{"url":"https://nivawealth.com/firms/clear-haven-capital-management-149165","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/149165","regulatoryAum":2183581791,"crd":"149165","history":[{"filedOn":"2021-07-14","regulatoryAum":78398775,"clients":38,"employees":3,"offices":3},{"filedOn":"2022-04-29","regulatoryAum":126465466,"clients":30,"employees":5,"offices":2},{"filedOn":"2023-03-30","regulatoryAum":245640111,"clients":18,"employees":6,"offices":2},{"filedOn":"2024-05-30","regulatoryAum":485818959,"clients":18,"employees":5,"offices":2},{"filedOn":"2025-06-11","regulatoryAum":1198652626,"clients":31,"employees":11,"offices":2},{"filedOn":"2026-06-29","regulatoryAum":2183581791,"clients":35,"employees":16,"offices":2}],"secFileNumber":"801-114895","legalName":"Clear Haven Capital Management, LLC","displayName":"Clear Haven Capital Management","slug":"clear-haven-capital-management-149165","website":"https://clearhavencm.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/149165/9220191dd6c1f38f-r1.webp","tone":"light","width":1596,"height":200,"sourceUrl":"https://www.clearhavencm.com/","sourceLabel":"Clear Haven Capital Management, LLC, website"},"classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_private_markets_manager","typeLabel":"Private markets","feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/clear-haven-capital-management-llc","founded":null,"organization":"New York limited liability company","fiscalYearEnd":"December","headquarters":{"street":"489 Fifth Avenue, 32nd Floor","city":"New York","state":"NY","stateName":"New York","country":"United States","postalCode":"10017"},"tradeNames":[],"registration":{"secApproved":"1 April 2019","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1552609.25,"staff":{"employees":16,"advisory":6,"brokerDealerReps":0,"insuranceAgents":0,"promoters":3},"aum":{"regulatory":2183581791,"discretionary":2140782291,"discretionaryAccounts":34,"nonDiscretionary":42799500,"nonDiscretionaryAccounts":1,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"High-net-worth individuals","clients":4,"regulatoryAum":6210437},{"label":"Pooled investment vehicles","clients":11,"regulatoryAum":824243123},{"label":"Insurance companies","clients":20,"regulatoryAum":1353128231}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Umb Financial Services, Inc.","shortName":"Umb Financial Services","location":"Kansas City, MO","smaAssets":1338014302}],"custodyNote":"Clear Haven Capital Management has custody of $618M for 11 clients.","otherCustodians":[],"leadership":[{"name":"Brandon Shin","title":"Chief Operating Officer, Chief Financial Officer, Chief Compliance Officer","crd":"7428172"},{"name":"Alexander Bashan","title":"Partner, Head of Public Credit","crd":"6598771"},{"name":"Mark Simmer","title":"Managing Partner, Chief Investment Officer","crd":"4998294"}],"ownership":[{"label":"Clear Haven Holdings, LP","detail":"Parent holding company, managing member in the 75% or more ownership band and a control person, since March 2025."},{"label":"Alpha Supreme, LLC","detail":"Indirect owner: general partner of Clear Haven Holdings, LP and a control person, since March 2025.","parent":"Clear Haven Holdings, LP"},{"label":"Mark Simmer","detail":"Indirect owner: a limited partner of Clear Haven Holdings, LP in the 50% to 75% band and a control person, since March 2025. Also a managing member of Alpha Supreme, LLC in the 50% to 75% band and a control person, since March 2025.","parent":"Clear Haven Holdings, LP"},{"label":"Alexander Bashan","detail":"Indirect owner: a managing member of Alpha Supreme, LLC in the 25% to 50% band and a control person, since March 2025.","parent":"Alpha Supreme, LLC"},{"label":"Mark Simmer Family Trust U/A/D, Mark Simmer As Trustee","detail":"Indirect owner: a limited partner of Clear Haven Holdings, LP in the 25% to 50% band and a control person, since July 2025.","parent":"Clear Haven Holdings, LP"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Colorado","offices":1,"addresses":[{"street":"1881 9th Street","city":"Boulder"}]},{"state":"New York","offices":1,"addresses":[{"street":"489 Fifth Avenue, 32nd Floor","city":"New York","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"332-240-0416","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees","Other"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Cash and cash equivalents","percent":2},{"label":"Other","percent":98,"detail":"Non-Agency RMBS and Asset Backed Securities"}],"privateFunds":7},"sources":{"adv1FilingDate":"29 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/149165/PDF/149165.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Clear Haven Capital Management have?","answer":"Clear Haven Capital Management has 35 clients and manages $2.18 billion for them, as of June 2026. They include 20 insurance companies, 11 pooled investment vehicles and 4 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 29 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Clear Haven Capital Management offer?","answer":"Clear Haven Capital Management provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Clear Haven Capital Management use?","answer":"Clear Haven Capital Management’s separately managed account assets are held at Umb Financial Services, Inc. (Kansas City, MO), with $1.34B. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 29 June 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Clear Haven Capital Management have?","answer":"Clear Haven Capital Management has 0 investment adviser representatives registered with state securities authorities, out of 16 employees, and 6 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Clear Haven Capital Management invest in?","answer":"At the end of its last fiscal year, Clear Haven Capital Management’s separately managed accounts held 98% other and 2% cash and equivalents. The 98% other category is described as: Non-Agency RMBS and Asset Backed Securities. It advises 7 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Clear Haven Capital Management?","answer":"Clear Haven Capital Management is owned through a chain of holding companies by Mark Simmer, Alexander Bashan and Mark Simmer Family Trust U/A/D, Mark Simmer As Trustee. Its direct owner is Clear Haven Holdings, LP (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 29 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Clear Haven Capital Management get paid?","answer":"Clear Haven Capital Management is paid through a percentage of assets under management, performance-based fees and other compensation. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Clear Haven Capital Management?","answer":"Clear Haven Capital Management’s main office is at 489 Fifth Avenue, 32nd Floor, New York, NY 10017. Its phone number is 332-240-0416. Its website is clearhavencm.com.","source":"Form ADV Part 1A, Item 1.F, filed 29 June 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}