Andrew Dodds has been an investment adviser representative at Dodds Wealth since January 2023, and is not listed among the firm’s executive officers or direct owners. Andrew Dodds holds an Economics degree from Stanford University.
Dodds Wealth, LLC is a Greenwood Village, CO firm with $706M under management, 421 clients and 7 advisers across 2 offices, as of its May 2026 filing.
Andrew Dodds is Founder and CEO of Dodds Wealth. He launched Dodds Wealth Management Group in 1991. He is the lead advisor at Dodds Wealth and oversees all aspects of client management at the firm, and as the company's investment strategist he is responsible for selecting investments and setting the long-term investment strategy.
Andrew Dodds’ longest registration was 20 years at LPL Financial LLC (2003–2023). Before joining Dodds Wealth in 2023, Andrew Dodds was registered through Dodds Wealth Management Group and LPL Financial LLC.
- LPL Financial LLC– · under a yearGreenwood Village, CO · Adviser representative · Firm CRD 6413
- Dodds Wealth, LLCCurrent– present · 3 yearsGreenwood Village, CO · Adviser representative · Firm CRD 323632
- Dodds Wealth Management Group– · 18 yearsGreenwood Village, CO · Adviser representative · Firm CRD 131734
- LPL Financial LLC– · 20 yearsGreenwood Village, CO · Adviser representative · Firm CRD 6413
- American Express Financial Advisors, Inc.– · 4 yearsEngelwood, CO · Adviser representative · Firm CRD 6363
Professional designations
Listed by Dodds Wealth
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Andrew Dodds is registered as an investment adviser representative in 2 states. The first approvals date from January 2023; the most recent is Texas, in February 2023.
- ColoradoSince 8 January 2023
- TexasSince 10 February 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 2 May 2003 |
| Series 65 | Uniform Investment Adviser Law Examination | 12 August 1993 |
| Series 63 | Uniform Securities Agent State Law Examination | 29 April 1993 |
| Series 7 | General Securities Representative Examination | 8 May 1991 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Andrew T Dodds
- CRD
- 2143266
- Firm
- Dodds Wealth · CRD 323632
- Office
- 5251 DTC PARKEAY STE 720, Greenwood Village, CO 80111
- Registration
- Investment adviser registration
- In the industry since
- May 1991
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- doddswealth.com
Where does Andrew Dodds work?
Andrew Dodds is an investment adviser representative registered through Dodds Wealth, LLC since January 2023, and is not listed among the firm’s executive officers or direct owners.
Is Andrew Dodds a financial advisor?
Yes. Andrew Dodds has a current investment-adviser registration in Colorado and Texas, through Dodds Wealth since January 2023.
How many years of experience does Andrew Dodds have?
Andrew Dodds has 35 years in the financial industry, since May 1991, across 4 adviser firms.
What exams has Andrew Dodds passed?
Andrew Dodds has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 24. The earliest, the Series 7, was passed in May 1991. FINRA credited Andrew Dodds with the SIE, which began in October 2018.
Where did Andrew Dodds work before Dodds Wealth?
Before Dodds Wealth, Andrew Dodds was registered through American Express Financial Advisors, Inc., January 1999 to February 2003.
Where is Andrew Dodds based?
Andrew Dodds’ registered office is in Greenwood Village, CO.
Is Andrew Dodds registered with FINRA?
No. Andrew Dodds has no current broker registration.
Is Andrew Dodds a CFP?
Dodds Wealth lists Andrew Dodds with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Andrew Dodds’ record?
Search CRD 2143266 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Andrew Dodds’ full registration record.
