Clear Haven Capital Management provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and portfolio management for institutions. The firm advises 7 private funds.
Clear Haven Capital Management reports 35 clients. They include 20 insurance companies, 11 pooled investment vehicles and 4 high-net-worth individuals. Of its assets, 98.0% ($2.14B across 34 accounts) are managed with discretion; $42.8M across 1 account is not.
| Client type | Clients | Assets |
|---|---|---|
| High-net-worth individuals | 11% | <1% |
| Pooled investment vehicles | 31% | 38% |
| Insurance companies | 57% | 62% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| High-net-worth individuals | 4 | $6.21M | 0.3% | $1.55M |
| Pooled investment vehicles | 11 | $824M | 37.7% | $74.9M |
| Insurance companies | 20 | $1.35B | 62.0% | $67.7M |
| Total | 35 | $2.18B | 100% | $62.4M |
- Clients
- 4
- Regulatory AUM
- $6.21M
- AUM share
- 0.3%
- Avg. per client
- $1.55M
- Clients
- 11
- Regulatory AUM
- $824M
- AUM share
- 37.7%
- Avg. per client
- $74.9M
- Clients
- 20
- Regulatory AUM
- $1.35B
- AUM share
- 62.0%
- Avg. per client
- $67.7M
Total
- Clients
- 35
- Regulatory AUM
- $2.18B
- AUM share
- 100%
- Avg. per client
- $62.4M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 7
Clear Haven Capital Management is paid through a percentage of assets under management, performance-based fees and other compensation; its fees and minimums are set out in its brochures on the SEC website.
Clear Haven Holdings, LP owns 75% or more of Clear Haven Capital Management and is in turn owned by Mark Simmer (50–75%) and Mark Simmer Family Trust U/A/D, Mark Simmer As Trustee (25–50%). The leadership team of Clear Haven Capital Management includes Chief Investment Officer Mark Simmer and Chief Operating Officer Brandon Shin. It has 16 employees, 6 of them in advisory roles.
Staff
- 16 employees
- 6 in advisory functions
- 3 soliciting firms
- Owns 75% or more of Clear Haven Capital Management, LLC
Clear Haven Holdings, LP
Control person · since March 2025
- Owns 50% to 75% of Clear Haven Holdings, LP
Mark Simmer
Control person · since March 2025
- Owns 25% to 50% of Clear Haven Holdings, LP
Mark Simmer Family Trust U/A/D, Mark Simmer As Trustee
Control person · since July 2025
Alpha Supreme, LLC
General partner · Control person · since March 2025
- Owns 25% to 50% of Alpha Supreme, LLC
Alexander Bashan
Control person · since March 2025
Clear Haven Capital Management’s regulatory assets grew 27.9× from $78.4M (July 2021) to $2.18B (June 2026); clients fell from 38 to 35 and employees rose from 3 to 16.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Jun 2026June 2026 | $2.18B | 35 | 16 | 2 |
| Jun 2025June 2025 | $1.2B | 31 | 11 | 2 |
| May 2024May 2024 | $486M | 18 | 5 | 2 |
| Mar 2023March 2023 | $246M | 18 | 6 | 2 |
| Apr 2022April 2022 | $126M | 30 | 5 | 2 |
| Jul 2021July 2021 | $78.4M | 38 | 3 | 3 |
Besides its headquarters, Clear Haven Capital Management has 1 office, with 2 listed addresses across 2 states.
Colorado · 1 listed address
- 1881 9th Street, Boulder
New York · 1 listed address
- 489 Fifth Avenue, 32nd Floor, New YorkHQ
Contact and registration details
- Legal name
- Clear Haven Capital Management, LLC
- Headquarters
- 489 Fifth Avenue, 32nd Floor, New York, NY 10017
- Website
- clearhavencm.com
- Phone
- 332-240-0416
- SEC file
- 801-114895
- Structure
- New York LLC
- Fiscal year end
- December
Clear Haven Capital Management’s named custodian for separately managed accounts is Umb Financial Services ($1.34B). Clear Haven Capital Management has custody of $618M for 11 clients.
- Umb Financial ServicesUmb Financial Services, Inc. · Kansas City, MO · $1.34B100%
What the accounts hold
- Cash2%
- Other98%
- Non-agency rmbs and asset backed securities98%
How many clients does Clear Haven Capital Management have?
Clear Haven Capital Management has 35 clients and manages $2.18 billion for them, as of June 2026. They include 20 insurance companies, 11 pooled investment vehicles and 4 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 29 June 2026
What services does Clear Haven Capital Management offer?
Clear Haven Capital Management provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Clear Haven Capital Management use?
Clear Haven Capital Management’s separately managed account assets are held at Umb Financial Services, Inc. (Kansas City, MO), with $1.34B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 29 June 2026
How many financial advisors does Clear Haven Capital Management have?
Clear Haven Capital Management has 0 investment adviser representatives registered with state securities authorities, out of 16 employees, and 6 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Clear Haven Capital Management invest in?
At the end of its last fiscal year, Clear Haven Capital Management’s separately managed accounts held 98% other and 2% cash and equivalents. The 98% other category is described as: Non-Agency RMBS and Asset Backed Securities. It advises 7 private funds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Clear Haven Capital Management?
Clear Haven Capital Management is owned through a chain of holding companies by Mark Simmer, Alexander Bashan and Mark Simmer Family Trust U/A/D, Mark Simmer As Trustee. Its direct owner is Clear Haven Holdings, LP (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 29 June 2026
How does Clear Haven Capital Management get paid?
Clear Haven Capital Management is paid through a percentage of assets under management, performance-based fees and other compensation. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Clear Haven Capital Management?
Clear Haven Capital Management’s main office is at 489 Fifth Avenue, 32nd Floor, New York, NY 10017. Its phone number is 332-240-0416. Its website is clearhavencm.com.