
- December
Dodds Wealth uses LPL Financial ($706M) as custodian for its separately managed accounts. Dodds Wealth has custody of client assets.
- LPL FinancialLPL Financial LLC · Fort Mill, SC · $706M100%
At year end, Dodds Wealth’s separately managed accounts were mostly in funds (91%). Its reported 13F holdings for the quarter ended 30 June 2026 total $445M across 56 positions; the largest are Vanguard Scottsdale Fds (13.2%), SPDR Series Trust (13.1%) and Vanguard Index Fds (11.6%).
What the accounts hold
- Stocks3%
- Funds91%
- Cash5%
Filed values cover 99%. The neutral 1% gap has no reported category.
Reported 13F holdings
- $445M
- Reported 13F value
- 56
- Positions
- 85.4%
- In the 10 largest
- +9.1%
- Value vs. prior quarter
- Vanguard Scottsdale Fds · Int-term Corp.13.2%
- SPDR Series Trust · ST Inter BD ETF13.1%
- Vanguard Index Fds · Growth ETF11.6%
- iShares TR · Ishs 5-10yr Invt11.1%
- iShares TR · US Treas BD ETF10.4%
- Schwab Strategic TR · US Lcap VA ETF8.1%
- Schwab Strategic TR · US Brd Mkt ETF6.6%
- Vanguard Index Fds · S&P 500 ETF Shs5.4%
- Vanguard Star Fds · VG TL Intl Stk F3.3%
- J P Morgan Exchange Traded F · Municipal ETF2.5%
Together, the ten largest are 85.4% of reported value.
How many clients does Dodds Wealth have?
Dodds Wealth has 421 clients and manages $706 million for them, as of May 2026. They include 242 individual clients and 179 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 26 May 2026
What services does Dodds Wealth offer?
Dodds Wealth provides financial planning, portfolio management for individuals and small businesses, selecting other managers, business succession planning, education planning, estate planning, insurance, philanthropic planning, retirement plan services, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Dodds Wealth charge?
Dodds Wealth charges up to 1.00% a year for its Investment Management. The fee is billed in advance, is negotiable and requires an account of at least $200,000.
Source: 2A BROCHURE, filed 2 March 2026
Which custodians does Dodds Wealth use?
Dodds Wealth’s separately managed account assets are held at LPL Financial LLC (Fort Mill, SC), with $706M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 26 May 2026
How many financial advisors does Dodds Wealth have?
Dodds Wealth has 7 investment adviser representatives registered with state securities authorities, out of 11 employees, and 7 perform investment advisory functions. 7 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Dodds Wealth invest in?
At the end of its last fiscal year, Dodds Wealth’s separately managed accounts held 91% registered funds (mutual funds, ETFs, BDCs), 5% cash and equivalents and 3% exchange-traded equities.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Dodds Wealth have a minimum investment?
Yes, Dodds Wealth’s minimum account size for its Investment Management is $200K.
Source: 2A BROCHURE, filed 2 March 2026
Who owns Dodds Wealth?
Dodds Wealth is owned through a holding company by Andrew Dodds. Its direct owners are Dodds Wealth Management Group, LLC (75% or more) and Dodds Wealth Management Group (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 26 May 2026
How does Dodds Wealth get paid?
Dodds Wealth is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Dodds Wealth registered with the SEC?
Yes, Dodds Wealth has been registered with the SEC as an investment adviser since 8 December 2022. Its CRD number is 323632 and its SEC file number is 801-127016.
Source: Form ADV Part 1A, Item 1, filed 26 May 2026; IAPD firm record
How do I contact Dodds Wealth?
Dodds Wealth’s main office is at 5251 DTC Parkway Ste 720, Greenwood Village, CO 80111. Its phone number is 303-539-3900. Its website is doddswealth.com.