Megan Johnson has been Chief Compliance Officer of Delta Advisory Group since January 2018, is a control person of the firm and directly owns under 5% of it. Megan Johnson studied at the University of Florida.
Delta Advisory Group, Inc. is a Maitland, FL firm with $216M under management, 468 clients and 5 advisers across 2 offices, as of its March 2026 filing.
Megan Johnson is Chief Compliance Officer of Delta Advisory Group, Inc., based in Maitland, FL. She is responsible for leading the internal processes for promoting and ensuring Delta's compliance with applicable securities laws and regulations.
No adviser firm registrations are on Megan Johnson’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 4 December 2018 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 20 July 2018 |
- Name
- General Securities Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Full name
- Megan Rebecca Johnson
- CRD
- 6911479
- Firm
- Delta Advisory Group · CRD 105966
- Role
- Chief Compliance Officer
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- deltaadvisory.com
Where does Megan Johnson work?
Megan Johnson has been Chief Compliance Officer of Delta Advisory Group, Inc. since January 2018, and is a control person of the firm.
Does Megan Johnson have a current investment-adviser registration?
Megan Johnson has no current investment-adviser or broker registration.
What exams has Megan Johnson passed?
Megan Johnson has passed 2 licensing exams: the Series 7 and Series 24. The earliest, the Series 7, was passed in July 2018. FINRA credited Megan Johnson with the SIE, which began in October 2018.
Is Megan Johnson registered with FINRA?
No. Megan Johnson has no current broker registration.
How can I verify Megan Johnson’s record?
Search CRD 6911479 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Megan Johnson’s full registration record.
