Las Olas Capital Wealth provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.
Las Olas Capital Wealth reports 47 clients. They include 32 high-net-worth individuals, 10 individual clients, and 4 corporations and other businesses. Of its assets, 100.0% ($269M across 47 accounts) are managed with discretion. A wrap fee program the firm both sponsors and manages holds $269M.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 21% | 1% |
| High-net-worth individuals | 68% | 21% |
| Charitable organizations | 2% | <1% |
| Corporations and other businesses | 9% | 78% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 10 | $2.91M | 1.1% | $291K |
| High-net-worth individuals | 32 | $56.4M | 21.0% | $1.76M |
| Charitable organizations | 1 | $123K | 0.0% | $123K |
| Corporations and other businesses | 4 | $210M | 77.9% | $52.4M |
| Total | 47 | $269M | 100% | $5.73M |
- Clients
- 10
- Regulatory AUM
- $2.91M
- AUM share
- 1.1%
- Avg. per client
- $291K
- Clients
- 32
- Regulatory AUM
- $56.4M
- AUM share
- 21.0%
- Avg. per client
- $1.76M
- Clients
- 1
- Regulatory AUM
- $123K
- AUM share
- 0.0%
- Avg. per client
- $123K
- Clients
- 4
- Regulatory AUM
- $210M
- AUM share
- 77.9%
- Avg. per client
- $52.4M
Total
- Clients
- 47
- Regulatory AUM
- $269M
- AUM share
- 100%
- Avg. per client
- $5.73M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Las Olas Capital Wealth is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees); its fees and minimums are set out in its brochures on the SEC website.
Las Olas Capital Holdings, LLC owns 75% or more of Las Olas Capital Wealth and is in turn owned by Las Olas Capital Financial, LLC (75% or more). The leadership team of Las Olas Capital Wealth includes President Paul Tanner and Chief Operating Officer Raymond Catone. It has 7 employees, 4 of them in advisory roles.
Staff
- 7 employees
- 4 in advisory functions
- 3 state-registered reps
- 2 broker-dealer reps
- 1 insurance agent
- Owns 75% or more of Las Olas Capital Wealth LLC
Las Olas Capital Holdings, LLC
Control person · since February 2026
- Owns 75% or more of Las Olas Capital Holdings, LLC
Las Olas Capital Financial, LLC
Control person · since February 2026
- Owns 75% or more of Las Olas Capital Financial, LLC
Doris Investments II, LLC
Control person · since February 2026
- Owns 50% to 75% of Doris Investments II, LLC
Jodi Jeffreys Tanner
Control person · since February 2026
- Owns 25% to 50% of Doris Investments II, LLC
Paul Tanner
Control person · since February 2026
Besides its headquarters, Las Olas Capital Wealth has 0 offices, with 1 listed address in 1 state.
Florida · 1 listed address
- 200 SW First Ave, Suite 1070, Fort LauderdaleHQ
Contact and registration details
- Legal name
- Las Olas Capital Wealth LLC
- Headquarters
- 200 SW First Ave, Suite 1070, Fort Lauderdale, FL 33301
- Website
- lasolascap.com
- Phone
- 954-289-4692
- @10090892
- SEC file
- 801-135935
- Structure
- Florida LLC
- Fiscal year end
- December
Las Olas Capital Wealth’s named custodians for separately managed accounts are Charles Schwab ($157M, 58%) and Umb Financial Services ($113M, 42%). Las Olas Capital Wealth does not have custody of client assets.
The filed custodian amounts total more than regulatory assets under management. Each amount is shown as filed.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $157M58%
- Umb Financial ServicesUmb Financial Services, Inc. · Kansas City, MO · $113M42%
At year end, Las Olas Capital Wealth’s separately managed accounts were largely in cash (35%) and stocks (34%).
What the accounts hold
- Stocks34%
- Bonds31%
- State and local bonds16%
- U.S. government and agency bonds14%
- Investment grade corporate bonds1%
- Cash35%
How many clients does Las Olas Capital Wealth have?
Las Olas Capital Wealth has 47 clients and manages $269 million for them, as of August 2026. They include 32 high-net-worth individuals, 10 individual clients, and 4 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 24 August 2026
What services does Las Olas Capital Wealth offer?
Las Olas Capital Wealth provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Las Olas Capital Wealth use?
Las Olas Capital Wealth’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $157M and Umb Financial Services, Inc. (Kansas City, MO), with $113M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 August 2026
How many financial advisors does Las Olas Capital Wealth have?
Las Olas Capital Wealth has 3 investment adviser representatives registered with state securities authorities, out of 7 employees, and 4 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Las Olas Capital Wealth invest in?
At the end of its last fiscal year, Las Olas Capital Wealth’s separately managed accounts held 35% cash and equivalents, 34% exchange-traded equities, 16% state and local bonds, 14% U.S. government and agency bonds and 1% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Las Olas Capital Wealth?
Las Olas Capital Wealth is owned through a chain of holding companies by Paul and Jodi Jeffreys Tanner. Its direct owner is Las Olas Capital Holdings, LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 24 August 2026
How does Las Olas Capital Wealth get paid?
Las Olas Capital Wealth is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Las Olas Capital Wealth?
Las Olas Capital Wealth’s main office is at 200 SW First Ave, Suite 1070, Fort Lauderdale, FL 33301. Its phone number is 954-289-4692. Its website is lasolascap.com.