Firms by custodian
Registered investment advisers that custody at Umb Financial Services
Search the full directory by firm name, city, state, CRD number or custodian.
9 firms listed
| Firm | Headquarters | Regulatory AUM |
|---|---|---|
| Ce Investment Management | Oklahoma City, OK | $5.91B |
| Clear Haven Capital Management | New York, NY | $2.18B |
| Euro Pacific Asset Management | Dorado, PR | $2.18B |
| Smith Group Asset Management | Dallas, TX | $1.41B |
| Green Century Capital Management | Boston, MA | $1.36B |
| Quantum Capital Management | Northfield, NJ | $1B |
| Quantum Capital Advisors | $798M | |
| Las Olas Capital Wealth | Fort Lauderdale, FL | $269M |
| Lanier Asset Management | Louisville, KY | $142M |
- Headquarters
- Oklahoma City, OK
- Regulatory AUM
- $5.91B
- Headquarters
- New York, NY
- Regulatory AUM
- $2.18B
- Headquarters
- Dorado, PR
- Regulatory AUM
- $2.18B
- Headquarters
- Dallas, TX
- Regulatory AUM
- $1.41B
- Headquarters
- Boston, MA
- Regulatory AUM
- $1.36B
- Headquarters
- Northfield, NJ
- Regulatory AUM
- $1B
- Headquarters
- Regulatory AUM
- $798M
- Headquarters
- Fort Lauderdale, FL
- Regulatory AUM
- $269M
- Headquarters
- Louisville, KY
- Regulatory AUM
- $142M
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming Umb Financial Services here says only what the filing says, and implies nothing about either firm's service.