John Dodds has been Chief Compliance Officer of Dodds Wealth since September 2022, is a control person of the firm and directly owns under 5% of it. John Dodds holds a Master of Business Administration (MBA) from UCLA Anderson School of Management.
Dodds Wealth, LLC is a Greenwood Village, CO firm with $706M under management, 421 clients and 7 advisers across 2 offices, as of its May 2026 filing.
Michael Dodds is President & Financial Advisor of Dodds Wealth. He joined the team after earning his MBA from the UCLA Anderson School of Management in 2017 and was promoted to Partner at Dodds Wealth in 2020. He works directly with clients to build a financial plan and implements it for them every step of the way.
John Dodds’ longest registration was 5 years at LPL Financial LLC (2017–2023). Before joining Dodds Wealth in 2023, John Dodds was registered through Dodds Wealth Management Group and LPL Financial LLC.
- Dodds Wealth, LLCCurrent– present · 3 yearsGreenwood Village, CO · Adviser representative · Firm CRD 323632
- Dodds Wealth Management Group– · 5 yearsGreenwood Village, CO · Adviser representative · Firm CRD 131734
- LPL Financial LLC– · 5 yearsGreenwood Village, CO · Adviser representative · Firm CRD 6413
Professional designations
Listed by Dodds Wealth
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
John Dodds is registered as an investment adviser representative in 2 states. The first approvals date from January 2023; the most recent is Texas, in February 2023.
- ColoradoSince 8 January 2023
- TexasSince 10 February 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 3 December 2018 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 27 September 2017 |
| Series 7 | General Securities Representative Examination | 11 September 2017 |
- Name
- General Securities Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- John Michael Dodds
- CRD
- 6828888
- Firm
- Dodds Wealth · CRD 323632
- Role
- Chief Compliance Officer
- Office
- 5251 DTC PARKWAY STE 720, Greenwood Village, CO 80111
- Registration
- Investment adviser registration
- In the industry since
- September 2017
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- doddswealth.com
Where does John Dodds work?
John Dodds has been Chief Compliance Officer of Dodds Wealth, LLC since September 2022, and is a control person of the firm.
Is John Dodds a financial advisor?
Yes. John Dodds has a current investment-adviser registration in Colorado and Texas, through Dodds Wealth since January 2023.
How many years of experience does John Dodds have?
John Dodds has 9 years in the financial industry, since September 2017, across 3 adviser firms.
What exams has John Dodds passed?
John Dodds has passed 3 licensing exams: the Series 7, Series 66 and Series 24. The earliest, the Series 7, was passed in September 2017. FINRA credited John Dodds with the SIE, which began in October 2018.
Where is John Dodds based?
John Dodds’ registered office is in Greenwood Village, CO.
Is John Dodds registered with FINRA?
No. John Dodds has no current broker registration.
Is John Dodds a CFP?
Dodds Wealth lists John Dodds with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify John Dodds’ record?
Search CRD 6828888 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes John Dodds’ full registration record.