Delta Advisory Group provides financial planning, portfolio management for individuals and small businesses, and publishing newsletters. Financial planning was provided to 11–25 clients last fiscal year.
Delta Advisory Group reports 468 clients. They include 413 individual clients and 55 high-net-worth individuals. Of its assets, 100.0% ($216M across 930 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 88% | 37% |
| High-net-worth individuals | 12% | 62% |
| Corporations and other businesses | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 413 | $80.8M | 37.3% | $196K |
| High-net-worth individuals | 55 | $135M | 62.3% | $2.45M |
| Corporations and other businesses | Fewer than 5 | $898K | 0.4% | — |
| Total | 468 | $216M | 100% | — |
- Clients
- 413
- Regulatory AUM
- $80.8M
- AUM share
- 37.3%
- Avg. per client
- $196K
- Clients
- 55
- Regulatory AUM
- $135M
- AUM share
- 62.3%
- Avg. per client
- $2.45M
- Clients
- Fewer than 5
- Regulatory AUM
- $898K
- AUM share
- 0.4%
- Avg. per client
- —
Total
- Clients
- 468
- Regulatory AUM
- $216M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 11–25
Delta Advisory Group charges up to 2.95% a year for its Portfolio management. The fee is billed in advance and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial planning
- Financial planning is billed hourly, from $195 to $295 an hour, with 50% of the estimated hours due when the agreement is signed.
Clarence-Pelton, LTD. owns 75% or more of Delta Advisory Group. The leadership team of Delta Advisory Group includes President Donald Nestor and Chief Compliance Officer Megan Johnson. It has 8 employees, 5 of them in advisory roles.
Staff
- 8 employees
- 5 in advisory functions
- 5 state-registered reps
- 3 insurance agents
- Owns 75% or more of Delta Advisory Group, Inc.
Clarence-Pelton, LTD.
Control person · since January 1996
Charles Smith
General partner · Control person · since January 1996
Rebecca Smith
Limited partner · Control person · since January 1996
Delta Advisory Group’s regulatory assets grew from $154M (March 2023) to $216M (March 2026); clients were 468 in both filings and employees rose from 7 to 8.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $216M | 468 | 8 | 2 |
| Mar 2025March 2025 | $193M | 464 | 7 | 2 |
| Apr 2024April 2024 | $174M | 446 | 7 | 2 |
| Mar 2023March 2023 | $154M | 447 | 7 | 2 |
Besides its headquarters, Delta Advisory Group has 1 office, with 2 listed addresses in 1 state.
Florida · 2 listed addresses
- 698 N Maitland Avenue, Ste 201, MaitlandHQ
- 696 N. Maitland Avenue, Maitland
Other business names
Delta Advisory Group has reported 1 other business name to the SEC.
- Delta Advisory Services, Inc.
Contact and registration details
- Legal name
- Delta Advisory Group, Inc.
- Headquarters
- 698 N Maitland Avenue, Ste 201, Maitland, FL 32751
- Website
- deltaadvisory.com
- Phone
- 407-331-9213
- SEC file
- 801-126783
- Structure
- Florida corporation
- Fiscal year end
- December
Delta Advisory Group’s named custodians for separately managed accounts are Charles Schwab ($27.9M, 96%), Invesco Distributors ($894K, 3%) and John Hancock Distributors ($323K, 1%). Delta Advisory Group has custody of $99M for 218 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $27.9M96%
- John Hancock DistributorsJohn Hancock Distributors LLC · Boston, MA · $323K1%
- Invesco DistributorsInvesco Distributors, Inc. · Houston, TX · $894K3%
At year end, Delta Advisory Group’s separately managed accounts were mostly in stocks (86%).
What the accounts hold
- Stocks86%
- Funds4%
- Bonds2%
- Investment grade corporate bonds1%
- High-yield corporate bonds1%
- Cash8%
How many clients does Delta Advisory Group have?
Delta Advisory Group has 468 clients and manages $216 million for them, as of March 2026. They include 413 individual clients and 55 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026
What services does Delta Advisory Group offer?
Delta Advisory Group provides financial planning, portfolio management for individuals and small businesses, and publishing newsletters.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Delta Advisory Group charge?
Delta Advisory Group charges up to 2.95% a year for its Portfolio management. The fee is billed in advance and is negotiable.
Which custodians does Delta Advisory Group use?
Delta Advisory Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $27.9M, Invesco Distributors, Inc. (Houston, TX), with $894K and John Hancock Distributors LLC (Boston, MA), with $323K. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026
How many financial advisors does Delta Advisory Group have?
Delta Advisory Group has 5 investment adviser representatives registered with state securities authorities, out of 8 employees, and 5 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Delta Advisory Group invest in?
At the end of its last fiscal year, Delta Advisory Group’s separately managed accounts held 86% exchange-traded equities, 8% cash and equivalents, 4% registered funds (mutual funds, ETFs, BDCs), 1% investment grade corporate bonds and 1% high-yield corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Delta Advisory Group?
Delta Advisory Group’s direct owner is Clarence-Pelton, LTD. (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 31 March 2026
How does Delta Advisory Group get paid?
Delta Advisory Group is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Delta Advisory Group?
Delta Advisory Group’s main office is at 698 N Maitland Avenue, Ste 201, Maitland, FL 32751. Its phone number is 407-331-9213. Its website is deltaadvisory.com.
