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Deerfield Management

SEC-registered adviser since 2012New York, NYCRD 157876

12
Clients
89
Advisory staff

From Form ADV filed 31 July 2026 · data retrieved 15 October 2026SEC record

Deerfield Management is an investment adviser headquartered in New York, New York, and registered with the SEC since 2012. Its clients include pooled investment vehicles.

Its services include portfolio management for pooled vehicles. Fee arrangements include a percentage of assets under management and performance-based fees. Deerfield Manager Holdings, LP owns 75% or more of Deerfield Management.

Clients

Deerfield Management serves 12 clients. The average client has about $1.59 billion with the firm.

Regulatory assets by client type
  • Pooled investment vehicles12 clients100%
Show client breakdown
Pooled investment vehicles
Clients
12
Regulatory AUM
$19,084,042,235
Share
100.0%
Avg. per client
$1.59B

Total

Clients
12
Regulatory AUM
$19,084,042,235
Share
100%
Avg. per client
$1.59B

What it does

Deerfield Management provides portfolio management for pooled vehicles. It is paid through a percentage of assets and performance-based fees.

Deerfield Management advises 12 private funds.

100.0% of assets ($19.08B across 12 accounts) are managed with discretion. 25% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.

Custodians

Deerfield Management has custody of $19.08B for 12 clients.

Managed account assets by custodian
  • All other custodians$19.08B100%

Ownership and leadership

Deerfield Manager Holdings, LP owns 75% or more of Deerfield Management.

Who owns the firm
Deerfield Management Company, L.P.· the adviser
  • Deerfield Manager Holdings, LP

    Control person · since June 2025

    Owns 75% or more of Deerfield Management Company, L.P.

Leadership

  • James Flynn
    President
  • Jonathan Isler
    Chief Financial Officer, Funds
  • Bryan Sendrowski
    Chief Financial Officer
  • Robert Snetiker
    General Counsel and Chief Compliance Officer

Staff

  • 189 employees
  • 89 in advisory functions

Reported holdings

Deerfield Management’s reported 13F holdings total $9.59B across 82 positions, and the ten largest make up 53.2% of it.

$9.59B
Reported 13F value
82
Positions
53.2%
In the 10 largest
+13.1%
Value vs. prior quarter
Ten largest positions, share of reported value
  1. Nuvalent Inc.22.2%
  2. Brookdale SR Living Inc. · Note 3.500%10/16.1%
  3. Revolution Medicines Inc.4.7%
  4. Praxis Precision Medicines I3.4%
  5. Viatris Inc.3.3%
  6. Centene Corp. Del3.3%
  7. Revolution Medicines Inc. · Note 0.500% 5/02.6%
  8. United Therapeutics Corp. Del2.6%
  9. Arrowhead Pharmaceuticals IN · Note 1/12.5%
  10. Legend Biotech Corp. · Sponsored ADS2.5%

Together, the ten largest are 53.2% of reported value.

The 50 largest positions and quarterly changesQuarter ended 30 June 2026 · filed 14 August 2026

A 13F covers only exchange-traded long positions the firm holds with discretion, so this $9.59B is not its $19.08B in regulatory assets and does not represent any individual client's portfolio.

Fees

Deerfield Management is paid through a percentage of assets under management and performance-based fees.

Deerfield Management’s fee rates are not included in this profile. Find its brochure on the SEC’s site.

Offices and registrations

Besides its headquarters, Deerfield Management has 1 office, with 2 listed addresses across 2 states.

Listed office addresses by state

New York · 1 listed address

  • 345 Park Avenue South, 12th Floor, New YorkHQ

Other business names

Deerfield Management has reported 2 other business names to the SEC.

  • Deerfield Discovery and Development (3DC)
  • Deerfield Intelligence

Registration details

Legal name
Deerfield Management Company, L.P.
Headquarters
345 Park Avenue South, 12th Floor, New York, NY 10010
SEC file
801-73284
Structure
Delaware limited partnership
Fiscal year end
December

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov

Common questions

How many clients does Deerfield Management have?

Deerfield Management has 12 clients and manages $19.1 billion for them, as of July 2026.

Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 July 2026

What services does Deerfield Management offer?

Deerfield Management provides portfolio management for pooled vehicles.

Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file

How many financial advisors does Deerfield Management have?

Deerfield Management has 0 investment adviser representatives registered with state securities authorities, out of 189 employees, and 89 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.

Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file

Who owns Deerfield Management?

Deerfield Management is owned through a holding company by James Flynn. Its direct owner is Deerfield Manager Holdings, LP (75% or more).

Source: Form ADV Part 1A, Schedules A and B, filed 31 July 2026

How does Deerfield Management get paid?

Deerfield Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.

Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file

Sources

  1. Form ADV Part 1A, amendment filed 31 July 2026. Items 1, 5, 9, 11 and Schedules A, B and D.
  2. IAPD firm record, CRD 157876.
  3. Form 13F-HR, filed 14 August 2026 for the quarter ended 30 June 2026.

Retrieved 15 October 2026. All are published by the SEC and may have been amended since.

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This profile is compiled from public regulatory filings and is provided for informational purposes only. Niva Wealth is not affiliated with Deerfield Management Company, L.P. and makes no representation about the quality of its services. Figures reflect the filing dates shown and may have changed. Ownership percentages are the bands reported to the SEC, not exact figures.