Skip to content
Roy Miranda, portrait

Roy Miranda

Investment adviser representative at Delta Advisory Group

Investment adviser registrationUpdated

Roy Miranda is an investment adviser representative at Delta Advisory Group, Inc., a Maitland investment adviser managing $216M. Roy Miranda has been registered through Delta Advisory Group since 27 July 2010, has 18 years in the industry across 4 firms and has passed the Series 63, Series 6, Series 65 and Series 7.

18
Years in industry
16
Years at firm
4
Adviser firms
1
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Roy Miranda has been an investment adviser representative at Delta Advisory Group since July 2010, and is not listed among the firm’s executive officers or direct owners. Roy Miranda holds a Bachelor's degree in Finance from Florida State University and a Master of Arts in Health Services Management from Webster University.

Delta Advisory Group, Inc. is a Maitland, FL firm with $216M under management, 468 clients and 5 advisers across 2 offices, as of its March 2026 filing.

Roy Miranda is Senior Investment Advisor of Delta Advisory Group, Inc., based in Maitland, FL. His experience includes financial planning, investment advice, insurance products and corporate retirement solutions. Since 2009 he has been an affiliate member of the Central Florida Medical Group Management Association.

Roy Miranda’s longest registration is the current one, 16 years at Delta Advisory Group since 2010. Before joining Delta Advisory Group in 2010, Roy Miranda was registered through Mutual Service Corporation and Princor Financial Services Corporation.

  1. Delta Capital Management, LLCAlso current
    – present · 15 years
    Maitland, FL · Adviser representative · Firm CRD 128350
  2. – present · 16 years
    Adviser representative · Firm CRD 105966
  3. Mutual Service Corporation
    – · under a year
    Orlando, FL · Adviser representative · Firm CRD 4806
  4. Princor Financial Services Corporation
    – · 1 year
    Longwood, FL · Adviser representative · Firm CRD 1137

Credentials and registrations

Professional designations

Listed by Delta Advisory Group

  • AIF
  • Professional Plan Consultant (PPC)
  • Registered Financial Planner

Investment adviser representative registrations

Roy Miranda is registered as an investment adviser representative in Florida, since July 2010.

  • FloridaSince 27 July 2010

Examinations

Series 79 May 2008
Name
General Securities Representative Examination
Series 6526 September 2006
Name
Uniform Investment Adviser Law Examination
Series 610 September 2002
Name
Investment Company Products/Variable Contracts Representative Examination
Series 6318 August 1983
Name
Uniform Securities Agent State Law Examination

Key facts

Full name
Roy Francisco Miranda
CRD
1139046
Firm
Delta Advisory Group · CRD 105966
Registration
Investment adviser registration
In the industry since
May 2008
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Roy Miranda work?

Roy Miranda is an investment adviser representative registered through Delta Advisory Group, Inc. since July 2010, and is not listed among the firm’s executive officers or direct owners.

Source: IAPD individual record, checked 22 October 2026

Is Roy Miranda a financial advisor?

Yes. Roy Miranda has a current investment-adviser registration in Florida, through Delta Advisory Group since July 2010.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Roy Miranda have?

Roy Miranda has 18 years in the financial industry, since May 2008, across 4 adviser firms.

Source: IAPD individual record, checked 22 October 2026

What exams has Roy Miranda passed?

Roy Miranda has passed 4 licensing exams: the Series 63, Series 6, Series 65 and Series 7. The earliest, the Series 63, was passed in August 1983.

Source: IAPD individual record, checked 22 October 2026

Where did Roy Miranda work before Delta Advisory Group?

Before Delta Advisory Group, Roy Miranda was registered through Mutual Service Corporation, January 2008 to December 2008; Princor Financial Services Corporation, October 2006 to December 2007.

Source: IAPD individual record, checked 22 October 2026

Is Roy Miranda registered with FINRA?

No. Roy Miranda has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

How can I verify Roy Miranda’s record?

Search CRD 1139046 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Roy Miranda’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at Delta Advisory Group

Sources

  1. IAPD individual record, CRD 1139046, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Delta Advisory Group, Inc., filed 31 March 2026. Executive officers and direct owners; this person is not among them.
  3. Delta Advisory Group team page. Biography, education, credentials, awards and the portrait, reproduced for identification.