Firms by custodian
Registered investment advisers that custody at Principal Bank
Search the full directory by firm name, city, state, CRD number or custodian.
7 firms listed
| Firm | Headquarters | Regulatory AUM |
|---|---|---|
| Marsico Capital Management | Denver, CO | $4.26B |
| LCG Associates | Atlanta, GA | $2.61B |
| Seizert Capital Partners | Birmingham, MI | $2.48B |
| North Pier Fiduciary Management | Marina Del Rey, CA | $1.28B |
| Claremont Capital Management | Phoenix, AZ | $844M |
| StoneRidge PMG Advisors | Radnor, PA | $774M |
| MaxQ Asset Management | Greenwood Village, CO | $408M |
- Headquarters
- Denver, CO
- Regulatory AUM
- $4.26B
- Headquarters
- Atlanta, GA
- Regulatory AUM
- $2.61B
- Headquarters
- Birmingham, MI
- Regulatory AUM
- $2.48B
- Headquarters
- Marina Del Rey, CA
- Regulatory AUM
- $1.28B
- Headquarters
- Phoenix, AZ
- Regulatory AUM
- $844M
- Headquarters
- Radnor, PA
- Regulatory AUM
- $774M
- Headquarters
- Greenwood Village, CO
- Regulatory AUM
- $408M
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming Principal Bank here says only what the filing says, and implies nothing about either firm's service.