{"url":"https://nivawealth.com/firms/north-pier-fiduciary-management-148128","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/148128","regulatoryAum":1276472248,"crd":"148128","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2692488","suffix":null,"lastName":"GRIFFIN","firstName":"BRANT","middleName":"JACKSON"},{"crd":"8163581","suffix":null,"lastName":"Hulce","firstName":"Mason","middleName":null},{"crd":"7144962","suffix":null,"lastName":"JARAMILLO 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Pier Fiduciary Management, LLC","displayName":"North Pier Fiduciary Management","slug":"north-pier-fiduciary-management-148128","website":"https://npier.com/","classification":{"segment":"institutions","segmentLabel":"Institutional","type":"retirement_plan_adviser","typeLabel":"Retirement plans","feeDisclosure":"payment_only"},"xUrl":"https://www.x.com/North_Pier","founded":null,"organization":"California limited liability company","fiscalYearEnd":"December","headquarters":{"street":"4333 Admiralty Way, Unit G1","city":"Marina Del Rey","state":"CA","stateName":"California","country":"United States","postalCode":"90292"},"tradeNames":["North Pier Search Consulting"],"registration":{"secApproved":"8 September 2008","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":3349296.4166666665,"staff":{"employees":15,"advisory":5,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":1276472248,"discretionary":892675086,"discretionaryAccounts":113,"nonDiscretionary":383797162,"nonDiscretionaryAccounts":3,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":36},"clientTypes":[{"label":"Individuals (other than HNW)","clients":9,"regulatoryAum":13475289},{"label":"High-net-worth individuals","clients":15,"regulatoryAum":66907825},{"label":"Pension and profit-sharing plans","clients":15,"regulatoryAum":1196089134}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":111770882},{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":582889119},{"name":"Empower Financial Services, Inc.","shortName":"Empower","location":"Greenwood Village, CO","smaAssets":24603126},{"name":"Principal Bank","shortName":"Principal Bank","location":"Des Moines, IA","smaAssets":364453943},{"name":"Matrix Trust Company","shortName":"Matrix Trust","location":"Denver, CO","smaAssets":132169924}],"custodyNote":"North Pier Fiduciary Management has custody of $8.56M in client assets for 13 clients.","otherCustodians":[],"leadership":[{"name":"Brant Griffin","title":"Member and Chief Compliance Officer","crd":"2692488"},{"name":"James Scheinberg","title":"Member","crd":"2073575"}],"ownership":[{"label":"Brant Griffin","detail":"Member and chief compliance officer in the 50% to 75% ownership band and a control person, since October 2008."},{"label":"James Scheinberg","detail":"Member in the 50% to 75% ownership band and a control person, since October 2008."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"4333 Admiralty Way, Unit G1","city":"Marina Del Rey","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"800-403-7065","stateRegisteredReps":5,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Selection of other advisers (including private fund managers)","Other"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":5},{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":89},{"label":"Cash and cash equivalents","percent":4}],"privateFunds":0},"sources":{"adv1FilingDate":"29 April 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/148128/PDF/148128.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does North Pier Fiduciary Management have?","answer":"North Pier Fiduciary Management has 39 clients and manages $1.28 billion for them, as of April 2026. They include 15 high-net-worth individuals, 15 pension and profit-sharing plans, and 9 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 29 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does North Pier Fiduciary Management offer?","answer":"North Pier Fiduciary Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does North Pier Fiduciary Management use?","answer":"North Pier Fiduciary Management’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $583M, Principal Bank (Des Moines, IA), with $364M, Matrix Trust Company (Denver, CO), with $132M, Charles Schwab & Co., Inc. (San Francisco, CA), with $112M and Empower Financial Services, Inc. (Greenwood Village, CO), with $24.6M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 29 April 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does North Pier Fiduciary Management have?","answer":"North Pier Fiduciary Management has 5 investment adviser representatives registered with state securities authorities, out of 15 employees, and 5 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does North Pier Fiduciary Management invest in?","answer":"At the end of its last fiscal year, North Pier Fiduciary Management’s separately managed accounts held 89% registered funds (mutual funds, ETFs, BDCs), 5% exchange-traded equities, 4% cash and equivalents, 1% U.S. government and agency bonds and 1% state and local bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns North Pier Fiduciary Management?","answer":"North Pier Fiduciary Management’s direct owners are Brant Griffin (50% to 75%) and James Scheinberg (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 29 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does North Pier Fiduciary Management get paid?","answer":"North Pier Fiduciary Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact North Pier Fiduciary Management?","answer":"North Pier Fiduciary Management’s main office is at 4333 Admiralty Way, Unit G1, Marina Del Rey, CA 90292. Its phone number is 800-403-7065. Its website is npier.com.","source":"Form ADV Part 1A, Item 1.F, filed 29 April 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}