North Pier Fiduciary Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers.
North Pier Fiduciary Management reports 39 clients. They include 15 high-net-worth individuals, 15 pension and profit-sharing plans, and 9 individual clients. Of its assets, 69.9% ($893M across 113 accounts) are managed with discretion; $384M across 3 accounts are not. It advised 36 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 23% | 1% |
| High-net-worth individuals | 38% | 5% |
| Pension and profit-sharing plans | 38% | 94% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 9 | $13.5M | 1.1% | $1.5M |
| High-net-worth individuals | 15 | $66.9M | 5.2% | $4.46M |
| Pension and profit-sharing plans | 15 | $1.2B | 93.7% | $79.7M |
| Total | 39 | $1.28B | 100% | $32.7M |
- Clients
- 9
- Regulatory AUM
- $13.5M
- AUM share
- 1.1%
- Avg. per client
- $1.5M
- Clients
- 15
- Regulatory AUM
- $66.9M
- AUM share
- 5.2%
- Avg. per client
- $4.46M
- Clients
- 15
- Regulatory AUM
- $1.2B
- AUM share
- 93.7%
- Avg. per client
- $79.7M
Total
- Clients
- 39
- Regulatory AUM
- $1.28B
- AUM share
- 100%
- Avg. per client
- $32.7M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 36
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
North Pier Fiduciary Management is paid through a percentage of assets under management and fixed fees (other than subscription fees); its fees and minimums are set out in its brochures on the SEC website.
Brant Griffin owns 50% to 75% of North Pier Fiduciary Management. The leadership team of North Pier Fiduciary Management includes Chief Compliance Officer Brant Griffin. It has 15 employees, 5 of them in advisory roles.
Leadership
- Brant GriffinMember and Chief Compliance Officer
- James ScheinbergMember
Investment adviser representatives
7 representatives listed in the SEC register as of 9 October 2026.
- Brant Jackson Griffin
- Mason Hulce
- Valeria Jaramillo Echeverria
- Gregory Dion Metzger
- Cole Alexander Murphy
- James Ira Scheinberg
- Frank Donald Szymanek
Staff
- 15 employees
- 5 in advisory functions
- 5 state-registered reps
- Owns 50% to 75% of North Pier Fiduciary Management, LLC
Brant Griffin
Control person · since October 2008
- Owns 50% to 75% of North Pier Fiduciary Management, LLC
James Scheinberg
Control person · since October 2008
North Pier Fiduciary Management’s regulatory assets fell from $2.09B (March 2021) to $1.28B (April 2026); clients fell from 47 to 39 and employees rose from 6 to 15.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| April 2026 | $1.28B | 39 | 15 | 1 |
| March 2025 | $1.11B | 38 | 12 | 1 |
| March 2024 | $1.03B | 44 | 12 | 1 |
| March 2023 | $1.52B | 49 | 9 | 1 |
| March 2022 | $1.86B | 48 | 12 | 2 |
| March 2021 | $2.09B | 47 | 6 | 2 |
Besides its headquarters, North Pier Fiduciary Management has 0 offices, with 1 listed address in California.
California · 1 listed address
- 4333 Admiralty Way, Unit G1, Marina Del ReyHQ
Other business names
North Pier Fiduciary Management has reported 1 other business name to the SEC.
- North Pier Search Consulting
Contact and registration details
- Legal name
- North Pier Fiduciary Management, LLC
- Headquarters
- 4333 Admiralty Way, Unit G1, Marina Del Rey, CA 90292
- Website
- npier.com
- Phone
- 800-403-7065
- SEC file
- 801-69545
- Structure
- California LLC
- Fiscal year end
- December
North Pier Fiduciary Management uses Fidelity ($583M, 48%), Principal Bank ($364M, 30%) and Matrix Trust ($132M, 11%), among others, as custodians for its separately managed accounts. North Pier Fiduciary Management has custody of $8.56M in client assets for 13 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $112M9%
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $583M48%
- EmpowerEmpower Financial Services, Inc. · Greenwood Village, CO · $24.6M2%
- Principal BankPrincipal Bank · Des Moines, IA · $364M30%
- Matrix TrustMatrix Trust Company · Denver, CO · $132M11%
At year end, North Pier Fiduciary Management’s separately managed accounts were mostly in funds (89%).
What the accounts hold
- Stocks5%
- Funds89%
- Bonds2%
- U.S. government and agency bonds1%
- State and local bonds1%
- Cash4%
How many clients does North Pier Fiduciary Management have?
North Pier Fiduciary Management has 39 clients and manages $1.28 billion for them, as of April 2026. They include 15 high-net-worth individuals, 15 pension and profit-sharing plans, and 9 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 29 April 2026
What services does North Pier Fiduciary Management offer?
North Pier Fiduciary Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does North Pier Fiduciary Management use?
North Pier Fiduciary Management’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $583M, Principal Bank (Des Moines, IA), with $364M, Matrix Trust Company (Denver, CO), with $132M, Charles Schwab & Co., Inc. (San Francisco, CA), with $112M and Empower Financial Services, Inc. (Greenwood Village, CO), with $24.6M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 29 April 2026
How many financial advisors does North Pier Fiduciary Management have?
North Pier Fiduciary Management has 5 investment adviser representatives registered with state securities authorities, out of 15 employees, and 5 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does North Pier Fiduciary Management invest in?
At the end of its last fiscal year, North Pier Fiduciary Management’s separately managed accounts held 89% registered funds (mutual funds, ETFs, BDCs), 5% exchange-traded equities, 4% cash and equivalents, 1% U.S. government and agency bonds and 1% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns North Pier Fiduciary Management?
North Pier Fiduciary Management’s direct owners are Brant Griffin (50% to 75%) and James Scheinberg (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 29 April 2026
How does North Pier Fiduciary Management get paid?
North Pier Fiduciary Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact North Pier Fiduciary Management?
North Pier Fiduciary Management’s main office is at 4333 Admiralty Way, Unit G1, Marina Del Rey, CA 90292. Its phone number is 800-403-7065. Its website is npier.com.