{"url":"https://nivawealth.com/firms/las-olas-capital-wealth-340641","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/340641","regulatoryAum":269119236,"crd":"340641","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2259396","suffix":null,"lastName":"CATONE","firstName":"RAYMOND","middleName":"NICHOLAS"},{"crd":"6082474","suffix":null,"lastName":"DROZDOW","firstName":"GREGORY","middleName":"CARL"},{"crd":"1147061","suffix":null,"lastName":"TANNER","firstName":"PAUL","middleName":"CORKIN"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-135935","legalName":"Las Olas Capital Wealth LLC","displayName":"Las Olas Capital Wealth","slug":"las-olas-capital-wealth-340641","website":"https://lasolascap.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/340641/1f436f7c488b5939-r1.webp","tone":"light","width":671,"height":200,"sourceUrl":"https://lasolascap.com/","sourceLabel":"LAS Olas Capital Wealth LLC, website"},"classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_wealth_manager","typeLabel":"OCIO / institutional wealth","feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/10090892/","founded":null,"organization":"Florida limited liability company","fiscalYearEnd":"December","headquarters":{"street":"200 SW First Ave, Suite 1070","city":"Fort Lauderdale","state":"FL","stateName":"Florida","country":"United States","postalCode":"33301"},"tradeNames":[],"registration":{"secApproved":"22 April 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1413162.761904762,"staff":{"employees":7,"advisory":4,"brokerDealerReps":2,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":269119236,"discretionary":269119236,"discretionaryAccounts":47,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":269119236,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":10,"regulatoryAum":2912166},{"label":"High-net-worth individuals","clients":32,"regulatoryAum":56440670},{"label":"Charitable organizations","clients":1,"regulatoryAum":122527},{"label":"Corporations and other businesses","clients":4,"regulatoryAum":209643873}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":156602832},{"name":"Umb Financial Services, Inc.","shortName":"Umb Financial Services","location":"Kansas City, MO","smaAssets":113138151}],"custodyNote":"Las Olas Capital Wealth does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Paul Tanner","title":"President and CIO","crd":"1147061"},{"name":"Raymond Catone","title":"Chief Operating Officer and Chief Compliance Officer","crd":"2259396"}],"ownership":[{"label":"Las Olas Capital Holdings, LLC","detail":"Managing member in the 75% or more ownership band and a control person, since February 2026."},{"label":"Las Olas Capital Financial, LLC","detail":"Indirect owner: a managing member of Las Olas Capital Holdings, LLC in the 75% or more band and a control person, since February 2026.","parent":"Las Olas Capital Holdings, LLC"},{"label":"Doris Investments II, LLC","detail":"Indirect owner: a managing member of Las Olas Capital Financial, LLC in the 75% or more band and a control person, since February 2026.","parent":"Las Olas Capital Financial, LLC"},{"label":"Paul Tanner","detail":"Indirect owner: a member of Doris Investments II, LLC in the 25% to 50% band and a control person, since February 2026.","parent":"Doris Investments II, LLC"},{"label":"Jodi Jeffreys Tanner","detail":"Indirect owner: a managing member of Doris Investments II, LLC in the 50% to 75% band and a control person, since February 2026.","parent":"Doris Investments II, LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"200 SW First Ave, Suite 1070","city":"Fort Lauderdale","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"954-289-4692","stateRegisteredReps":3,"otherAdviserReps":3,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)","Other"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":34},{"label":"U.S. government/agency bonds","percent":14},{"label":"U.S. state and local bonds","percent":16},{"label":"Investment grade corporate bonds","percent":1},{"label":"Cash and cash equivalents","percent":35}],"privateFunds":0},"sources":{"adv1FilingDate":"24 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/340641/PDF/340641.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Las Olas Capital Wealth have?","answer":"Las Olas Capital Wealth has 47 clients and manages $269 million for them, as of August 2026. They include 32 high-net-worth individuals, 10 individual clients, and 4 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 24 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Las Olas Capital Wealth offer?","answer":"Las Olas Capital Wealth provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Las Olas Capital Wealth use?","answer":"Las Olas Capital Wealth’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $157M and Umb Financial Services, Inc. (Kansas City, MO), with $113M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Las Olas Capital Wealth have?","answer":"Las Olas Capital Wealth has 3 investment adviser representatives registered with state securities authorities, out of 7 employees, and 4 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Las Olas Capital Wealth invest in?","answer":"At the end of its last fiscal year, Las Olas Capital Wealth’s separately managed accounts held 35% cash and equivalents, 34% exchange-traded equities, 16% state and local bonds, 14% U.S. government and agency bonds and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Las Olas Capital Wealth?","answer":"Las Olas Capital Wealth is owned through a chain of holding companies by Paul and Jodi Jeffreys Tanner. Its direct owner is Las Olas Capital Holdings, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 24 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Las Olas Capital Wealth get paid?","answer":"Las Olas Capital Wealth is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Las Olas Capital Wealth?","answer":"Las Olas Capital Wealth’s main office is at 200 SW First Ave, Suite 1070, Fort Lauderdale, FL 33301. Its phone number is 954-289-4692. Its website is lasolascap.com.","source":"Form ADV Part 1A, Item 1.F, filed 24 August 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}