Brennan Pate has been an investment adviser representative at Dodds Wealth since January 2023, and is not listed among the firm’s executive officers or direct owners.
Dodds Wealth, LLC is a Greenwood Village, CO firm with $706M under management, 421 clients and 7 advisers across 2 offices, as of its May 2026 filing.
Brennan Pate is Partner & Financial Advisor of Dodds Wealth. He has 18 years of experience in the financial services industry, joined the team in 2014 and became a Partner in 2022. As a Financial Advisor he builds personalized financial plans for clients and also helps take care of the firm's IT needs.
Brennan Pate’s longest registration was 9 years at LPL Financial LLC (2013–2023). Before joining Dodds Wealth in 2023, Brennan Pate was registered through Dodds Wealth Management Group and LPL Financial LLC.
- Dodds Wealth, LLCCurrent– present · 3 yearsGreenwood Village, CO · Adviser representative · Firm CRD 323632
- Dodds Wealth Management Group– · 3 yearsGreenwood Village, CO · Adviser representative · Firm CRD 131734
- LPL Financial LLC– · 9 yearsGreenwood Village, CO · Adviser representative · Firm CRD 6413
Professional designations
Listed by Dodds Wealth
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Brennan Pate is registered as an investment adviser representative in 2 states. The first approvals date from January 2023; the most recent is Texas, in April 2024.
- ColoradoSince 8 January 2023
- TexasSince 8 April 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 19 June 2013 |
| Series 7 | General Securities Representative Examination | 2 April 2013 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Brennan Paul Pate
- CRD
- 5138911
- Firm
- Dodds Wealth · CRD 323632
- Office
- 5251 DTC PARKWAY STE 720, Greenwood Village, CO 80111
- Registration
- Investment adviser registration
- In the industry since
- April 2013
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- doddswealth.com
Where does Brennan Pate work?
Brennan Pate is an investment adviser representative registered through Dodds Wealth, LLC since January 2023, and is not listed among the firm’s executive officers or direct owners.
Is Brennan Pate a financial advisor?
Yes. Brennan Pate has a current investment-adviser registration in Colorado and Texas, through Dodds Wealth since January 2023.
How many years of experience does Brennan Pate have?
Brennan Pate has 13 years in the financial industry, since April 2013, across 3 adviser firms.
What exams has Brennan Pate passed?
Brennan Pate has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in April 2013. FINRA credited Brennan Pate with the SIE, which began in October 2018.
Where is Brennan Pate based?
Brennan Pate’s registered office is in Greenwood Village, CO.
Is Brennan Pate registered with FINRA?
No. Brennan Pate has no current broker registration.
Is Brennan Pate a CFP?
Dodds Wealth lists Brennan Pate with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Brennan Pate’s record?
Search CRD 5138911 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Brennan Pate’s full registration record.
